Meaning SECURITIES AND EXCHANGE COMMISSION RULES: Rules enacted by the SEC to assist in the regulation of U.S. financial markets
More terms such as Securities and Exchange Commission Rules in Dictionary S.
- Definition Short Ratio(Or Short Interest Ratio):
- Examples a security that investors have sold short divided by average daily volume of the security (measured over 30 days or 90 days). There are various interpretations of this ratio. When people short, it securities and exchange commission rules definition.
- Definition Supermajority Amendment:
- Examples Often used in risk arbitrage. Corporate amendment requiring that a substantial majority (usually 67% to 90%) of stockholders approve important transactions, such as mergers securities and exchange commission rules explain.
- Definition Single Option:
- Examples A single put option or call option, as opposed to a spread or straddle, which involves multiple puts and calls securities and exchange commission rules what is.
- Definition Self-Directed IRA:
- Examples An IRA that the account holder can after appointing a custodian manager to carry out investment instructions securities and exchange commission rules meaning.
- Definition Significant Influence:
- Examples large portion of the equity of a corporation, usually at least 20%, which gives the holder a significant amount of control over the corporation. This degree of holding must be recorded in a firm' securities and exchange commission rules abbreviation.
