Financial definitions for business owners S

• Definition Customer Separate Compare Securities Investor Protection Corporation. Each account that is under the name of a different person or group of people is entitled to definition
• Definition Data Synchronous Why To test option-pricing models, the price of the option and of the underlying should be synchronous and reflect the same moment in the explain
• Definition Price Strike How better underlying stock may be purchased (in the case of a call) or sold (in the case of a put) by the option holder upon exercise of the option what is
• Definition Hedge Short When eliminate or lessen the possible decline in value of an approximately equal amount of the actual financial instrument or physical commodity meaning
• Definition Swiss Electronic Bourse (EBS) Determines former stock exchange trading floors in Zurich, Geneva, and Basel, Switzerland so that trades can be carried out among traders on all three abbreviation
• Definition Stockout Comparing to Running out of inventory how to
• Definition Subject to a (NY) can Depends on Contingent upon trader's ability to cancel an order (on the indicated exchange help
• Definition Back Buy Swap Which The sale of an interest rate swap by one counterparty to the other, effectively ending the swap crossword
• Definition Regression Linear Simple Difference A regression analysis between only two variables, one dependent and the other explanatory examples
• Definition Up Step When To increase, as in step up the tax basis of an asset encyclopedia
• Definition Order Switch Pros and cons Order for the purchase (sale) of one stock and the sale (purchase) of another stock at a stipulated price difference. Contingent order, swap information about
• Definition For Spoken Similarities Amount of opposite demand (placement) or supply (availability) the trader has in efforts to cross the stock. Not open tutorial
• Definition Speed How much Related: Prepayment speed error
• Definition Exempt Short How many special trading situation where a short sale is allowed on a minustick. The owners of a convertible trading at parity can sell the answer
• Definition Account Suspense Compare An account used temporarily to record receipts and disbursements that have yet to be classified means what
• Definition Stagflation Why A period of slow economic growth and high unemployment with rising prices (inflation description
• Definition Single-Premium Deferred Annuity (SPDA) How better investor makes a lump-sum payment that is invested in either a fixed-return instrument or a variable-return portfolio, which is taxed only definition
• Definition Buyback Stock When A corporation's purchase of its own outstanding stock, usually in order to raise the company's earnings per share explain
• Definition Rating P S Determines Rating service provided by S;P that indicates the amount of risk involved with different securities what is
• Definition Trading Suspended Comparing to particular security, in advance of a major news announcement or to correct an imbalance of orders to buy and sell meaning
• Definition Size Depends on an order, or a trade. Large as in the size of an offering, the size of an order, or the size of a trade. Size is relative from market to abbreviation
• Definition Bond Coupon Split Which A bond that begins as a zero-coupon bond paying no interest and converts to an interest paying bond on a future date how to
• Definition Option Fee Split Difference generally executes the split fee with first an initial fee, with a window period at the end of which (upon payment of a second fee) the help
• Definition Equity Sweat When An increase in equity created by the labor of the owner crossword
• Definition Spins Pros and cons Stands for Standard ; Poor's 500 Index Subordinated Notes examples
• Definition Short-run operating activities Similarities short-term finance of a firm, such as how much inventory to order and whether to offer cash terms or credit terms to customers encyclopedia
• Definition Simple rate of return How much dividing income plus capital gains by the amount of capital invested. The effect of compounding is not taken into account information about
• Definition Level Support How many supposedly difficult for a security or market to fall. That is, the price level at which a security tends to stop falling because there is tutorial
• Definition Interest Simple Compare Interest calculated as a simple percentage of the original principal amount. Compare to compound interest error
• Definition Specialist block purchase and sale Why Purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer answer
• Definition Average Moving Simple How better The mean, calculated at any time over a past period of fixed length means what
• Definition Spdrs When the value of the Standard ; Poor's 500 Composite Price Index. Stands for Standard ; Poor's Depositary Receipt. They trade on the description
• Definition Selling Short Determines Establishing a market position by selling a security one does not own in anticipation of the price of that security falling definition
• Definition Stagnation Comparing to A period of slow economic growth, or, in securities trading, a period of inactive trading explain
• Definition Charge Sales Depends on purchase of shares, usually payable as a commission to a marketing agent, such as a financial adviser, who is thus compensated for what is
• Definition Stripped mortgage-backed securities (SMBS) Which flows from the underlying generic MBS collateral into the principal and interest components of the MBS to enhance their attaractiveness to meaning
• Definition Scrip Difference A temporary document that represents a portion of a share of stock, often issued after a stock split or spin-off abbreviation
• Definition Shirking When return is smaller. Owners may have more incentive to shirk if they issue equity as opposed to debt, because they retain less ownership how to
• Definition Single-premium life insurance Pros and cons A whole life insurance policy requiring one premium payment, which accrues cash value much more quickly than a policy paid in installments help
• Definition Stock Exchange, Mumbai (BSE) Similarities Formerly the Bombay stock exchange, the BSE accounts for more than one-third of Indian trading volume crossword
• Definition Bond Shogun How much Dollar bond issued in Japan by a nonresident examples
• Definition List Stock How many The department within a stock exchange that oversees compliance with listing requirements and exchange regulations encyclopedia
• Definition Literature Sales Compare Material written by an institution selling a product, which informs potential buyers of the product and its benefits information about
• Definition Softs Why Tropical commodities such as coffee, sugar, and cocoa tutorial
• Definition Market Issues Specific How better The market in which dealers reverse in securities they wish to short error
• Definition Dollar Strong When When the dollar can be exchanged for a large amount of foreign currency, benefiting travelers but hurting exporters answer
• Definition Market Specialist Determines Market in a stock made solely by the specialist, as no public orders, and henceforth no depth, exist in the market means what
• Definition Statement of Financial Accounting Standards No. 52 Comparing to currently used by U.S. firms. It mandates the use of the current rate method. See: Statement of Financial Accounting Standards No. 8 description
• Definition Socially conscious mutual fund Depends on companies that have interests in socially unacceptable markets or produce harmful products or by-products, such as high levels of definition
• Definition Strategy Portfolio Structured Which Desigining a portfolio to achieve a level of performance that matches some predetermined liabilities that must be paid out in the future explain
• Definition Agreement Subscription Difference An application reviewed by the general partner to join a limited partnership what is
• Definition Enhancing Scale When risk class as the whole firm. That is, the project allows the firm to grow larger in the context of their current business rather than meaning
• Definition Rules Suitability Pros and cons must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and abbreviation
• Definition Certificate Stock Similarities A document representing the number of shares of a corporation owned by a shareholder how to
• Definition Equity Stockholder How much book value of ownership in the corporation. It includes capital stock, paid-in surplus, and retained earnings help
• Definition Signal How many 039;s actions. The more costly it is to provide a signal, the more credibility it has. For example, to call a press conference and tell crossword
• Definition Surety Compare An individual or corporation that guarantees the performance or actions of another examples
• Definition Slippage Why transactions costs and actual transactions costs. The difference usually represents revisions to price difference or spread and commission encyclopedia
• Definition Analysis Sensitivity How better Analysis of the effect on a project's profitability of changes in sales, cost, and so on information about
• Definition Snowballing When Process by which the exercise of stop orders in a declining or advancing market causes further downward or upward pressure on prices tutorial
• Definition Aside Step Determines Allow a block to trade at a price at which you do not care to participate in the trade error
• Definition Funds Surplus Comparing to Cash flow available after payment of taxes in a project answer
• Definition Assignment Swap Depends on Related: Swap sale means what
• Definition C Schedule Which Describes membership requirements and procedures of NASD, in its bylaws description
• Definition Cushion Safety Difference In a contingent immunization strategy, the difference between the initially available immunization level and the safety-net return definition
• Definition Fund Sinking When regular basis that is used to ensure investor confidence that promised payments will be made and that is used to redeem debt securities or explain
• Definition Costs Search Pros and cons counterparty to a trade, including explicit costs (such as advertising) and implicit costs (such as the value of time). Related what is
• Definition Order Plus Sell Similarities amount of stock provided that the price to be obtained is not lower than the last sale if the last sale was a plus, or zero plus tick, and meaning
• Definition Analysis Scenario How much The use of horizon analysis to project total returns under different reinvestment rates and future market yields abbreviation
• Definition Statement-of-Cash-Flows Method How many A method of cash budgeting that is organized along the lines of the statement of cash flows how to
• Definition Order Sell Compare forms by an investor to a broker to sell a particular stock, bond, option, future, mutual fund, or other holding help
• Definition Smidge Why Small amount of price, usually +/- 1/8 or 1/4 crossword
• Definition Seasoned How better reputation for quality with the investing public and enjoying liquidity in the secondary market; in the case of convertibles, having traded examples
• Definition Shared Appreciation Mortgage (SAM) When A mortgage with a low rate of interest, offset by giving the lender some portion of the appreciation in the value of the underlying property encyclopedia
• Definition Savings and loan association Determines National- or state-chartered institution that accepts savings deposits and invests the bulk of the funds thus received in mortgages information about
• Definition Clause Subordination Comparing to restricts the issuer's future borrowing by subordinating future lenders' claims on the firm to those of the existing bondholders tutorial
• Definition Motive Speculative Depends on A desire to hold cash in order to be poised to exploit any attractive investment opportunity requiring a cash expenditure that might arise error
• Definition Severally but not jointly Which underwriting group buy a new issue (severally), but not to assume joint liability for shares left unsold by other members answer
• Definition Slump Difference A temporary fall in performance, often describing consistently falling security prices for several weeks or months means what
• Definition Set of contracts perspective When contracting relationships among individuals who have conflicting objectives, such as shareholders or managers. The corporation is a legal description
• Definition Short-term investment services Pros and cons Services that assist firms in making short-term investments definition
• Definition Voting Statutory Similarities The standard rule in most corporations that there is one vote per share in elections of the board of directors explain
• Definition Small Order Execution System (SOES) How much Three-tiered system of automatic execution of an order at the best price. Size is either 200, 500, or, most often, 1000 shares what is
• Definition Savings Association Insurance Fund (SAIF) How many the Federal Savings and Loan Insurance Corporation as the provider of deposit insurance for thrift institutions meaning
• Definition Tight Sit Compare Directive from the trader to the customer to be patient, emphasizing that one's piece of business will be executed abbreviation
• Definition Securities and commodities exchanges Why Exchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers how to
• Definition Straddle Short How better A straddle involves both purchase and sale. In short straddle one put and one call are sold help
• Definition Repurchase Share When back its own shares in the open market. It is usually done when shares are undervalued. Since repurchase reduces the number of shares crossword
• Definition Efficiency Form Semistrong Determines profits the price of a security fully reflects all public information (including, but not limited to, historical price and trading patterns examples
• Definition Swiss Options and Financial Futures Exchange (SOFFEX) Comparing to The Swiss derivatives market with the first fully electronic trading system in the world, now called Eurex Zurich AG encyclopedia
• Definition Broker Share Depends on traded, and reduces the per unit charge as the number of shares traded increases, as opposed to a dealer who charges a percentage of the information about
• Definition Approach Signaling Which information that the market does not have, and that the choice of capital structure by insiders can signal information to outsiders and tutorial
• Definition Bond Debenture Subordinated Difference secured debt, after debenture bonds, and often after some general creditors in its claim on assets and earnings. Related: Debenture bond error
• Definition Error Standard When In statistics, a measure of the possible error in an estimate. Plus or minus 2 standard errors usually provides a 95% confidence interval answer
• Definition Lending Mortgage Second Pros and cons Loans secured by real estate previously pledged in a first mortgage means what
• Definition Agreement Smithsonian Similarities international monetary system that was signed at the Smithsonian Institution in Washington, D.C., in December 1971. Included were a new set description
• Definition Securities and Exchange Commission Rules How much Rules enacted by the SEC to assist in the regulation of U.S. financial markets definition
• Definition Account Arbitrage Special How many A margin account with lower cash requirements, reserved for transactions that are hedged by an offsetting position in futures or options explain
• Definition Securities Industry Committee on Arbitration (SICA) Compare A private group that provides mediation services in case of customer complaints against securities firms what is
• Definition Stock Exchange of Singapore (SES) Why The only stock exchange in Singapore meaning
• Definition Stocks Secondary How better capitalization, less quality and more risk than blue chip issues that behave differently than larger corporations' stocks abbreviation
• Definition Sale Short When not own but is committed to repurchasing eventually. It is used to capitalize on an expected decline in the security's price how to
• Definition Account Sweep Determines Account providing that a bank invest all the excess available funds at the close of each business day for the firm help
• Definition Score Comparing to Equity, a certificate that entitles the owner to the capital appreciation of an underlying security, but not to the dividend income from crossword
• Definition Security Depends on Piece of paper that proves ownership of stocks, bonds, and other investments examples
• Definition Squeeze Which futures increase in price and investors who have sold short must cover their short positions to prevent loss of large amounts of money encyclopedia
• Definition Risk Shortfall Difference The risk of falling short of any investment target information about
• Definition Steepening of the yield curve When spread between the yield on a long-term and short-term Treasury has increased. Compare flattening of the yield curve and butterfly shift tutorial
• Definition Standing Pros and cons Level of priority in the trading crowd error
• Definition Straight Similarities Direct telephone line, compared to an outside line that requires a telephone number to be dialed answer
• Definition Sydney Futures Exchange (SFE) How much The derivatives market of Australia means what
• Definition Right Stock How many Another terminology for a stock option description
• Definition Indicator Bowl Super Compare American Football League pre-1970 wins the Super Bowl, the stock market will decline during the coming year. If a team from the old pre definition
• Definition Subject Why executed without confirmation from the customer. In other words, not firm, but a bid/offer that needs additional information/confirmation explain
• Definition Rally Claus Santa How better Seasonal rise in stock prices in the last week of the calendar year, between Christmas and New Year's Day what is
• Definition Swissy When Slang for the Swiss franc meaning
• Definition Short-term gain (or loss) Determines of securities held for less than a year that is taxed at normal income tax rates if the net total is positive abbreviation
• Definition Surcharge Comparing to An additional levy added to some charge how to
• Definition In It Send Depends on Market language: I bought your stock - 'send it in' (and possibly more help
• Definition Stockholder's report Which The annual report and other reports given to stockholders to inform them of the company's financial standing and developments crossword
• Definition Selection Stock Difference technique that focuses on advantageous selection of particular stock rather than on broad asset allocation choices examples
• Definition Merger Statutory When A merger in which one corporation remains as a legal entity, instead of a new legal entity being formed encyclopedia
• Definition Financing Seller Pros and cons Funding a purchase by a seller's loan to the buyer, the buyer takes full title to the property when the loan is fully repaid information about
• Definition Phenomenon P S Similarities P composite index to rise in price due to a large number of buy orders as S;P-related index funds add the stock to their portfolios tutorial
• Definition Price Spot How much physical commodity. Also called cash price. Current delivery price of a commodity traded in the spot market, in which goods are sold for error
• Definition Bond Series How many Bond that may be issued in several series under the same indenture document answer
• Definition Offering Split Compare A municipal bond issue that is made up of serial bonds and term maturity bonds means what
• Definition Market Mortgage Secondary Why Buying and selling existing mortgage loans, which are often pooled and traded as mortgage-backed securities description
• Definition Stakeholders How better financial or otherwise, in a firm-stockholders, creditors, bondholders, employees, customers, management, the community, and the government definition
• Definition Stratified sampling bond indexing When the index into cells, each cell representing a different characteristic, and that buys bonds to match those characteristics explain
• Definition Analyst Supervisory Determines An analyst who is qualified to approve publicly distributed research reports on the NYSE what is
• Definition Scalp Comparing to To trade for small gains. Scalping normally involves establishing and liquidating a position quickly, usually within the same day meaning
• Definition Date Settlement Depends on settle a trade. For stocks traded on U.S. exchanges, settlement is currently three business days after the trade. For mutual funds abbreviation
• Definition Bond Savings Which denominations from $50 to $10,000, with local and state tax-free interest and semiannually adjusted interest rates how to
• Definition Out Sell Difference customer has failed to bring an account to a required level by producing additional equity after a margin call.The selling of securities help
• Definition Stock Exchange of Thailand (SET) When The only stock exchange in Thailand crossword
• Definition Curve Rate Spot Pros and cons The graphical depiction of the relationship between the spot rates and maturity examples
• Definition Sinker Similarities A bond with interest and principal payments coming from the proceeds of a sinking fund encyclopedia
• Definition Systematic How much Common to all businesses information about
• Definition Corporation Shell How many significant assets or operations, often formed to obtain financing before beginning actual business, or as a front tax evasion tutorial
• Definition Price Out Stop Compare The lowest auction price at which Treasury bills are sold error
• Definition Convertible Synthetic Why Combination of usable bonds and warrants (that expire on or after the bonds' maturity) that resembles convertible bond answer
• Definition Covering Short How better Actual purchase of securities by a short seller to replace those borrowed at the time of a short sale means what
• Definition Short-term solvency ratios When liquid assets for meeting short-term obligations as they come due, including (1) the current ratio, (2) the acid test ratio, (3) the description
• Definition Debt Senior Determines Debt whose terms in the event of bankruptcy, require it to be repaid before subordinated debt receives any payment definition
• Definition Special Book Symbol Comparing to Illiquid, inactively traded stock not familiar market explain
• Definition Stratified sampling approach to indexing Depends on Dividing an index into cells, each representing a different characteristic of the index, such as duration or maturity what is
• Definition Simple compound growth method Which terminal value to initial value and assuming a constant percentage annual rate of growth between the two values meaning
• Definition Sum-of-the-years'-digits depreciation Difference Method of accelerated depreciation abbreviation
• Definition Commission Split When A commission shared between a broker and a financial adviser or other professional who brought the customer to the broker how to
• Definition Saucer Pros and cons Technical chart pattern depicting a security whose price has reached bottom and is moving up help
• Definition Issue Secondary Similarities 1) Procedure for selling blocks of seasoned issues of stocks. (2) More generally, sale of already issued stock crossword
• Definition Sponsor How much offers shares in its mutual funds, or an influential institution that highly values a particular security and thus creates additional examples
• Definition Spread How many of a stock or other security. (2) The simultaneous purchase and sale of separate futures or options contracts for the same commodity for encyclopedia
• Definition Order Split Compare divided into smaller orders that are spread out over some period of time to avoid large fluctuations in the market price information about
• Definition Order Scale Why specifies the total amount to be bought (sold) and the amount to be bought (sold) at successively decreasing (increasing) price intervals tutorial
• Definition Bank Savings How better An institution that primarily accepts consumer savings deposits and to make home mortgage loans error
• Definition Settlement Day Skip When Settling a trade one business day beyond what is normal answer
• Definition Stockholder's equity Determines have against a firm's assets, calculated by subtracting all current liabilities and debt liabilities from total assets means what
• Definition Statement of Cash Flows Comparing to A financial statement showing a firm's cash receipts and cash payments during a specified period description
• Definition Social Security Disability Income Insurance Depends on tax to provide assistance to disabled individuals with disabilities expected to last at least one year, to compensate for lost income definition
• Definition Seller's market Which Market in which demand exceeds supply. As a result, the seller can dictate the price and the terms of sale explain
• Definition Costs Sunk Difference Costs that have been incurred and cannot be reversed what is
• Definition Rate Settlement When Accounting Standards Board (FASB) 87 for discounting the obligations of a pension plan. The rate at which the pension benefits could be meaning
• Definition Ahead Stock Pros and cons a certain price arrive about the same time, and the exchange's priority rules take effect. NYSE rules stipulate that the bid made abbreviation
• Definition Privilege Payment Skip Similarities A mortgage contract clause giving borrowers the right to skip payments if they are ahead of schedule how to
• Definition Shock Supply How much An event that influences production capacity and costs in an economy help
• Definition Shopping How many Seeking to obtain the best bid or offer available by calling a number of dealers and/or brokers crossword
• Definition Repellant Shark Compare are golden parachutes, poison pills, safe harbor, and scorched-earth policy. Porcupine provision. Amendment to company charter intended to examples
• Definition Sale Substitute Why uses debt market instruments, such as interest rate futures, or that involves selling borrowed securities as the primary assets encyclopedia
• Definition Agreement Standby How better In a rights issue, agreement that the underwriter will purchase any stock not purchased by investors information about
• Definition Climax Selling When A sudden drop in security prices as sellers dump their holdings tutorial
• Definition Stub Determines Often used in risk arbitrage. Piece of equity security left over from a major cash or security distribution from a recapitalization error
• Definition Scripophily Comparing to Collecting stock and bond certificates for their scarcity, rather than for their value as securities answer
• Definition Plan Purchase Stock Depends on A plan allowing employees of a company to purchase shares of the company, often at a discount or with matching employer funds means what
• Definition Spreadsheet Which A computer program that organizes numerical data into rows and columns in order to calculate and make adjustments based on new data description
• Definition Rotation Sector Difference certain sectors, that tactically overweights and underweights depending on expected performance. Sometimes called rotation definition
• Definition Tax Employment Self When A tax self-employed people must pay to qualify them to receive Social Security benefits at retirement explain
• Definition Selling short against the box Pros and cons owned by the seller but held in the box, meaning it is held in safekeeping. The seller borrows securities needed to cover as the stock in what is
• Definition Value Salvage Similarities Scrap value of plant and equipment meaning
• Definition Order Loss Stop How much An order to sell a stock when the price falls to a specified level abbreviation
• Definition Shut out the book How many Used for listed equity securities. Exclude a public bid or offer from participation in a print how to
• Definition Settlement Short Compare Trade settlement made prior to the standard five-day period due to customer request help
• Definition Cap Small Why A stock with a small capitalization, meaning a total equity value of less than $500 million crossword
• Definition Freeze Salary How better A temporary halt to increases in salary due to financial difficulties experienced by a company examples
• Definition Off Spin When company from an existing part of the company by selling or distributing new shares in the so-called spin-off encyclopedia
• Definition Refunding Senior Determines with 5-to 12-year maturities with securities of 15-year or longer maturities, in order to delay, reduce, or consolidate payment information about
• Definition Facility Swingline Comparing to Bank borrowing facility to provide finance while the firm replaces U.S. commercial paper with eurocommercial paper tutorial
• Definition Symbol Depends on Letters used to identify companies on the consolidated tape and other locations error
• Definition Swap Substitution Which exchanges one bond for another bond that is similar in terms of coupon, maturity, and credit quality, but that offers a higher yield answer
• Definition Depreciation Line Straight Difference Amortizing or apportioning an equal dollar amount of depreciation in each accounting period means what
• Definition Securities ; Exchange Commission (SEC) When financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public description
• Definition Note Down Step Pros and cons A floating-rate note whose interest rate declines after a specified period of time definition
• Definition Scale Similarities on CDs of varying maturities. A bank is said to post a scale. Commercial paper dealers also post scales explain
• Definition Bonds Short How much Bonds with short (not much time to maturity) current maturities what is
• Definition Stock Shadow How many stock that strips out the market wide movements for the purpose of rewarding managers. That is, the management might have done a great job meaning
• Definition Income Security Supplemental Compare A Social Security program established to help the blind, disabled, and poor abbreviation
• Definition Returns Tax Separate Why choose to file their returns individually, usually because this approach produces lower overall tax payments how to
• Definition Entrepreneur Serial How better Business person that successfully starts (does not kill) a number of different businesses help
• Definition Billing Statement When period such as a month (for which a customer also receives invoices) are collected into a single statement, and the customer must pay all crossword
• Definition Away Sold Determines Refers to over-the-counter trading. Having sold stock to another dealer before making the present offering examples
• Definition S Subchapter Comparing to with 35 or fewer shareholders the option of being taxed as a partnership to escape corporate income taxes encyclopedia
• Definition Short Depends on establish a market position and who has not yet closed out this position through an offsetting purchase; the opposite of a long position information about
• Definition P S Which Standard ; Poor's Corporation tutorial
• Definition Bond Assessment Special Difference A municipal bond with interest paid by the taxes of the community benefiting from the bond-funded project error
• Definition Synthetics When by blending an underlying price on a cash instrument with the price of a derivative instrument. It is a combination of security holdings answer
• Definition Stopping curve refunding rate Pros and cons A refunding rate that falls on the stopping curve means what
• Definition Single-state municipal bond fund Similarities A mutual fund investing only in government obligations within a single state, with state tax-free dividends, but taxed capital gains description
• Definition Yield Stripped How much securities. Return on the debt portion of a bond/warrant unit after subtracting the value of the issued warrant segment definition
• Definition Out Stopped How many A purchase or sale that is executed under a stop order at the stop price specified by the customer explain
• Definition Effect Synergistic Compare A violation of value-additivity in that the value of a combination is greater than the sum of the individual values what is
• Definition Spectail Why A dealer doing business with retail but concentrating more on acquiring and financing its own speculative positions meaning
• Definition Equity 039 Shareholders How better This is a company's total assets minus total liabilities. A company's net worth is the same thing abbreviation
• Definition Bond Stock Story When A highly complex security that requires a long story so that investors may understand the corporation and be persuaded of its merits how to
• Definition Issue Seasoned Determines Issue of a security for which there is an existing market. Related: Unseasoned issue help
• Definition Market Stock Comparing to Also called the equity market, the market for trading equities crossword
• Definition Portfolio Ten Select Depends on A unit investment trust that buys and holds for one year the ten stocks in the Dow Jones Industrial Average with the highest dividend yields examples
• Definition Stock Split Which others. (2) Division of the outstanding shares of a corporation into a large number of shares. Ordinarily, splits must be proposed by encyclopedia
• Definition Coupon Short Difference months' interest, because the original issue date is less than six months from the first scheduled interest payment. A bond with a information about
• Definition Street When Means Wall Street financial community; brokers, dealers, underwriters, and other knowledgeable participants tutorial
• Definition Debt Secured Pros and cons Debt that has first claim on specified assets in the event of default error
• Definition Bond Stripped Similarities Bond that can be subdivided into a series of zero-coupon bonds answer
• Definition Bond Sinker Super How much any other bond that has long-term coupons but short maturity; the mortgages may be prepaid, and the holders may receive the long-term means what
• Definition Print Split How many Block trade printed at two different prices. Often used in dividend rolls to get an average price equal to the dividend description
• Definition Risk Systematic Compare Also called undiversifiable risk or market risk definition
• Definition Sham Why A business transaction, such as a limited partnership, that is entered into for the sake of avoiding tax explain
• Definition Adjusted Seasonally How better macroeconomic indicator (e.g., oil prices/imports) so that relative comparisons can be drawn from month to month all year what is
• Definition Condition Of Statement When A document describing the status of assets, liabilities, and equity of a person or business at a particular time meaning
• Definition Strangle Determines put option and call option on the same underlying instrument, with the same expiration. Profits are made only if there is a drastic change abbreviation
• Definition Substitution Day Same Comparing to Offsetting changes in a margin account during the day that result in no overall change in the balance of the account how to
• Definition Fee Standby Depends on Amount paid to an underwriter who agrees to purchase any stock that is not purchased by public investors in a rights offering help
• Definition Deal Sticky Which A new securities issue that may be difficult to sell because of problems in the market or underlying problems with the corporation crossword
• Definition Split Difference outstanding shares into more shares. If a company with 1 million shares executes a two-for-one split, the company would have 2 million examples
• Definition Note Structured When change in value with movements of an underlying index; or a note whose issuer makes swap arrangements to alter its required cash flows encyclopedia
• Definition Rationing Capital Soft Pros and cons Constraints on spending that under certain circumstances can be violated or even viewed as constituting targets rather than absolute limits information about
• Definition Position Short Similarities she does not yet own. Shares must be borrowed, before the sale, to make good delivery to the buyer. Eventually, the shares must be bought tutorial
• Definition Line Market Security How much Line representing the relationship between expected return and market risk or beta. The slope of this line is the risk premium for beta error
• Definition Bond Sour How many A bond issue that has defaulted on interest or principal payments, and will thus trade at a large discount and a poor credit rating answer
• Definition Record Stock Compare The accounting a brokerage firm keeps of all securities held in inventory means what
• Definition Safekeep Why Holding by a bank of bonds and money market instruments. For a fee, the bank clips coupons and presents for payment at maturity description
• Definition Series How better same class that also have the same unit of trade, expiration date, and exercise price. Stocks: shares that have common characteristics definition
• Definition Securities Acts Amendments of 1975 When establishment of a national market system together with a system for nationwide clearing and settlement of securities transactions explain
• Definition Fund Country Single Determines A mutual fund that invests in individual countries outside the United States what is
• Definition Specialist Comparing to designated as the market maker (or dealer for a listed common stock). Member of a stock exchange who maintains a fair and orderly market meaning
• Definition Securities Exchange Act of 1934 Depends on Legislation that created the SEC, outlawing dishonest practices in the trading of securities abbreviation
• Definition Selling, general, and administrative (SG;A) expenses Which salaries and commissions, advertising and promotion, travel and entertainment, office payroll and expenses, and executives' salaries how to
• Definition Group Selling Difference All banks involved in selling or marketing a new issue of stock or bonds help
• Definition Efficiency Form Strong When posits that the price of a security reflects all information, whether or not it is publicly available. Related: Weak-form efficiency, semi crossword
• Definition Theory Interest Short Pros and cons short positions in stocks will precede a rise in the market prices, because the short positions must eventually be covered by purchases of examples
• Definition Property Separation Similarities be divided into two independent tasks: (1) Determination of the optimal risky portfolio, which is a purely mathematical problem, and (2 encyclopedia
• Definition Fee Sec How much Small fee the SEC charges to sellers of equity securities on an exchange information about
• Definition F Subpart How many Special category of foreign-source unearned income that is currently taxed by the IRS whether or not it is remitted to the U.S tutorial
• Definition Landing Soft Compare enough to keep the economy out of recession, but also slow enough to prevent high inflation and interest rates error
• Definition Opinion To Subject Why acceptance of a company's financial statements subject to pervasive uncertainty that cannot be adequately measured, such as answer
• Definition Subrogation How better that has paid out to a policyholder for a loss incurred recovers the amount of the loss from the party that is legally liable means what
• Definition Return Net Safety When The minimum available return that will trigger an immunization strategy in a contingent immunization strategy description
• Definition Price Subscription Determines Price that current shareholders pay for a share of stock in a rights offering definition
• Definition Deposits Savings Comparing to at below-market interest rates, that do not have a specific maturity, and that usually can be withdrawn upon demand explain
• Definition Bond Secured Depends on A bond backed by the pledge of collateral, a mortgage, or other lien, as opposed to an unsecured bond, called a debenture what is
• Definition Currency Soft Which A money of a country that is expected to drop in value relative to other currencies meaning
• Definition Debt Subordinated Difference priority. In the event of bankruptcy, subordinated debtholders receive payment only after senior debt claims are paid in full abbreviation
• Definition 482 Section When U.S. Department of Treasury regulations governing transfer prices how to
• Definition Rate Savings Pros and cons Personal savings as a percentage of disposable personal income help
• Definition Loan Signature Similarities A good faith loan that is unsecured and requires only the borrower's signature on the loan application crossword
• Definition Ticker Stock How much A letter designation assigned to securities and mutual funds that trade on U.S. financial exchanges examples
• Definition Simplified Employee Pension (SEP) plan How many employee and the employer contribute to an individual retirement account. Also available to the self-employed encyclopedia
• Definition Ratings Security Compare Commercial rating agencies' assessment of the credit and investment risk of securities information about
• Definition Buyout Strategic Why Acquisition of another firm in order to realize some operational benefits which will result in increased earnings tutorial
• Definition Stopper Show How better A legal barrier, such as a scorched-earth policy or shark repellant system, that firms use to prevent a takeover error
• Definition Bond Samurai When A yen-denominated bond issued in Tokyo by a non-Japanese borrower. Related: Bulldog bond and Yankee bond answer
• Definition Securities Act of 1933 Determines First law designed to regulate securities markets, requiring registration of securities and disclosure means what
• Definition Second-to-die insurance Comparing to Insurance policy that, on the death of the spouse dying last, pays a death benefit to the heirs that is designed to cover estate taxes description
• Definition Trade Spot Depends on The purchase and sale of a foreign currency, commodity, or other item for immediate delivery definition
• Definition Bond Sushi Which A Eurobond issued by a Japanese corporation explain
• Definition Calendar Shadow Difference A backlog of securities issues registered with the SEC, awaiting the determination of an offer date what is
• Definition Rating Stock When An evaluation by a rating agency of the expected financial performance or inherent risk of common stocks meaning
• Definition Nyse Watcher Stock Pros and cons and investigates trading activity on the NYSE in order to identify any unusual activity or security movement that might be caused by rumors abbreviation
• Definition Markets Securities Similarities Organized exchanges plus over-the-counter markets in which securities are traded how to
• Definition Spike How much price, number of shares, type, and account of the order. Origin: Practice of placing the ticket on a metal spike upon execution or help
• Definition Effect Firm Small How many of total market capitalization) to outperform the stock market (consisting of both large and small firms crossword
• Definition Surtax Compare A tax added to the normal tax paid by corporations or individuals who have earned income above a certain level examples
• Definition Ratio Sharpe Why return relative to the total variability of the portfolio. Related: Treynor index. Named after William Sharpe, Nobel Laureate, and encyclopedia
• Definition Spot Soft How better Stocks or groups of stocks that remain weak in a strong market information about
• Definition Theorem Separation When to an individual is not dependent on consumption preferences. That is, investors will want to accept or reject the same investment projects tutorial
• Definition Trust Sprinkling Determines A trust in which the trustee decides how to distribute trust income among a group of designated people error
• Definition Bond Mortgage Senior Comparing to A bond that, in the event of bankruptcy, will be redeemed before any other bonds are repaid answer
• Definition Proprietorship Sole Depends on A sole proprietor pays no corporate income tax but has unlimited liability for business debts and obligations means what
• Definition Imbalance Order Significant Which for a stock that cause an abnormally wide spread between bid and offer prices, and often causes the exchange to halt the sale of the stock description
• Definition Money Smart Difference Investors who make consistent profits in the market, regardless of the investing environment, by making wise, educated moves definition
• Definition Mortgage Amortizing Self When Mortgage whose entire principal is paid off in a specified period of time with regular interest and principal payments explain
• Definition Short ratio(or short interest ratio) Pros and cons investors have sold short divided by average daily volume of the security (measured over 30 days or 90 days). There are various what is
• Definition Special Drawing Rights (SDR) Similarities A form of international reserve assets, created by the IMF in 1967, whose value is based on a portfolio of widely used currencies meaning
• Definition Statement of Financial Accounting Standards No. 8 How much The is a currency translation standard once used by U.S. accounting firms. See: Statement of Accounting Standards No. 52 abbreviation
• Definition Watcher Shark How many specializing in the early detection of takeover activity. Such a firm, whose primary business is usually the solicitation of proxies for how to
• Definition Strip mortgage participation certificate (strip PC) Compare mortgages purchased by Freddie Mac from a single seller in exchange for separate instruments representing interests in the same mortgages help
• Definition Indexing Equity Stratified Why portfolio that classifies the stocks in the index into strata, and represents each stratum in the portfolio crossword
• Definition Aside Set How better A percentage of a municipal or corporate bond underwriting that is allocated for handling by a minority-owned broker/dealer firm examples
• Definition Trust Remainder Spousal When distributed to the beneficiary (such as a child of the grantor) to take advantage of a lower tax bracket, and that at the end of the term encyclopedia
• Definition Stock Exchange of Hong Kong (SEHK) Determines Only stock exchange located in Hong Kong information about
• Definition Loan Securities Comparing to The loan of securities between brokers, often to cover a client's short sale; or a loan secured by marketable securities tutorial
• Definition Risk Sovereign Depends on impose foreign exchange regulations that will reduce or negate the value of FX contracts. Also refers to the risk of government default on error
• Definition Draft Sight Which Demand for immediate payment answer
• Definition Distribution Skewed Difference Probability distribution in which an unequal number of observations lie below (negative skew) or above (positive skew) the mean means what
• Definition Specialist's short-sale ratio When The percentage of the total short sales of stock sold short by specialists description
• Definition Order Significant Pros and cons quantity of securities that the price of the security may be affected. Institutional investors usually spread out such an order over a few definition
• Definition Shares Similarities Certificates or book entries representing ownership in a corporation or similar entity explain
• Definition Securitization How much investment instrument such as the mortgage pass-through security, by pooling assets to back the instrument. Also refers to the replacement what is
• Definition Dividend Special How many Also referred to as an extra dividend. Dividend that is unlikely to be repeated meaning
• Definition Sector Compare Used to characterize a group of securities that are similar with respect to maturity, type, rating, industry, and/or coupon abbreviation
• Definition Cost Shortage Why Costs that fall with increases in the level of investment in current assets how to
• Definition South African Futures Exchange (SAFEX) How better Electronic futures and options exchange based in South Africa help
• Definition Income Spread When difference between income and cost. For a depository institution, the difference between the assets it invests in (loans and securities crossword
• Definition 13D Schedule Determines Disclosure form required when more than 5% of any class of equity securities in a publicly held corporation is purchased examples
• Definition Regression Pass Second Comparing to portfolio returns on betas. The estimated slope is the measurement of the reward for bearing systematic risk during the period analyzed encyclopedia
• Definition Option Spread Depends on of one option and the sale of another option on the same underlying security with a different exercise price and/or expiration date information about
• Definition Forecast Sales Which planning process. External sales forecasts are based on historical experience, statistical analysis, and consideration of various tutorial
• Definition Spot futures parity theorem Difference relationship between spot and futures prices. Violation of the parity relationship gives rise to arbitrage opportunities error
• Definition Investor Small When quantities of stock or bonds. This group of investors makes up a minimal fraction of total stock ownership answer
• Definition Security Senior Pros and cons A security that, in the event of bankruptcy, will be redeemed before any other securities means what
• Definition Same-Day Funds Settlement (SDFS) Similarities between well-collateralized parties in good-the-same-day federal funds used by the Depository Trust Company for transactions in U.S description
• Definition Exchange Stock Stockholm How much The only official equity trading market in Sweden definition
• Definition Self-regulatory organization (SRO) How many ethical, and efficient practices in the securities and commodity futures industries, including all national securities and commodities explain
• Definition Shareholder Compare Person or entity that owns shares or equity in a corporation what is
• Definition Index Stock Why Index like the Dow Jones Industrial Average that tracks a portfolio of stocks meaning
• Definition Dividend Stock How better form of stock rather than cash. The stock dividend may be additional shares in the company, or it may be shares in a subsidiary being spun abbreviation
• Definition Settlement When When payment is made for a trade how to
• Definition Plane Market Security Determines A plane that shows the relationship between expected return and the beta coefficient of more than one factor help
• Definition Index Stochastics Comparing to A computerized tool measuring overbought and oversold conditions in a stock over a certain period crossword
• Definition Hedge Sell Depends on Related: short hedge examples
• Definition Order Spread Which that the customer wants to buy and sell and the desired spread between the premiums paid and received for the options encyclopedia
• Definition Source of funds seller Difference purpose of raising cash for other purchases. Such a seller will sell only at advantageous prices, and not aggressively information about
• Definition Bond Grade Speculative When Bond rated BA or lower by Moody's, or BB or lower by S;P, or an unrated bond tutorial
• Definition Market Out Sold Pros and cons Unavailability of a futures contract in a particular commodity or maturity date because of contract executions and limited offerings error
• Definition Term Short Similarities Any investments with a maturity of one year or less answer
• Definition Special Night Saturday How much Often used in risk arbitrage. Sudden attempt by one company to take over another by making a public tender offer means what
• Definition Commodity Spot How many A commodity that is traded with the expectation of actual delivery, as opposed to a commodity future that is usually not delivered description
• Definition Sleeper Compare interest but that has significant potential to gain in price once its attractions are recognized. Antithesis of high flyer definition
• Definition Curve Stopping Why different times at which the expected value of refunding immediately equals the expected value of waiting to refund explain
• Definition Rule Sale Short How better be made only in a market that is moving upward; this means either on an uptick from the last sale, or showing no downward movement what is
• Definition Company Insurance Stock When An insurance company owned by a group of stockholders, who are not necessarily policyholders meaning
• Definition Stock Shopped Determines Sell inquiry that has been seen by or shown to other dealers before coming to an investment bank abbreviation
• Definition Rating Split Comparing to Two different ratings given to the same security by two important rating agencies how to
• Definition Bond E Series Depends on A local and state tax-free bond issued by the U.S. government from 1941 to 1979, which was then replaced by Series HH bonds help
• Definition Sidelines Which Hypothetical position referring to noninvolvement in a stock; merely watching crossword
• Definition Supermajority Difference Provision in a company's charter requiring a majority of, say, 80% of shareholders to approve certain changes, such as a merger examples
• Definition Skewness When substantial probability of a big negative return. Positive skewness means that there is a greater-than-normal probability of a big positive encyclopedia
• Definition Principle Risk Systematic Pros and cons matters in large, well-diversified portfolios. Thus, expected returns must be related only to systematic risks information about
• Definition Market Sensitive Similarities A market that reacts to a great extent to good or bad news tutorial
• Definition Securities Of Segregation How much SEC rules to dictate how customers' securities may be used by broker-dealers in broker loans error
• Definition Economics Side Supply How many A theory of economics that reductions in tax rates will stimulate investment and in turn will benefit the entire society answer
• Definition Matching Cash Symmetric Compare allows for the short-term borrowing of funds to satisfy a liability prior to the liability due date, reducing the cost of funding means what
• Definition Market Secondary Why traded after they are initially offered in the primary market. Most trading occurs in the secondary market. The New York Stock Exchange, as description
• Definition In Scale How better Gradually taking a position in a security or market over time definition
• Definition Strategy Replacement Stock When 039;s return, used when the futures contract is expensive according to its theoretical price. The strategy involves a swap between the explain
• Definition Redemption Serial Determines The redemption of a serial bond what is
• Definition Stock Comparing to Ownership of a corporation indicated by shares, which represent a piece of the corporation's assets and earnings meaning
• Definition Index Strike Depends on value at which the buyer of the option can buy or sell the underlying stock index. The strike index is converted to a dollar value by abbreviation
• Definition Repurchase Stock Which A firm's repurchase of outstanding shares of its common stock how to
• Definition Benchmark Sharpe Difference adjusts for a manager's index-like tendencies. Named after William Sharpe, Nobel Laureate, and developer of the capital asset pricing help
• Definition Concession Selling When The discount underwriters offer the selling group on securities in a new issue crossword
• Definition Transaction Arbitrage Structured Pros and cons A self-funding, self-hedged series of transactions that usually use mortgage-backed securities (MBS) as the primary assets examples
• Definition Model Index Single Similarities decomposes influences on returns into a systematic factor, as measured by the return on the broad market index, and firm specific factors encyclopedia
• Definition Beauty Sleeping How much takeover target that has not yet been approached by an acquirer. Such a company usually has particularly attractive features, such as a information about
• Definition Shrinkage How many Discrepancy between a firm's actual inventory and its recorded inventory due to theft, deterioration, loss, or clerical problems tutorial
• Definition Policy Earth Scorched Compare technique a company that has become the target of a takeover attempt uses to make itself unattractive to the acquirer. For example, it may error
• Definition Seniority Why The order of repayment. In the event of bankruptcy, senior debt must be repaid before subordinated debt is repaid answer
• Definition Maturities Staggering How better Hedging against interest rate movements by investment in short-, medium-, and long-term bonds means what
• Definition State Steady When months after component mortgages have passed at least once the threshold for refinancing, the prepayment speed tends to stabilize within a description
• Definition Offering Distribution Secondary Determines securities held by large investors, usually corporations or institutions, as distinguished from a primary distribution, where the seller is definition
• Definition Straddle Comparing to Purchase or sale of an equal number of puts and calls with the same terms at the same time. Related: Spread explain
• Definition Industries Sunrise Depends on Growth industries in an economy that may become leaders in the market in the future what is
• Definition S;P 500 Composite Index Which Index of 500 widely held common stocks that measures the general performance of the market meaning
• Definition Selling on the good news Difference after a company announces good news and the stock price rises. Investors believe that the price is as high as it can go and is on the brink abbreviation
• Definition Up Start When The earliest stage of a new business venture how to
• Definition Initial Deposit Security Pros and cons amount that must be deposited with the broker for each contract as a guarantee of fulfillment of the futures contract. It is not help
• Definition Stock Exchange Automated Quotation System (SEAQ) Similarities London's Nasdaq system crossword
• Definition Book The Sell How much Order to a broker by the holder of a large quantity of shares of a security to sell all that can be absorbed at the current bid price. The examples
• Definition Payment Stop How many An order given a depository institution not to pay out cash for a check; often used when the check has been stolen or lost encyclopedia
• Definition Option Index Stock Compare An option in which the underlying is a common stock index information about
• Definition Simple linear trend model Why An extrapolative statistical model that asserts that earnings have a base level and grow at a constant amount each period tutorial
• Definition Return Subperiod How better The return of a portfolio over a shorter period of time than the evaluation period error
• Definition Interest Short When that investors have sold short and that have not been repurchased to close out the short position. Usually, investors sell short to profit answer
• Definition Secular Determines Long-term time frame (10-50 years or more means what
• Definition Rate Interest Spot Comparing to Interest rate fixed today on a loan that is made today. Related: Forward interest rates description
• Definition Tender Short Depends on Practice prohibited by SEC that involves the use of borrowed stock to respond to a tender offer definition
• Definition Specialist's book Which specialist that includes the specialist's own inventory of securities, market orders to sell short, and limit orders and stop orders explain
• Definition Price Conversion Stated Difference convertible security, the price the issuer effectively grants the securityholder to purchase the common stock, equal to the par value of what is
• Definition Seller's option When Delayed settlement/delivery in a transaction meaning
• Definition Static theory of capital structure Pros and cons Theory that the firm's capital structure is determined by a trade-off of the value of tax shields against the costs of bankruptcy abbreviation
• Definition Sale Similarities An agreement between a buyer and a seller on the price to be paid for a security, followed by delivery how to
• Definition To Up Stand How much #039;s own bid and offering prices. Hence, standing up to the bid signifies the trader's willingness to buy size (i.e., 50m) volume at help
• Definition Syndicate How many a temporary basis, to loan money in a bank credit (syndicated credit) or to underwrite a new issue of bonds crossword
• Definition Swaption Compare buyer of a swaption has the right to enter into an interest rate swap agreement by some specified date in the future. The swaption examples
• Definition Covariance Serial Why The covariance between a variable and the lagged value of the variable; the same as autocorrelation encyclopedia
• Definition Plan Reduction Salary How better A plan allowing employees to contribute pre-tax income to a tax-deferred retirement plan information about
• Definition Sweetener When A feature of a security that makes it more attractive to potential purchasers tutorial
• Definition Month Spot Determines The nearest delivery month on a futures contract error
• Definition Scattered Comparing to Used for listed equity securities. Unconcentrated buy or sell interest answer
• Definition Position Spread Depends on The status of an account after a spread order has been carried out means what
• Definition Salomon Brothers World Equity Index (SBWEI) Which weighted index used to measure the performance of fixed-income and equity markets. It includes approximately 6000 companies in 22 countries description
• Definition Dollars Soft Difference brokerage houses supply to investment managers free of charge in exchange for the investment manager's business commissions definition
• Definition Deduction Standard When The IRS-specified amount by which a taxpayer is entitled to reduce income an alternative to itemizing deductions explain
• Definition Market Soft Pros and cons A buyer's market in which supply exceeds demand, causing little trading activity and wide bid-ask spreads what is
• Definition Exchanges Stock Similarities regulated by the Securities and Exchange Commission (SEC), that are made up of members who use the facilities to exchange certain common meaning
• Definition Principle Alone Stand How much Investment approach that advocates a firm should accept or reject a project by comparing it with securities in the same risk class abbreviation
• Definition Shop How many Wall Street slang for a firm how to
• Definition Basis Stop Compare Method of entering an OTC trade into the trader's position without reporting the trade on the OTC tape help
• Definition Effects Side Why Effects of a proposed project on other parts of the firm crossword
• Definition Market Samurai How better The foreign market in Japan examples
• Definition Record Of Stockholder When Stockholder whose name is registered on the books of a corporation and thus will receive dividends from the corporation encyclopedia
• Definition Surveillance department of exchanges Determines A department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices information about
• Definition Influence Significant Comparing to equity of a corporation, usually at least 20%, which gives the holder a significant amount of control over the corporation. This degree of tutorial
• Definition Side-by-side trading Depends on Trading a security and an option on the same security on the same exchange error
• Definition Speculative demand (for money) Which The need for cash to take advantage of investment opportunities that may arise answer
• Definition Voting Straight Difference Allows shareholder to cast all of the shareholder's votes for each candidate for the board of directors means what
• Definition Exemption Issues Small When than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which description
• Definition Seat Pros and cons Position of membership on a securities or commodity exchange, bought and sold at market prices definition
• Definition Solvency Similarities Ability to meet obligations explain
• Definition Settlement Structured How much involving specific payments made over a period of time. Property and casualty insurance companies often buy life insurance products to pay what is
• Definition Option Stock How many An option whose underlying asset is the common stock of a corporation meaning
• Definition S Compare Fifth letter of a Nasdaq stock symbol specifying a beneficial interest abbreviation
• Definition Registration Shelf Why one registration statement covering several issues of the same security. SEC Rule 415, adopted in the 1980s, allows a corporation to comply how to
• Definition Issue New Seasoned How better #039;s securities have previously been issued. A seasoned new issue of common stock can be made using a cash offer or a rights offer help
• Definition Test Short Short When to limit profits from short-term trading, which three months, to 30% of gross income. The penalty for exceeding this limit would be the crossword
• Definition Loan Liquidating Self Determines Loan to finance current assets. The sale of the current assets provides the cash to repay the loan examples
• Definition Speculation Comparing to present the possibility of large profits, but also pose a higher-than-average possibility of loss. A profitable strategy over the long term encyclopedia
• Definition Intervention Sterilized Depends on which monetary authorities insulate their domestic money supplies from the foreign exchange transactions with offsetting sales or purchases information about
• Definition Dividends Selling Which Inducing a prospective customer to buy shares in order to profit from a dividend scheduled in the near future tutorial
• Definition Short Selling Difference an investor thinks the price of a stock is going down, the investor could borrow the stock from a broker and sell it. Eventually, the error
• Definition Lease Type Sales When equipment, such as a printing company leasing its own presses, thereby competing with an independent leasing company answer
• Definition Sale and lease-back Pros and cons Sale of an existing asset to a financial institution that then leases it back to the user. Related: Lease means what
• Definition Stocks Screen Similarities stocks that meet predetermined criteria. For example, a simple value screen would sort all stocks by their price-to-book ratio and pick the description
• Definition Order Limit Sell How much Conditional trading order that indicates that a security may be sold at the designated price or higher. Related: Buy limit order definition
• Definition Account Bond Special How many only for transactions in U.S. government bonds, municipals, and eligible listed and unlisted non-convertible corporate bonds explain
• Definition Probabilities Subjective Compare Probabilities that are determined subjectively (for example, on the basis of judgment rather than statistical sampling what is
• Definition Stock Preferred Second Why Preferred stock issue that has less priority in claiming dividends and assets in liquidation than another issue of preferred stock meaning
• Definition Element Savings How better the cash value built up in a policy, which equals the amount of premium paid minus the cost of protection. This excess is invested by the abbreviation
• Definition Maintenance Deposit Security When Related: Maintenance margin how to
• Definition Amendment Supermajority Determines amendment requiring that a substantial majority (usually 67% to 90%) of stockholders approve important transactions, such as mergers help
• Definition Securities Industry Association (SIA) Comparing to sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits crossword
• Definition Short-term tax exempts Depends on Short-term securities issued by states, municipalities, and quesi-government entities such as local housing and urban renewal agencies examples
• Definition Up Set Which securities. Arbitrage involving going long the convertible and short a certain percentage of the underlying common. Antithesis of Chinese encyclopedia
• Definition Bid Special Difference stock on the NYSE by advertising a client's large buy order, and matching it up with a number of other traders' smaller sell information about
• Definition Plan Bonus Stock When A plan used as an incentive that rewards employee performance with stock in the company tutorial
• Definition Maturity Stated Pros and cons For the CMO tranche, the date the last payment would occur at zero CPR error
• Definition Strategy Spread Similarities one or more options so that the cost of buying an option is funded entirely or in part by selling another option in the same underlying answer
• Definition Letter 039 Shareholders How much can find general overall discussion by management of successful and failed strategies. Provides guidance for looking at specific parts of means what
• Definition Warrant Subscription How many security, usually issued with another security, such as a bond or stock, that entitles the holder to buy a proportionate amount of common description
• Definition Strip Compare puts and one call on a stock. A strap is two calls and one put on a stock. The puts and calls have the same strike price and expiration definition
• Definition Sale Swap Why transaction that ends one counterparty's role in an interest rate swap by substituting a new counterparty whose credit is acceptable explain
• Definition Debt Structured How better Debt that has been customized for the buyer, often by incorporating unusual options what is
• Definition Decision Selection Security When Choosing the particular stocks or bonds or other investment instruments to include in a portfolio meaning
• Definition Security Industry Automated Corporation (SIAC Determines Entity that executes automated DOT orders abbreviation
• Definition Value Standardized Comparing to Also called the normal deviate, the distance of one data point from the mean, divided by the standard deviation of the distribution how to
• Definition Flows Cash Scheduled Depends on The mortgage principal and interest payments due to be paid under the terms of the mortgage, not including possible prepayments help
• Definition Agreement Dealer Selected Which The set of rules governing the selling group in an underwriting crossword
• Definition Plan Investment Systematic Difference An approach involving regular investments in order to take advantage of dollar-cost averaging examples
• Definition Value Straight When Also called investment value, the value of a convertible security without the conversion option encyclopedia
• Definition Line Characteristic Security Pros and cons on a security over the risk-free rate as a function of the excess return on the market. The slope of this line is the security's beta information about
• Definition Shootout Similarities Venture capital jargon. Refers to two or more venture capital firms fighting for the startup tutorial
• Definition Prospect Simple How much An investment opportunity in which only two outcomes are possible error
• Definition Datings Seasoned How many Extended credit for customers who order goods in periods other than peak seasons answer
• Definition Subject to a print/execution/trading Compare Contingent on execution of a trade because the picture in the stock has not been materially altered means what
• Definition Name Street Why Registration under which securities maybe held by a broker on behalf of a client but be registered in the name of the Wall Street firm description
• Definition Ira Simple How better A salary deduction plan for retirement benefits provided by some small companies with no more than 100 employees definition
• Definition Short-term financial plan When A financial plan that covers the coming fiscal year explain
• Definition Options Settlement Determines The various possibilities open to a beneficiary under a life insurance policy as to how the benefit will be paid out what is
• Definition Rate Spot Comparing to The theoretical yield on a zero-coupon Treasury security meaning
• Definition M Subchapter Depends on investment companies and real estate investment trusts that avoid double taxation by distributing interest, dividends, and capital gains abbreviation
• Definition Secondary Spot Which require an SEC registration statement and may be attempted without delay. An underwriting discount is normally included in these offerings how to
• Definition Option Single Difference A single put option or call option, as opposed to a spread or straddle, which involves multiple puts and calls help
• Definition Swap When lend to each other on different terms, e.g., in different currencies, and/or at different interest rates, fixed or floating crossword
• Definition Society for Worldwide Interbank Financial Telecommunications (SWIFT) Pros and cons A dedicated computer network to support funds transfer messages internationally between over 900 member banks world-wide examples
• Definition Requirement Fund Sinking Similarities bond indentures that requires the issuer to retire a specified portion of debt each year. Any principal due at maturity is called the encyclopedia
• Definition Analysts Securities How much Related: Financial analysts information about
• Definition Income Employed Self How many Taxable income of a person involved in a sole proprietorship or other sort of free-lance work tutorial
• Definition Duty Stamp Compare equities. Taxes on foreign transactions, usually a percentage of total transaction amount, that can be unilateral or bilateral in nature error
• Definition Power Stock Why ownership of a security to another person, brokerage firm, bank, or lender after it has been sold or pledged to that party answer
• Definition Unit Specialist How better A specialist who maintains a stable market by acting as a principal and agent for other brokers in one or many stocks means what
• Definition Spread The Selling When A spread whose option to be sold is trading at a higher premium than the option to be bought description
• Definition Price Settlement Determines range that is used to calculate gains and losses in futures market accounts. Settlement prices are used to determine gains, losses, margin definition
• Definition Lending Spot Comparing to Originating mortgages by processing applications taken directly from prospective borrowers explain
• Definition Deviation Standard Depends on The square root of the variance. A measure of dispersion of a set of data from its mean what is
• Definition Jockey Stock Which A stock broker who frequently buys and sells shares in a client's portfolios meaning
• Definition Securities Investor Protection Corporation (SIPC) Difference A nonprofit corporation that insures customers' securities and cash held by member brokerage firms against the failure of those firms abbreviation
• Definition Bond Up Step When for an initial period, and then increases to a higher coupon rate. Related: Deferred-interest bond, payment-in-kind bond how to
• Definition Power Staying Pros and cons The ability of an investor to stay in the market and not to sell out of a position when an investment has fallen in value help
• Definition Markets Spot Similarities Related: Cash markets crossword
• Definition Ira Spousal How much An individual retirement account in the name of an unemployed spouse examples
• Definition Securities Exchange of Thailand (SET) How many The only stock market in Thailand, based in Bangkok encyclopedia
• Definition Squeeze Short Compare prices upward. In particular, when prices of a stock or commodity futures contracts start to move up sharply and many traders with short information about
• Definition Investment Statutory Why An investment that a trustee is authorized to make under state law tutorial
• Definition Ss1 How better Securities sales speaker box that transmits to all investment banks' regional trading and sales desks error
• Definition Rate Swap When The difference between spot and forward rates expressed in points, e.g., $0.0001 per pound sterling answer
• Definition Rate Growth Sustainable Determines Maximum rate of growth a firm can sustain without increasing financial leverage means what
• Definition Sale Last Sld Comparing to which shows up on the consolidated tape when a large change (one point for lower priced securities and two points for higher-priced description
• Definition Stopped Depends on customer's working order while the dealer tries to obtain a better one. Stopped against one's self involves a customer order and definition
• Definition Singapore International Monetary Exchange (SIMEX) Which A leading futures and options exchange in Singapore explain
• Definition Pill Suicide Difference that could destroy the target company. Taking on a large amount of debt to prevent the takeover might cause bankruptcy, for example what is
• Definition Subsidiary When that is part of a large corporation. A foreign subsidiary is a separately incorporated entity under the host country's law meaning
• Definition Debt Term Short Pros and cons Debt obligations, recorded as current liabilities, requiring payment within the year abbreviation
• Definition Signaling approach (on dividend policy) Similarities The argument that dividend changes are important signals to investors about changes in management's expectation about future earnings how to
• Definition Ira Directed Self How much An IRA that the account holder can after appointing a custodian manager to carry out investment instructions help
• Definition Tax Sales How many A percentage tax on the selling price of goods and services crossword
• Definition Value Stated Compare relation to market value that is assigned, for accounting purposes, to stock for use instead of par value examples
• Definition Bank State Why A bank authorized in a specific state by a state-based charter, with generally the same functions as a national bank encyclopedia
• Definition Selection Self How better Consequence of a contract that induces only one group to participate information about
• Definition Books Stockholder When for its annual report that follows Financial Accounting Standards Board rules. The tax books follow IRS tax rules tutorial
• Definition Error Tracking Statistical Determines Standard deviation of the difference between the portfolio return and the desired investment benchmark return error
• Definition Distribution Normal Standardized Comparing to A normal distribution with a mean of 0 and a standard deviation of 1 answer
• Definition Student Loan Marketing Association (SLMA) Depends on established by federal action that increases availability of educational loans by guaranteeing student loans traded in the secondary market means what
• Definition Risk Settlement Which The risk that one party will deliver and the counterparty will not be able to pay and vice versa description
• Definition Switching Difference Liquidating a position and simultaneously reinstating a position in another futures contract of the same type definition
• Definition Split-rate tax system When A tax system that taxes retained earnings at a higher rate than earnings that are distributed as dividends explain
• Definition Span Pros and cons To cover all contingencies within a specified range what is
• Definition Straight term insurance policy Similarities Term life insurance policy providing a fixed-amount death benefit over a certain number of years meaning
• Definition Models Stochastic How much Liability-matching models that assume that the liability payments and the asset cash flows are uncertain. Related: Deterministic models abbreviation
• Definition Stray How many party in the trade at hand; (2) not a meaningful indication of a customer's desire to take a sizable position or be involved in a how to
• Definition Subscription Compare Agreement to buy new issue of securities help
• Definition Analyst Side Sell Why brokerage firm and whose recommendations are passed on to the brokerage firm's customers. Also called a Wall Street analyst crossword
• Definition Commitment Standby How better investment firm that the firm will purchase whatever part of a stock issue that is offered in a rights offering that is not subscribed to examples
• Definition Short-term bond fund When A bond mutual fund holding short to intermediate-term bonds that have maturities of three to five years encyclopedia
• Definition Salary Determines Regular wages and benefits an employee receives from an employer information about
• Definition Management Surplus Comparing to Related: Asset management tutorial
• Definition Surplus Statutory Depends on The surplus of an insurance company determined by the accounting treatment of both assets and liabilities as established by state statutes error
• Definition Market A Seek Which Search for a securities buyer or seller answer
• Definition Stop order (or stop) Difference when a definite price is reached, either above (on a buy) or below (on a sell) the price that prevailed when the order was given means what
• Definition Standard Industrial Classification (SIC) When A code system that designates a unique business activity classified by industry description
• Definition Shakeout Pros and cons A dramatic change in market conditions that forces speculators to sell their positions, often at a loss definition
• Definition Agreement Standstill Similarities Contract by which the bidding firm in a takeover attempt agrees to limit its holdings of another firm explain
• Definition Spx How much Applies to derivative products. Symbol for the S;P 500 index what is
• Definition Staggered board of directors How many elected periodically, instead of all at once. Board terms are often staggered in order to thwart unfriendly takeover attempts, since meaning
• Definition Reversal Swap Compare counterparty's role in another interest rate swap, accomplished by counterbalancing the original swap in maturity, reference rate abbreviation
• Definition Order Limit Stop Why limit. Unlike the stop order, which becomes a market order once the stop is reached, the stop-limit order becomes a limit order how to
• Definition Bond Payment Single How better A bond that makes only one payment of principal and interest help
• Definition Partner Silent When A partner in a business who has no role in management but shares in the liability, tax responsibility, and cash flow crossword
• Definition Stabilization Determines buys and sells its own currency to protect its exchange value.Actions registered competitive traders undertake by on the NYSE to meet the examples
• Definition Round Second Comparing to Stage of venture capital financing following the start-up and first round stages and before the mezzanine level stage encyclopedia
• Definition Harbor Safe Depends on of shark repellent. A target company acquires a business so onerously regulated that it makes the target less attractive, giving it, in information about
• Definition Lease Harbor Safe Which ownership (depreciation and debt tax shield) from the lessee, if the lessee could not use them, to a lessor that could use them tutorial
• Definition Rates Exchange Spot Difference Exchange rate on currency for immediate delivery. Related: Forward exchange rate error
• Definition Indicators Sentiment When The general feeling of investors about the state of the market, such as whether they are bullish or bearish answer
• Definition Privilege Subscription Pros and cons The right of current shareholders of a corporation to buy newly issued shares before they are available to the public means what
• Definition Future Index Stock Similarities indexes to allow investors to speculate on the performance of the entire market, or to hedge against losses in long or short positions. The description
• Definition Show and tell list How much Used in the context of general equities. Block list which is full of real customer indications (rather than profile definition

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Show and tell list definition Stock Index Future explain Subscription privilege what is Sentiment indicators meaning Spot exchange rates abbreviation Safe.

Separate customer definition Synchronous data explain Strike price