Meaning DEFICIENCY LETTER: Notification from the SEC to a prospective issuer of securities that revisions or additions need to be made to the preliminary prospectus
More terms such as Deficiency letter in Dictionary D.
- Definition Day Loan:
- Examples A loan from a bank to a broker prior to the delivery of securities. Upon the delivery of the securities, a day loan becomes a regular broker call loan for which securities serve as collateral deficiency letter definition.
- Definition Drop:
- Examples Refers to over-the-counter trading. Remove from O.T.C. trading list; hence, no longer making a market in a security deficiency letter explain.
- Definition Delta Neutral:
- Examples Describes value of a portfolio not affected by changes in the value of the asset on which the options are written deficiency letter what is.
- Definition Discretionary Trust:
- Examples mutual funds, refers to a mutual fund or unit trust whose management decides on the best way to use the assets without restriction to a specific type of security.In the context of trusts, refers to a deficiency letter meaning.
- Definition Due Bill:
- Examples An instrument evidencing the obligation of a seller to deliver securities sold to the buyer. Occasionally used in the bill market deficiency letter abbreviation.