Meaning SUITABILITY RULES: Policies and guidelines that brokers must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and other self-regulatory organizations
More terms such as Suitability rules in Dictionary S.
- Definition Swiss Options And Financial Futures Exchange (SOFFEX):
- Examples The Swiss derivatives market with the first fully electronic trading system in the world, now called Eurex Zurich AG suitability rules definition.
- Definition Stochastic Models:
- Examples Liability-matching models that assume that the liability payments and the asset cash flows are uncertain. Related: Deterministic models suitability rules explain.
- Definition S:
- Examples Fifth letter of a Nasdaq stock symbol specifying a beneficial interest suitability rules what is.
- Definition Stub:
- Examples Often used in risk arbitrage. Piece of equity security left over from a major cash or security distribution from a recapitalization suitability rules meaning.
- Definition Split Commission:
- Examples A commission shared between a broker and a financial adviser or other professional who brought the customer to the broker suitability rules abbreviation.
