Financial definitions for business owners S

• Definition Bond Payment Single Compare A bond that makes only one payment of principal and interest definition
• Definition Selection Stock Why technique that focuses on advantageous selection of particular stock rather than on broad asset allocation choices explain
• Definition Special Book Symbol How better Illiquid, inactively traded stock not familiar market what is
• Definition Bond Coupon Split When A bond that begins as a zero-coupon bond paying no interest and converts to an interest paying bond on a future date meaning
• Definition Securities Industry Association (SIA) Determines sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits abbreviation
• Definition Spreadsheet Comparing to A computer program that organizes numerical data into rows and columns in order to calculate and make adjustments based on new data how to
• Definition Depreciation Line Straight Depends on Amortizing or apportioning an equal dollar amount of depreciation in each accounting period help
• Definition Regression Pass Second Which portfolio returns on betas. The estimated slope is the measurement of the reward for bearing systematic risk during the period analyzed crossword
• Definition Price Spot Difference physical commodity. Also called cash price. Current delivery price of a commodity traded in the spot market, in which goods are sold for examples
• Definition Spdrs When the value of the Standard ; Poor's 500 Composite Price Index. Stands for Standard ; Poor's Depositary Receipt. They trade on the encyclopedia
• Definition Equity Stockholder Pros and cons book value of ownership in the corporation. It includes capital stock, paid-in surplus, and retained earnings information about
• Definition Order Split Similarities divided into smaller orders that are spread out over some period of time to avoid large fluctuations in the market price tutorial
• Definition Seller's market How much Market in which demand exceeds supply. As a result, the seller can dictate the price and the terms of sale error
• Definition Student Loan Marketing Association (SLMA) How many established by federal action that increases availability of educational loans by guaranteeing student loans traded in the secondary market answer
• Definition Initial Deposit Security Compare amount that must be deposited with the broker for each contract as a guarantee of fulfillment of the futures contract. It is not means what
• Definition Aside Step Why Allow a block to trade at a price at which you do not care to participate in the trade description
• Definition Stub How better Often used in risk arbitrage. Piece of equity security left over from a major cash or security distribution from a recapitalization definition
• Definition Bond Debenture Subordinated When secured debt, after debenture bonds, and often after some general creditors in its claim on assets and earnings. Related: Debenture bond explain
• Definition Issue Seasoned Determines Issue of a security for which there is an existing market. Related: Unseasoned issue what is
• Definition Interest Simple Comparing to Interest calculated as a simple percentage of the original principal amount. Compare to compound interest meaning
• Definition Financing Seller Depends on Funding a purchase by a seller's loan to the buyer, the buyer takes full title to the property when the loan is fully repaid abbreviation
• Definition Issue Secondary Which 1) Procedure for selling blocks of seasoned issues of stocks. (2) More generally, sale of already issued stock how to
• Definition Surveillance department of exchanges Difference A department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices help
• Definition Strategy Spread When one or more options so that the cost of buying an option is funded entirely or in part by selling another option in the same underlying crossword
• Definition Shares Pros and cons Certificates or book entries representing ownership in a corporation or similar entity examples
• Definition Analyst Side Sell Similarities brokerage firm and whose recommendations are passed on to the brokerage firm's customers. Also called a Wall Street analyst encyclopedia
• Definition Commodity Spot How much A commodity that is traded with the expectation of actual delivery, as opposed to a commodity future that is usually not delivered information about
• Definition Order Limit Sell How many Conditional trading order that indicates that a security may be sold at the designated price or higher. Related: Buy limit order tutorial
• Definition Bond Series Compare Bond that may be issued in several series under the same indenture document error
• Definition Harbor Safe Why of shark repellent. A target company acquires a business so onerously regulated that it makes the target less attractive, giving it, in answer
• Definition Redemption Serial How better The redemption of a serial bond means what
• Definition Trust Remainder Spousal When distributed to the beneficiary (such as a child of the grantor) to take advantage of a lower tax bracket, and that at the end of the term description
• Definition Debt Senior Determines Debt whose terms in the event of bankruptcy, require it to be repaid before subordinated debt receives any payment definition
• Definition Shootout Comparing to Venture capital jargon. Refers to two or more venture capital firms fighting for the startup explain
• Definition Voting Straight Depends on Allows shareholder to cast all of the shareholder's votes for each candidate for the board of directors what is
• Definition Shakeout Which A dramatic change in market conditions that forces speculators to sell their positions, often at a loss meaning
• Definition Surplus Statutory Difference The surplus of an insurance company determined by the accounting treatment of both assets and liabilities as established by state statutes abbreviation
• Definition Shopping When Seeking to obtain the best bid or offer available by calling a number of dealers and/or brokers how to
• Definition Sinker Pros and cons A bond with interest and principal payments coming from the proceeds of a sinking fund help
• Definition Funds Surplus Similarities Cash flow available after payment of taxes in a project crossword
• Definition Ratings Security How much Commercial rating agencies' assessment of the credit and investment risk of securities examples
• Definition Account Bond Special How many only for transactions in U.S. government bonds, municipals, and eligible listed and unlisted non-convertible corporate bonds encyclopedia
• Definition Single-state municipal bond fund Compare A mutual fund investing only in government obligations within a single state, with state tax-free dividends, but taxed capital gains information about
• Definition Market Specialist Why Market in a stock made solely by the specialist, as no public orders, and henceforth no depth, exist in the market tutorial
• Definition Severally but not jointly How better underwriting group buy a new issue (severally), but not to assume joint liability for shares left unsold by other members error
• Definition Rate Swap When The difference between spot and forward rates expressed in points, e.g., $0.0001 per pound sterling answer
• Definition Seat Determines Position of membership on a securities or commodity exchange, bought and sold at market prices means what
• Definition Safekeep Comparing to Holding by a bank of bonds and money market instruments. For a fee, the bank clips coupons and presents for payment at maturity description
• Definition Covariance Serial Depends on The covariance between a variable and the lagged value of the variable; the same as autocorrelation definition
• Definition Index Stock Which Index like the Dow Jones Industrial Average that tracks a portfolio of stocks explain
• Definition Straddle Short Difference A straddle involves both purchase and sale. In short straddle one put and one call are sold what is
• Definition Debt Subordinated When priority. In the event of bankruptcy, subordinated debtholders receive payment only after senior debt claims are paid in full meaning
• Definition Market A Seek Pros and cons Search for a securities buyer or seller abbreviation
• Definition Line Market Security Similarities Line representing the relationship between expected return and market risk or beta. The slope of this line is the risk premium for beta how to
• Definition Cushion Safety How much In a contingent immunization strategy, the difference between the initially available immunization level and the safety-net return help
• Definition Risk Sovereign How many impose foreign exchange regulations that will reduce or negate the value of FX contracts. Also refers to the risk of government default on crossword
• Definition Motive Speculative Compare A desire to hold cash in order to be poised to exploit any attractive investment opportunity requiring a cash expenditure that might arise examples
• Definition Error Standard Why In statistics, a measure of the possible error in an estimate. Plus or minus 2 standard errors usually provides a 95% confidence interval encyclopedia
• Definition Imbalance Order Significant How better for a stock that cause an abnormally wide spread between bid and offer prices, and often causes the exchange to halt the sale of the stock information about
• Definition Settlement Day Skip When Settling a trade one business day beyond what is normal tutorial
• Definition Sydney Futures Exchange (SFE) Determines The derivatives market of Australia error
• Definition Sale Last Sld Comparing to which shows up on the consolidated tape when a large change (one point for lower priced securities and two points for higher-priced answer
• Definition Exchange Stock Stockholm Depends on The only official equity trading market in Sweden means what
• Definition Spread The Selling Which A spread whose option to be sold is trading at a higher premium than the option to be bought description
• Definition Securities Acts Amendments of 1975 Difference establishment of a national market system together with a system for nationwide clearing and settlement of securities transactions definition
• Definition Small Order Execution System (SOES) When Three-tiered system of automatic execution of an order at the best price. Size is either 200, 500, or, most often, 1000 shares explain
• Definition Dividend Special Pros and cons Also referred to as an extra dividend. Dividend that is unlikely to be repeated what is
• Definition Stockout Similarities Running out of inventory meaning
• Definition Beauty Sleeping How much takeover target that has not yet been approached by an acquirer. Such a company usually has particularly attractive features, such as a abbreviation
• Definition Special Drawing Rights (SDR) How many A form of international reserve assets, created by the IMF in 1967, whose value is based on a portfolio of widely used currencies how to
• Definition Efficiency Form Strong Compare posits that the price of a security reflects all information, whether or not it is publicly available. Related: Weak-form efficiency, semi help
• Definition Selling short against the box Why owned by the seller but held in the box, meaning it is held in safekeeping. The seller borrows securities needed to cover as the stock in crossword
• Definition Security How better Piece of paper that proves ownership of stocks, bonds, and other investments examples
• Definition Market Secondary When traded after they are initially offered in the primary market. Most trading occurs in the secondary market. The New York Stock Exchange, as encyclopedia
• Definition Squeeze Short Determines prices upward. In particular, when prices of a stock or commodity futures contracts start to move up sharply and many traders with short information about
• Definition Selling, general, and administrative (SG;A) expenses Comparing to salaries and commissions, advertising and promotion, travel and entertainment, office payroll and expenses, and executives' salaries tutorial
• Definition Indexing Equity Stratified Depends on portfolio that classifies the stocks in the index into strata, and represents each stratum in the portfolio error
• Definition Stockholder's equity Which have against a firm's assets, calculated by subtracting all current liabilities and debt liabilities from total assets answer
• Definition Theorem Separation Difference to an individual is not dependent on consumption preferences. That is, investors will want to accept or reject the same investment projects means what
• Definition Singapore International Monetary Exchange (SIMEX) When A leading futures and options exchange in Singapore description
• Definition Fee Sec Pros and cons Small fee the SEC charges to sellers of equity securities on an exchange definition
• Definition Effect Synergistic Similarities A violation of value-additivity in that the value of a combination is greater than the sum of the individual values explain
• Definition Order Plus Sell How much amount of stock provided that the price to be obtained is not lower than the last sale if the last sale was a plus, or zero plus tick, and what is
• Definition Dollar Strong How many When the dollar can be exchanged for a large amount of foreign currency, benefiting travelers but hurting exporters meaning
• Definition Regression Linear Simple Compare A regression analysis between only two variables, one dependent and the other explanatory abbreviation
• Definition Stock Exchange of Thailand (SET) Why The only stock exchange in Thailand how to
• Definition Swaption How better buyer of a swaption has the right to enter into an interest rate swap agreement by some specified date in the future. The swaption help
• Definition Shop When Wall Street slang for a firm crossword
• Definition Stock Preferred Second Determines Preferred stock issue that has less priority in claiming dividends and assets in liquidation than another issue of preferred stock examples
• Definition Plan Purchase Stock Comparing to A plan allowing employees of a company to purchase shares of the company, often at a discount or with matching employer funds encyclopedia
• Definition Speed Depends on Related: Prepayment speed information about
• Definition Landing Soft Which enough to keep the economy out of recession, but also slow enough to prevent high inflation and interest rates tutorial
• Definition Account Suspense Difference An account used temporarily to record receipts and disbursements that have yet to be classified error
• Definition Deduction Standard When The IRS-specified amount by which a taxpayer is entitled to reduce income an alternative to itemizing deductions answer
• Definition Book The Sell Pros and cons Order to a broker by the holder of a large quantity of shares of a security to sell all that can be absorbed at the current bid price. The means what
• Definition Short-term investment services Similarities Services that assist firms in making short-term investments description
• Definition Equity 039 Shareholders How much This is a company's total assets minus total liabilities. A company's net worth is the same thing definition
• Definition Socially conscious mutual fund How many companies that have interests in socially unacceptable markets or produce harmful products or by-products, such as high levels of explain
• Definition Option Index Stock Compare An option in which the underlying is a common stock index what is
• Definition Rate Interest Spot Why Interest rate fixed today on a loan that is made today. Related: Forward interest rates meaning
• Definition Loan Signature How better A good faith loan that is unsecured and requires only the borrower's signature on the loan application abbreviation
• Definition Selling Short When Establishing a market position by selling a security one does not own in anticipation of the price of that security falling how to
• Definition Stratified sampling bond indexing Determines the index into cells, each cell representing a different characteristic, and that buys bonds to match those characteristics help
• Definition Rate Growth Sustainable Comparing to Maximum rate of growth a firm can sustain without increasing financial leverage crossword
• Definition Agreement Standby Depends on In a rights issue, agreement that the underwriter will purchase any stock not purchased by investors examples
• Definition Price Out Stop Which The lowest auction price at which Treasury bills are sold encyclopedia
• Definition Record Stock Difference The accounting a brokerage firm keeps of all securities held in inventory information about
• Definition Rally Claus Santa When Seasonal rise in stock prices in the last week of the calendar year, between Christmas and New Year's Day tutorial
• Definition Warrant Subscription Pros and cons security, usually issued with another security, such as a bond or stock, that entitles the holder to buy a proportionate amount of common error
• Definition Efficiency Form Semistrong Similarities profits the price of a security fully reflects all public information (including, but not limited to, historical price and trading patterns answer
• Definition Value Stated How much relation to market value that is assigned, for accounting purposes, to stock for use instead of par value means what
• Definition Analysts Securities How many Related: Financial analysts description
• Definition Theory Interest Short Compare short positions in stocks will precede a rise in the market prices, because the short positions must eventually be covered by purchases of definition
• Definition Prospect Simple Why An investment opportunity in which only two outcomes are possible explain
• Definition Substitution Day Same How better Offsetting changes in a margin account during the day that result in no overall change in the balance of the account what is
• Definition Price Settlement When range that is used to calculate gains and losses in futures market accounts. Settlement prices are used to determine gains, losses, margin meaning
• Definition Stabilization Determines buys and sells its own currency to protect its exchange value.Actions registered competitive traders undertake by on the NYSE to meet the abbreviation
• Definition Markets Spot Comparing to Related: Cash markets how to
• Definition Simplified Employee Pension (SEP) plan Depends on employee and the employer contribute to an individual retirement account. Also available to the self-employed help
• Definition Stagnation Which A period of slow economic growth, or, in securities trading, a period of inactive trading crossword
• Definition Ira Directed Self Difference An IRA that the account holder can after appointing a custodian manager to carry out investment instructions examples
• Definition Curve Stopping When different times at which the expected value of refunding immediately equals the expected value of waiting to refund encyclopedia
• Definition Books Stockholder Pros and cons for its annual report that follows Financial Accounting Standards Board rules. The tax books follow IRS tax rules information about
• Definition Single-Premium Deferred Annuity (SPDA) Similarities investor makes a lump-sum payment that is invested in either a fixed-return instrument or a variable-return portfolio, which is taxed only tutorial
• Definition Freeze Salary How much A temporary halt to increases in salary due to financial difficulties experienced by a company error
• Definition Convertible Synthetic How many Combination of usable bonds and warrants (that expire on or after the bonds' maturity) that resembles convertible bond answer
• Definition Hedge Short Compare eliminate or lessen the possible decline in value of an approximately equal amount of the actual financial instrument or physical commodity means what
• Definition Shared Appreciation Mortgage (SAM) Why A mortgage with a low rate of interest, offset by giving the lender some portion of the appreciation in the value of the underlying property description
• Definition Covering Short How better Actual purchase of securities by a short seller to replace those borrowed at the time of a short sale definition
• Definition Social Security Disability Income Insurance When tax to provide assistance to disabled individuals with disabilities expected to last at least one year, to compensate for lost income explain
• Definition Value Standardized Determines Also called the normal deviate, the distance of one data point from the mean, divided by the standard deviation of the distribution what is
• Definition Proprietorship Sole Comparing to A sole proprietor pays no corporate income tax but has unlimited liability for business debts and obligations meaning
• Definition Debt Term Short Depends on Debt obligations, recorded as current liabilities, requiring payment within the year abbreviation
• Definition Single-premium life insurance Which A whole life insurance policy requiring one premium payment, which accrues cash value much more quickly than a policy paid in installments how to
• Definition Speculative demand (for money) Difference The need for cash to take advantage of investment opportunities that may arise help
• Definition Rates Exchange Spot When Exchange rate on currency for immediate delivery. Related: Forward exchange rate crossword
• Definition Payment Stop Pros and cons An order given a depository institution not to pay out cash for a check; often used when the check has been stolen or lost examples
• Definition Shut out the book Similarities Used for listed equity securities. Exclude a public bid or offer from participation in a print encyclopedia
• Definition Shareholder How much Person or entity that owns shares or equity in a corporation information about
• Definition C Schedule How many Describes membership requirements and procedures of NASD, in its bylaws tutorial
• Definition Subject Compare executed without confirmation from the customer. In other words, not firm, but a bid/offer that needs additional information/confirmation error
• Definition Income Employed Self Why Taxable income of a person involved in a sole proprietorship or other sort of free-lance work answer
• Definition Management Surplus How better Related: Asset management means what
• Definition Agreement Standstill When Contract by which the bidding firm in a takeover attempt agrees to limit its holdings of another firm description
• Definition Level Support Determines supposedly difficult for a security or market to fall. That is, the price level at which a security tends to stop falling because there is definition
• Definition Bid Special Comparing to stock on the NYSE by advertising a client's large buy order, and matching it up with a number of other traders' smaller sell explain
• Definition Cost Shortage Depends on Costs that fall with increases in the level of investment in current assets what is
• Definition Account Arbitrage Special Which A margin account with lower cash requirements, reserved for transactions that are hedged by an offsetting position in futures or options meaning
• Definition Tight Sit Difference Directive from the trader to the customer to be patient, emphasizing that one's piece of business will be executed abbreviation
• Definition Transaction Arbitrage Structured When A self-funding, self-hedged series of transactions that usually use mortgage-backed securities (MBS) as the primary assets how to
• Definition Company Insurance Stock Pros and cons An insurance company owned by a group of stockholders, who are not necessarily policyholders help
• Definition Letter 039 Shareholders Similarities can find general overall discussion by management of successful and failed strategies. Provides guidance for looking at specific parts of crossword
• Definition Property Separation How much be divided into two independent tasks: (1) Determination of the optimal risky portfolio, which is a purely mathematical problem, and (2 examples
• Definition Swap Substitution How many exchanges one bond for another bond that is similar in terms of coupon, maturity, and credit quality, but that offers a higher yield encyclopedia
• Definition Money Smart Compare Investors who make consistent profits in the market, regardless of the investing environment, by making wise, educated moves information about
• Definition S Subchapter Why with 35 or fewer shareholders the option of being taxed as a partnership to escape corporate income taxes tutorial
• Definition Record Of Stockholder How better Stockholder whose name is registered on the books of a corporation and thus will receive dividends from the corporation error
• Definition Lease Type Sales When equipment, such as a printing company leasing its own presses, thereby competing with an independent leasing company answer
• Definition Position Spread Determines The status of an account after a spread order has been carried out means what
• Definition Returns Tax Separate Comparing to choose to file their returns individually, usually because this approach produces lower overall tax payments description
• Definition Static theory of capital structure Depends on Theory that the firm's capital structure is determined by a trade-off of the value of tax shields against the costs of bankruptcy definition
• Definition Statement of Cash Flows Which A financial statement showing a firm's cash receipts and cash payments during a specified period explain
• Definition Salomon Brothers World Equity Index (SBWEI) Difference weighted index used to measure the performance of fixed-income and equity markets. It includes approximately 6000 companies in 22 countries what is
• Definition Bond Mortgage Senior When A bond that, in the event of bankruptcy, will be redeemed before any other bonds are repaid meaning
• Definition Repurchase Share Pros and cons back its own shares in the open market. It is usually done when shares are undervalued. Since repurchase reduces the number of shares abbreviation
• Definition Value Salvage Similarities Scrap value of plant and equipment how to
• Definition Spread How much of a stock or other security. (2) The simultaneous purchase and sale of separate futures or options contracts for the same commodity for help
• Definition F Subpart How many Special category of foreign-source unearned income that is currently taxed by the IRS whether or not it is remitted to the U.S crossword
• Definition Billing Statement Compare period such as a month (for which a customer also receives invoices) are collected into a single statement, and the customer must pay all examples
• Definition Short-term financial plan Why A financial plan that covers the coming fiscal year encyclopedia
• Definition Agreement Dealer Selected How better The set of rules governing the selling group in an underwriting information about
• Definition Clause Subordination When restricts the issuer's future borrowing by subordinating future lenders' claims on the firm to those of the existing bondholders tutorial
• Definition Sale Swap Determines transaction that ends one counterparty's role in an interest rate swap by substituting a new counterparty whose credit is acceptable error
• Definition Index Stochastics Comparing to A computerized tool measuring overbought and oversold conditions in a stock over a certain period answer
• Definition Lending Mortgage Second Depends on Loans secured by real estate previously pledged in a first mortgage means what
• Definition Surcharge Which An additional levy added to some charge description
• Definition Saucer Difference Technical chart pattern depicting a security whose price has reached bottom and is moving up definition
• Definition Rationing Capital Soft When Constraints on spending that under certain circumstances can be violated or even viewed as constituting targets rather than absolute limits explain
• Definition Stagflation Pros and cons A period of slow economic growth and high unemployment with rising prices (inflation what is
• Definition Surety Similarities An individual or corporation that guarantees the performance or actions of another meaning
• Definition Principle Risk Systematic How much matters in large, well-diversified portfolios. Thus, expected returns must be related only to systematic risks abbreviation
• Definition Seasoned How many reputation for quality with the investing public and enjoying liquidity in the secondary market; in the case of convertibles, having traded how to
• Definition Straight term insurance policy Compare Term life insurance policy providing a fixed-amount death benefit over a certain number of years help
• Definition Condition Of Statement Why A document describing the status of assets, liabilities, and equity of a person or business at a particular time crossword
• Definition Bond E Series How better A local and state tax-free bond issued by the U.S. government from 1941 to 1979, which was then replaced by Series HH bonds examples
• Definition Coupon Short When months' interest, because the original issue date is less than six months from the first scheduled interest payment. A bond with a encyclopedia
• Definition Stripped mortgage-backed securities (SMBS) Determines flows from the underlying generic MBS collateral into the principal and interest components of the MBS to enhance their attaractiveness to information about
• Definition Return Net Safety Comparing to The minimum available return that will trigger an immunization strategy in a contingent immunization strategy tutorial
• Definition Bond Stripped Depends on Bond that can be subdivided into a series of zero-coupon bonds error
• Definition Source of funds seller Which purpose of raising cash for other purchases. Such a seller will sell only at advantageous prices, and not aggressively answer
• Definition Stray Difference party in the trade at hand; (2) not a meaningful indication of a customer's desire to take a sizable position or be involved in a means what
• Definition Note Structured When change in value with movements of an underlying index; or a note whose issuer makes swap arrangements to alter its required cash flows description
• Definition Bond Sushi Pros and cons A Eurobond issued by a Japanese corporation definition
• Definition Strip Similarities puts and one call on a stock. A strap is two calls and one put on a stock. The puts and calls have the same strike price and expiration explain
• Definition Requirement Fund Sinking How much bond indentures that requires the issuer to retire a specified portion of debt each year. Any principal due at maturity is called the what is
• Definition Corporation Shell How many significant assets or operations, often formed to obtain financing before beginning actual business, or as a front tax evasion meaning
• Definition Sale Substitute Compare uses debt market instruments, such as interest rate futures, or that involves selling borrowed securities as the primary assets abbreviation
• Definition Maturities Staggering Why Hedging against interest rate movements by investment in short-, medium-, and long-term bonds how to
• Definition Average Moving Simple How better The mean, calculated at any time over a past period of fixed length help
• Definition Entrepreneur Serial When Business person that successfully starts (does not kill) a number of different businesses crossword
• Definition Bond Savings Determines denominations from $50 to $10,000, with local and state tax-free interest and semiannually adjusted interest rates examples
• Definition Spins Comparing to Stands for Standard ; Poor's 500 Index Subordinated Notes encyclopedia
• Definition Element Savings Depends on the cash value built up in a policy, which equals the amount of premium paid minus the cost of protection. This excess is invested by the information about
• Definition Short-term gain (or loss) Which of securities held for less than a year that is taxed at normal income tax rates if the net total is positive tutorial
• Definition Stock Split Difference others. (2) Division of the outstanding shares of a corporation into a large number of shares. Ordinarily, splits must be proposed by error
• Definition Subrogation When that has paid out to a policyholder for a loss incurred recovers the amount of the loss from the party that is legally liable answer
• Definition Loan Liquidating Self Pros and cons Loan to finance current assets. The sale of the current assets provides the cash to repay the loan means what
• Definition Salary Similarities Regular wages and benefits an employee receives from an employer description
• Definition Deviation Standard How much The square root of the variance. A measure of dispersion of a set of data from its mean definition
• Definition Investor Small How many quantities of stock or bonds. This group of investors makes up a minimal fraction of total stock ownership explain
• Definition Selling on the good news Compare after a company announces good news and the stock price rises. Investors believe that the price is as high as it can go and is on the brink what is
• Definition Subscription Why Agreement to buy new issue of securities meaning
• Definition Securities and commodities exchanges How better Exchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers abbreviation
• Definition Securities Industry Committee on Arbitration (SICA) When A private group that provides mediation services in case of customer complaints against securities firms how to
• Definition Models Stochastic Determines Liability-matching models that assume that the liability payments and the asset cash flows are uncertain. Related: Deterministic models help
• Definition Show and tell list Comparing to Used in the context of general equities. Block list which is full of real customer indications (rather than profile crossword
• Definition Order Switch Depends on Order for the purchase (sale) of one stock and the sale (purchase) of another stock at a stipulated price difference. Contingent order, swap examples
• Definition Lease Harbor Safe Which ownership (depreciation and debt tax shield) from the lessee, if the lessee could not use them, to a lessor that could use them encyclopedia
• Definition Duty Stamp Difference equities. Taxes on foreign transactions, usually a percentage of total transaction amount, that can be unilateral or bilateral in nature information about
• Definition M Subchapter When investment companies and real estate investment trusts that avoid double taxation by distributing interest, dividends, and capital gains tutorial
• Definition Dividend Stock Pros and cons form of stock rather than cash. The stock dividend may be additional shares in the company, or it may be shares in a subsidiary being spun error
• Definition Bond Stock Story Similarities A highly complex security that requires a long story so that investors may understand the corporation and be persuaded of its merits answer
• Definition Securities Investor Protection Corporation (SIPC) How much A nonprofit corporation that insures customers' securities and cash held by member brokerage firms against the failure of those firms means what
• Definition Swissy How many Slang for the Swiss franc description
• Definition Pill Suicide Compare that could destroy the target company. Taking on a large amount of debt to prevent the takeover might cause bankruptcy, for example definition
• Definition Short Selling Why an investor thinks the price of a stock is going down, the investor could borrow the stock from a broker and sell it. Eventually, the explain
• Definition Ira Simple How better A salary deduction plan for retirement benefits provided by some small companies with no more than 100 employees what is
• Definition Value Straight When Also called investment value, the value of a convertible security without the conversion option meaning
• Definition Subsidiary Determines that is part of a large corporation. A foreign subsidiary is a separately incorporated entity under the host country's law abbreviation
• Definition Trust Sprinkling Comparing to A trust in which the trustee decides how to distribute trust income among a group of designated people how to
• Definition Sidelines Depends on Hypothetical position referring to noninvolvement in a stock; merely watching help
• Definition Economics Side Supply Which A theory of economics that reductions in tax rates will stimulate investment and in turn will benefit the entire society crossword
• Definition Speculation Difference present the possibility of large profits, but also pose a higher-than-average possibility of loss. A profitable strategy over the long term examples
• Definition Swiss Electronic Bourse (EBS) When former stock exchange trading floors in Zurich, Geneva, and Basel, Switzerland so that trades can be carried out among traders on all three encyclopedia
• Definition Market Mortgage Secondary Pros and cons Buying and selling existing mortgage loans, which are often pooled and traded as mortgage-backed securities information about
• Definition Swiss Options and Financial Futures Exchange (SOFFEX) Similarities The Swiss derivatives market with the first fully electronic trading system in the world, now called Eurex Zurich AG tutorial
• Definition Bank Savings How much An institution that primarily accepts consumer savings deposits and to make home mortgage loans error
• Definition Indicator Bowl Super How many American Football League pre-1970 wins the Super Bowl, the stock market will decline during the coming year. If a team from the old pre answer
• Definition Statement of Financial Accounting Standards No. 52 Compare currently used by U.S. firms. It mandates the use of the current rate method. See: Statement of Financial Accounting Standards No. 8 means what
• Definition Self-regulatory organization (SRO) Why ethical, and efficient practices in the securities and commodity futures industries, including all national securities and commodities description
• Definition Registration Shelf How better one registration statement covering several issues of the same security. SEC Rule 415, adopted in the 1980s, allows a corporation to comply definition
• Definition Costs Search When counterparty to a trade, including explicit costs (such as advertising) and implicit costs (such as the value of time). Related explain
• Definition Securities Exchange Act of 1934 Determines Legislation that created the SEC, outlawing dishonest practices in the trading of securities what is
• Definition Order Sell Comparing to forms by an investor to a broker to sell a particular stock, bond, option, future, mutual fund, or other holding meaning
• Definition Synthetics Depends on by blending an underlying price on a cash instrument with the price of a derivative instrument. It is a combination of security holdings abbreviation
• Definition Trade Spot Which The purchase and sale of a foreign currency, commodity, or other item for immediate delivery how to
• Definition Bond Shogun Difference Dollar bond issued in Japan by a nonresident help
• Definition Amendment Supermajority When amendment requiring that a substantial majority (usually 67% to 90%) of stockholders approve important transactions, such as mergers crossword
• Definition Indicators Sentiment Pros and cons The general feeling of investors about the state of the market, such as whether they are bullish or bearish examples
• Definition Split Similarities outstanding shares into more shares. If a company with 1 million shares executes a two-for-one split, the company would have 2 million encyclopedia
• Definition Certificate Stock How much A document representing the number of shares of a corporation owned by a shareholder information about
• Definition Steepening of the yield curve How many spread between the yield on a long-term and short-term Treasury has increased. Compare flattening of the yield curve and butterfly shift tutorial
• Definition Stop order (or stop) Compare when a definite price is reached, either above (on a buy) or below (on a sell) the price that prevailed when the order was given error
• Definition Squeeze Why futures increase in price and investors who have sold short must cover their short positions to prevent loss of large amounts of money answer
• Definition Strangle How better put option and call option on the same underlying instrument, with the same expiration. Profits are made only if there is a drastic change means what
• Definition Scalp When To trade for small gains. Scalping normally involves establishing and liquidating a position quickly, usually within the same day description
• Definition Straddle Determines Purchase or sale of an equal number of puts and calls with the same terms at the same time. Related: Spread definition
• Definition Fund Country Single Comparing to A mutual fund that invests in individual countries outside the United States explain
• Definition Decision Selection Security Depends on Choosing the particular stocks or bonds or other investment instruments to include in a portfolio what is
• Definition Lending Spot Which Originating mortgages by processing applications taken directly from prospective borrowers meaning
• Definition Rate Spot Difference The theoretical yield on a zero-coupon Treasury security abbreviation
• Definition Sham When A business transaction, such as a limited partnership, that is entered into for the sake of avoiding tax how to
• Definition Markets Securities Pros and cons Organized exchanges plus over-the-counter markets in which securities are traded help
• Definition Bond Samurai Similarities A yen-denominated bond issued in Tokyo by a non-Japanese borrower. Related: Bulldog bond and Yankee bond crossword
• Definition Refunding Senior How much with 5-to 12-year maturities with securities of 15-year or longer maturities, in order to delay, reduce, or consolidate payment examples
• Definition Out Stopped How many A purchase or sale that is executed under a stop order at the stop price specified by the customer encyclopedia
• Definition Yield Stripped Compare securities. Return on the debt portion of a bond/warrant unit after subtracting the value of the issued warrant segment information about
• Definition Short-term bond fund Why A bond mutual fund holding short to intermediate-term bonds that have maturities of three to five years tutorial
• Definition Stratified sampling approach to indexing How better Dividing an index into cells, each representing a different characteristic of the index, such as duration or maturity error
• Definition Spectail When A dealer doing business with retail but concentrating more on acquiring and financing its own speculative positions answer
• Definition Date Settlement Determines settle a trade. For stocks traded on U.S. exchanges, settlement is currently three business days after the trade. For mutual funds means what
• Definition Return Subperiod Comparing to The return of a portfolio over a shorter period of time than the evaluation period description
• Definition List Stock Depends on The department within a stock exchange that oversees compliance with listing requirements and exchange regulations definition
• Definition Right Stock Which Another terminology for a stock option explain
• Definition Side-by-side trading Difference Trading a security and an option on the same security on the same exchange what is
• Definition Test Short Short When to limit profits from short-term trading, which three months, to 30% of gross income. The penalty for exceeding this limit would be the meaning
• Definition Investment Statutory Pros and cons An investment that a trustee is authorized to make under state law abbreviation
• Definition Stock Exchange of Hong Kong (SEHK) Similarities Only stock exchange located in Hong Kong how to
• Definition Slippage How much transactions costs and actual transactions costs. The difference usually represents revisions to price difference or spread and commission help
• Definition Simple rate of return How many dividing income plus capital gains by the amount of capital invested. The effect of compounding is not taken into account crossword
• Definition Sale Compare An agreement between a buyer and a seller on the price to be paid for a security, followed by delivery examples
• Definition Assignment Swap Why Related: Swap sale encyclopedia
• Definition Seller's option How better Delayed settlement/delivery in a transaction information about
• Definition Portfolio Ten Select When A unit investment trust that buys and holds for one year the ten stocks in the Dow Jones Industrial Average with the highest dividend yields tutorial
• Definition Up Set Determines securities. Arbitrage involving going long the convertible and short a certain percentage of the underlying common. Antithesis of Chinese error
• Definition Stock Shopped Comparing to Sell inquiry that has been seen by or shown to other dealers before coming to an investment bank answer
• Definition Signal Depends on 039;s actions. The more costly it is to provide a signal, the more credibility it has. For example, to call a press conference and tell means what
• Definition Buyout Strategic Which Acquisition of another firm in order to realize some operational benefits which will result in increased earnings description
• Definition Sale Short Difference not own but is committed to repurchasing eventually. It is used to capitalize on an expected decline in the security's price definition
• Definition Rating P S When Rating service provided by S;P that indicates the amount of risk involved with different securities explain
• Definition Score Pros and cons Equity, a certificate that entitles the owner to the capital appreciation of an underlying security, but not to the dividend income from what is
• Definition Draft Sight Similarities Demand for immediate payment meaning
• Definition Model Index Single How much decomposes influences on returns into a systematic factor, as measured by the return on the broad market index, and firm specific factors abbreviation
• Definition Stock How many Ownership of a corporation indicated by shares, which represent a piece of the corporation's assets and earnings how to
• Definition Customer Separate Compare Securities Investor Protection Corporation. Each account that is under the name of a different person or group of people is entitled to help
• Definition Off Spin Why company from an existing part of the company by selling or distributing new shares in the so-called spin-off crossword
• Definition 13D Schedule How better Disclosure form required when more than 5% of any class of equity securities in a publicly held corporation is purchased examples
• Definition Savings Association Insurance Fund (SAIF) When the Federal Savings and Loan Insurance Corporation as the provider of deposit insurance for thrift institutions encyclopedia
• Definition Short-run operating activities Determines short-term finance of a firm, such as how much inventory to order and whether to offer cash terms or credit terms to customers information about
• Definition Supermajority Comparing to Provision in a company's charter requiring a majority of, say, 80% of shareholders to approve certain changes, such as a merger tutorial
• Definition Agreement Subscription Depends on An application reviewed by the general partner to join a limited partnership error
• Definition Fund Sinking Which regular basis that is used to ensure investor confidence that promised payments will be made and that is used to redeem debt securities or answer
• Definition In Scale Difference Gradually taking a position in a security or market over time means what
• Definition Standing When Level of priority in the trading crowd description
• Definition Surtax Pros and cons A tax added to the normal tax paid by corporations or individuals who have earned income above a certain level definition
• Definition Round Second Similarities Stage of venture capital financing following the start-up and first round stages and before the mezzanine level stage explain
• Definition Data Synchronous How much To test option-pricing models, the price of the option and of the underlying should be synchronous and reflect the same moment in the what is
• Definition Sum-of-the-years'-digits depreciation How many Method of accelerated depreciation meaning
• Definition Distribution Normal Standardized Compare A normal distribution with a mean of 0 and a standard deviation of 1 abbreviation
• Definition Future Index Stock Why indexes to allow investors to speculate on the performance of the entire market, or to hedge against losses in long or short positions. The how to
• Definition 482 Section How better U.S. Department of Treasury regulations governing transfer prices help
• Definition S When Fifth letter of a Nasdaq stock symbol specifying a beneficial interest crossword
• Definition Special Night Saturday Determines Often used in risk arbitrage. Sudden attempt by one company to take over another by making a public tender offer examples
• Definition Climax Selling Comparing to A sudden drop in security prices as sellers dump their holdings encyclopedia
• Definition Market Issues Specific Depends on The market in which dealers reverse in securities they wish to short information about
• Definition Option Spread Which of one option and the sale of another option on the same underlying security with a different exercise price and/or expiration date tutorial
• Definition Spot Soft Difference Stocks or groups of stocks that remain weak in a strong market error
• Definition Enhancing Scale When risk class as the whole firm. That is, the project allows the firm to grow larger in the context of their current business rather than answer
• Definition Industries Sunrise Pros and cons Growth industries in an economy that may become leaders in the market in the future means what
• Definition Bonds Short Similarities Bonds with short (not much time to maturity) current maturities description
• Definition Fee Standby How much Amount paid to an underwriter who agrees to purchase any stock that is not purchased by public investors in a rights offering definition
• Definition Jockey Stock How many A stock broker who frequently buys and sells shares in a client's portfolios explain
• Definition Unit Specialist Compare A specialist who maintains a stable market by acting as a principal and agent for other brokers in one or many stocks what is
• Definition Securities ; Exchange Commission (SEC) Why financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public meaning
• Definition Stopping curve refunding rate How better A refunding rate that falls on the stopping curve abbreviation
• Definition Error Tracking Statistical When Standard deviation of the difference between the portfolio return and the desired investment benchmark return how to
• Definition Strip mortgage participation certificate (strip PC) Determines mortgages purchased by Freddie Mac from a single seller in exchange for separate instruments representing interests in the same mortgages help
• Definition Loan Securities Comparing to The loan of securities between brokers, often to cover a client's short sale; or a loan secured by marketable securities crossword
• Definition Spot futures parity theorem Depends on relationship between spot and futures prices. Violation of the parity relationship gives rise to arbitrage opportunities examples
• Definition Options Settlement Which The various possibilities open to a beneficiary under a life insurance policy as to how the benefit will be paid out encyclopedia
• Definition Rate Settlement Difference Accounting Standards Board (FASB) 87 for discounting the obligations of a pension plan. The rate at which the pension benefits could be information about
• Definition Order Spread When that the customer wants to buy and sell and the desired spread between the premiums paid and received for the options tutorial
• Definition Ratio Sharpe Pros and cons return relative to the total variability of the portfolio. Related: Treynor index. Named after William Sharpe, Nobel Laureate, and error
• Definition To Up Stand Similarities #039;s own bid and offering prices. Hence, standing up to the bid signifies the trader's willingness to buy size (i.e., 50m) volume at answer
• Definition Dollars Soft How much brokerage houses supply to investment managers free of charge in exchange for the investment manager's business commissions means what
• Definition Agreement Smithsonian How many international monetary system that was signed at the Smithsonian Institution in Washington, D.C., in December 1971. Included were a new set description
• Definition Opinion To Subject Compare acceptance of a company's financial statements subject to pervasive uncertainty that cannot be adequately measured, such as definition
• Definition Option Fee Split Why generally executes the split fee with first an initial fee, with a window period at the end of which (upon payment of a second fee) the explain
• Definition Maturity Stated How better For the CMO tranche, the date the last payment would occur at zero CPR what is
• Definition Name Street When Registration under which securities maybe held by a broker on behalf of a client but be registered in the name of the Wall Street firm meaning
• Definition Offering Split Determines A municipal bond issue that is made up of serial bonds and term maturity bonds abbreviation
• Definition Line Characteristic Security Comparing to on a security over the risk-free rate as a function of the excess return on the market. The slope of this line is the security's beta how to
• Definition Specialist block purchase and sale Depends on Purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer help
• Definition Forecast Sales Which planning process. External sales forecasts are based on historical experience, statistical analysis, and consideration of various crossword
• Definition Mortgage Amortizing Self Difference Mortgage whose entire principal is paid off in a specified period of time with regular interest and principal payments examples
• Definition Literature Sales When Material written by an institution selling a product, which informs potential buyers of the product and its benefits encyclopedia
• Definition Security Senior Pros and cons A security that, in the event of bankruptcy, will be redeemed before any other securities information about
• Definition Partner Silent Similarities A partner in a business who has no role in management but shares in the liability, tax responsibility, and cash flow tutorial
• Definition Buyback Stock How much A corporation's purchase of its own outstanding stock, usually in order to raise the company's earnings per share error
• Definition Market Stock How many Also called the equity market, the market for trading equities answer
• Definition Ahead Stock Compare a certain price arrive about the same time, and the exchange's priority rules take effect. NYSE rules stipulate that the bid made means what
• Definition Securitization Why investment instrument such as the mortgage pass-through security, by pooling assets to back the instrument. Also refers to the replacement description
• Definition Interest Short How better that investors have sold short and that have not been repurchased to close out the short position. Usually, investors sell short to profit definition
• Definition Set of contracts perspective When contracting relationships among individuals who have conflicting objectives, such as shareholders or managers. The corporation is a legal explain
• Definition Stock Exchange, Mumbai (BSE) Determines Formerly the Bombay stock exchange, the BSE accounts for more than one-third of Indian trading volume what is
• Definition Cap Small Comparing to A stock with a small capitalization, meaning a total equity value of less than $500 million meaning
• Definition Adjusted Seasonally Depends on macroeconomic indicator (e.g., oil prices/imports) so that relative comparisons can be drawn from month to month all year abbreviation
• Definition Option Single Which A single put option or call option, as opposed to a spread or straddle, which involves multiple puts and calls how to
• Definition Exchanges Stock Difference regulated by the Securities and Exchange Commission (SEC), that are made up of members who use the facilities to exchange certain common help
• Definition Broker Share When traded, and reduces the per unit charge as the number of shares traded increases, as opposed to a dealer who charges a percentage of the crossword
• Definition Solvency Pros and cons Ability to meet obligations examples
• Definition Tax Employment Self Similarities A tax self-employed people must pay to qualify them to receive Social Security benefits at retirement encyclopedia
• Definition Datings Seasoned How much Extended credit for customers who order goods in periods other than peak seasons information about
• Definition Calendar Shadow How many A backlog of securities issues registered with the SEC, awaiting the determination of an offer date tutorial
• Definition Secular Compare Long-term time frame (10-50 years or more error
• Definition Policy Earth Scorched Why technique a company that has become the target of a takeover attempt uses to make itself unattractive to the acquirer. For example, it may answer
• Definition Price Subscription How better Price that current shareholders pay for a share of stock in a rights offering means what
• Definition Span When To cover all contingencies within a specified range description
• Definition Curve Rate Spot Determines The graphical depiction of the relationship between the spot rates and maturity definition
• Definition Second-to-die insurance Comparing to Insurance policy that, on the death of the spouse dying last, pays a death benefit to the heirs that is designed to cover estate taxes explain
• Definition Rule Sale Short Depends on be made only in a market that is moving upward; this means either on an uptick from the last sale, or showing no downward movement what is
• Definition Sweetener Which A feature of a security that makes it more attractive to potential purchasers meaning
• Definition Benchmark Sharpe Difference adjusts for a manager's index-like tendencies. Named after William Sharpe, Nobel Laureate, and developer of the capital asset pricing abbreviation
• Definition Rate Savings When Personal savings as a percentage of disposable personal income how to
• Definition Stocks Secondary Pros and cons capitalization, less quality and more risk than blue chip issues that behave differently than larger corporations' stocks help
• Definition Symbol Similarities Letters used to identify companies on the consolidated tape and other locations crossword
• Definition Influence Significant How much equity of a corporation, usually at least 20%, which gives the holder a significant amount of control over the corporation. This degree of examples
• Definition Standard Industrial Classification (SIC) How many A code system that designates a unique business activity classified by industry encyclopedia
• Definition Distribution Skewed Compare Probability distribution in which an unequal number of observations lie below (negative skew) or above (positive skew) the mean information about
• Definition Staggered board of directors Why elected periodically, instead of all at once. Board terms are often staggered in order to thwart unfriendly takeover attempts, since tutorial
• Definition Term Short How better Any investments with a maturity of one year or less error
• Definition Bond Secured When A bond backed by the pledge of collateral, a mortgage, or other lien, as opposed to an unsecured bond, called a debenture answer
• Definition Month Spot Determines The nearest delivery month on a futures contract means what
• Definition State Steady Comparing to months after component mortgages have passed at least once the threshold for refinancing, the prepayment speed tends to stabilize within a description
• Definition Exempt Short Depends on special trading situation where a short sale is allowed on a minustick. The owners of a convertible trading at parity can sell the definition
• Definition Order Significant Which quantity of securities that the price of the security may be affected. Institutional investors usually spread out such an order over a few explain
• Definition Secondary Spot Difference require an SEC registration statement and may be attempted without delay. An underwriting discount is normally included in these offerings what is
• Definition Offering Distribution Secondary When securities held by large investors, usually corporations or institutions, as distinguished from a primary distribution, where the seller is meaning
• Definition Hedge Sell Pros and cons Related: short hedge abbreviation
• Definition Stockholder's report Similarities The annual report and other reports given to stockholders to inform them of the company's financial standing and developments how to
• Definition S;P 500 Composite Index How much Index of 500 widely held common stocks that measures the general performance of the market help
• Definition Sale and lease-back How many Sale of an existing asset to a financial institution that then leases it back to the user. Related: Lease crossword
• Definition Currency Soft Compare A money of a country that is expected to drop in value relative to other currencies examples
• Definition Trading Suspended Why particular security, in advance of a major news announcement or to correct an imbalance of orders to buy and sell encyclopedia
• Definition Bond Sour How better A bond issue that has defaulted on interest or principal payments, and will thus trade at a large discount and a poor credit rating information about
• Definition Society for Worldwide Interbank Financial Telecommunications (SWIFT) When A dedicated computer network to support funds transfer messages internationally between over 900 member banks world-wide tutorial
• Definition Selection Self Determines Consequence of a contract that induces only one group to participate error
• Definition Security Industry Automated Corporation (SIAC Comparing to Entity that executes automated DOT orders answer
• Definition Stopper Show Depends on A legal barrier, such as a scorched-earth policy or shark repellant system, that firms use to prevent a takeover means what
• Definition Facility Swingline Which Bank borrowing facility to provide finance while the firm replaces U.S. commercial paper with eurocommercial paper description
• Definition Sector Difference Used to characterize a group of securities that are similar with respect to maturity, type, rating, industry, and/or coupon definition
• Definition Straight When Direct telephone line, compared to an outside line that requires a telephone number to be dialed explain
• Definition Specialist's short-sale ratio Pros and cons The percentage of the total short sales of stock sold short by specialists what is
• Definition Sponsor Similarities offers shares in its mutual funds, or an influential institution that highly values a particular security and thus creates additional meaning
• Definition Index Strike How much value at which the buyer of the option can buy or sell the underlying stock index. The strike index is converted to a dollar value by abbreviation
• Definition Voting Statutory How many The standard rule in most corporations that there is one vote per share in elections of the board of directors how to
• Definition Risk Settlement Compare The risk that one party will deliver and the counterparty will not be able to pay and vice versa help
• Definition South African Futures Exchange (SAFEX) Why Electronic futures and options exchange based in South Africa crossword
• Definition Strategy Portfolio Structured How better Desigining a portfolio to achieve a level of performance that matches some predetermined liabilities that must be paid out in the future examples
• Definition Repellant Shark When are golden parachutes, poison pills, safe harbor, and scorched-earth policy. Porcupine provision. Amendment to company charter intended to encyclopedia
• Definition Savings and loan association Determines National- or state-chartered institution that accepts savings deposits and invests the bulk of the funds thus received in mortgages information about
• Definition Stocks Screen Comparing to stocks that meet predetermined criteria. For example, a simple value screen would sort all stocks by their price-to-book ratio and pick the tutorial
• Definition Group Selling Depends on All banks involved in selling or marketing a new issue of stock or bonds error
• Definition Commitment Standby Which investment firm that the firm will purchase whatever part of a stock issue that is offered in a rights offering that is not subscribed to answer
• Definition Risk Shortfall Difference The risk of falling short of any investment target means what
• Definition Basis Stop When Method of entering an OTC trade into the trader's position without reporting the trade on the OTC tape description
• Definition Stakeholders Pros and cons financial or otherwise, in a firm-stockholders, creditors, bondholders, employees, customers, management, the community, and the government definition
• Definition Order Loss Stop Similarities An order to sell a stock when the price falls to a specified level explain
• Definition Plane Market Security How much A plane that shows the relationship between expected return and the beta coefficient of more than one factor what is
• Definition Power Stock How many ownership of a security to another person, brokerage firm, bank, or lender after it has been sold or pledged to that party meaning
• Definition P S Compare Standard ; Poor's Corporation abbreviation
• Definition Price Conversion Stated Why convertible security, the price the issuer effectively grants the securityholder to purchase the common stock, equal to the par value of how to
• Definition Plan Investment Systematic How better An approach involving regular investments in order to take advantage of dollar-cost averaging help
• Definition Principle Alone Stand When Investment approach that advocates a firm should accept or reject a project by comparing it with securities in the same risk class crossword
• Definition Rules Suitability Determines must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and examples
• Definition Nyse Watcher Stock Comparing to and investigates trading activity on the NYSE in order to identify any unusual activity or security movement that might be caused by rumors encyclopedia
• Definition Ira Spousal Depends on An individual retirement account in the name of an unemployed spouse information about
• Definition Tax Sales Which A percentage tax on the selling price of goods and services tutorial
• Definition Watcher Shark Difference specializing in the early detection of takeover activity. Such a firm, whose primary business is usually the solicitation of proxies for error
• Definition Scripophily When Collecting stock and bond certificates for their scarcity, rather than for their value as securities answer
• Definition Concession Selling Pros and cons The discount underwriters offer the selling group on securities in a new issue means what
• Definition Market Sensitive Similarities A market that reacts to a great extent to good or bad news description
• Definition Stopped How much customer's working order while the dealer tries to obtain a better one. Stopped against one's self involves a customer order and definition
• Definition Note Down Step How many A floating-rate note whose interest rate declines after a specified period of time explain
• Definition Back Buy Swap Compare The sale of an interest rate swap by one counterparty to the other, effectively ending the swap what is
• Definition Statement of Financial Accounting Standards No. 8 Why The is a currency translation standard once used by U.S. accounting firms. See: Statement of Accounting Standards No. 52 meaning
• Definition Merger Statutory How better A merger in which one corporation remains as a legal entity, instead of a new legal entity being formed abbreviation
• Definition Market Samurai When The foreign market in Japan how to
• Definition Signaling approach (on dividend policy) Determines The argument that dividend changes are important signals to investors about changes in management's expectation about future earnings help
• Definition Privilege Payment Skip Comparing to A mortgage contract clause giving borrowers the right to skip payments if they are ahead of schedule crossword
• Definition Option Stock Depends on An option whose underlying asset is the common stock of a corporation examples
• Definition Settlement Structured Which involving specific payments made over a period of time. Property and casualty insurance companies often buy life insurance products to pay encyclopedia
• Definition Tender Short Difference Practice prohibited by SEC that involves the use of borrowed stock to respond to a tender offer information about
• Definition Reversal Swap When counterparty's role in another interest rate swap, accomplished by counterbalancing the original swap in maturity, reference rate tutorial
• Definition Market Out Sold Pros and cons Unavailability of a futures contract in a particular commodity or maturity date because of contract executions and limited offerings error
• Definition Aside Set Similarities A percentage of a municipal or corporate bond underwriting that is allocated for handling by a minority-owned broker/dealer firm answer
• Definition Risk Systematic How much Also called undiversifiable risk or market risk means what
• Definition Matching Cash Symmetric How many allows for the short-term borrowing of funds to satisfy a liability prior to the liability due date, reducing the cost of funding description
• Definition Series Compare same class that also have the same unit of trade, expiration date, and exercise price. Stocks: shares that have common characteristics definition
• Definition Bond Assessment Special Why A municipal bond with interest paid by the taxes of the community benefiting from the bond-funded project explain
• Definition In It Send How better Market language: I bought your stock - 'send it in' (and possibly more what is
• Definition Probabilities Subjective When Probabilities that are determined subjectively (for example, on the basis of judgment rather than statistical sampling meaning
• Definition Skewness Determines substantial probability of a big negative return. Positive skewness means that there is a greater-than-normal probability of a big positive abbreviation
• Definition Charge Sales Comparing to purchase of shares, usually payable as a commission to a marketing agent, such as a financial adviser, who is thus compensated for how to
• Definition Stock Exchange of Singapore (SES) Depends on The only stock exchange in Singapore help
• Definition Away Sold Which Refers to over-the-counter trading. Having sold stock to another dealer before making the present offering crossword
• Definition Dividends Selling Difference Inducing a prospective customer to buy shares in order to profit from a dividend scheduled in the near future examples
• Definition Settlement When When payment is made for a trade encyclopedia
• Definition Rating Split Pros and cons Two different ratings given to the same security by two important rating agencies information about
• Definition Scale Similarities on CDs of varying maturities. A bank is said to post a scale. Commercial paper dealers also post scales tutorial
• Definition Commission Split How much A commission shared between a broker and a financial adviser or other professional who brought the customer to the broker error
• Definition Snowballing How many Process by which the exercise of stop orders in a declining or advancing market causes further downward or upward pressure on prices answer
• Definition Smidge Compare Small amount of price, usually +/- 1/8 or 1/4 means what
• Definition Softs Why Tropical commodities such as coffee, sugar, and cocoa description
• Definition Bond Grade Speculative How better Bond rated BA or lower by Moody's, or BB or lower by S;P, or an unrated bond definition
• Definition Sleeper When interest but that has significant potential to gain in price once its attractions are recognized. Antithesis of high flyer explain
• Definition Specialist's book Determines specialist that includes the specialist's own inventory of securities, market orders to sell short, and limit orders and stop orders what is
• Definition Print Split Comparing to Block trade printed at two different prices. Often used in dividend rolls to get an average price equal to the dividend meaning
• Definition Short Depends on establish a market position and who has not yet closed out this position through an offsetting purchase; the opposite of a long position abbreviation
• Definition Rating Stock Which An evaluation by a rating agency of the expected financial performance or inherent risk of common stocks how to
• Definition Swap Difference lend to each other on different terms, e.g., in different currencies, and/or at different interest rates, fixed or floating help
• Definition Short ratio(or short interest ratio) When investors have sold short divided by average daily volume of the security (measured over 30 days or 90 days). There are various crossword
• Definition Securities Act of 1933 Pros and cons First law designed to regulate securities markets, requiring registration of securities and disclosure examples
• Definition Bond Sinker Super Similarities any other bond that has long-term coupons but short maturity; the mortgages may be prepaid, and the holders may receive the long-term encyclopedia
• Definition Ss1 How much Securities sales speaker box that transmits to all investment banks' regional trading and sales desks information about
• Definition Rotation Sector How many certain sectors, that tactically overweights and underweights depending on expected performance. Sometimes called rotation tutorial
• Definition Income Spread Compare difference between income and cost. For a depository institution, the difference between the assets it invests in (loans and securities error
• Definition Spx Why Applies to derivative products. Symbol for the S;P 500 index answer
• Definition Analysis Sensitivity How better Analysis of the effect on a project's profitability of changes in sales, cost, and so on means what
• Definition Ticker Stock When A letter designation assigned to securities and mutual funds that trade on U.S. financial exchanges description
• Definition Securities Exchange of Thailand (SET) Determines The only stock market in Thailand, based in Bangkok definition
• Definition Up Step Comparing to To increase, as in step up the tax basis of an asset explain
• Definition Market Soft Depends on A buyer's market in which supply exceeds demand, causing little trading activity and wide bid-ask spreads what is
• Definition Subject to a (NY) can Which Contingent upon trader's ability to cancel an order (on the indicated exchange meaning
• Definition Price Strike Difference underlying stock may be purchased (in the case of a call) or sold (in the case of a put) by the option holder upon exercise of the option abbreviation
• Definition Bond Up Step When for an initial period, and then increases to a higher coupon rate. Related: Deferred-interest bond, payment-in-kind bond how to
• Definition Simple compound growth method Pros and cons terminal value to initial value and assuming a constant percentage annual rate of growth between the two values help
• Definition Stock Shadow Similarities stock that strips out the market wide movements for the purpose of rewarding managers. That is, the management might have done a great job crossword
• Definition Split-rate tax system How much A tax system that taxes retained earnings at a higher rate than earnings that are distributed as dividends examples
• Definition Syndicate How many a temporary basis, to loan money in a bank credit (syndicated credit) or to underwrite a new issue of bonds encyclopedia
• Definition Repurchase Stock Compare A firm's repurchase of outstanding shares of its common stock information about
• Definition Specialist Why designated as the market maker (or dealer for a listed common stock). Member of a stock exchange who maintains a fair and orderly market tutorial
• Definition Exemption Issues Small How better than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which error
• Definition Plan Bonus Stock When A plan used as an incentive that rewards employee performance with stock in the company answer
• Definition Size Determines an order, or a trade. Large as in the size of an offering, the size of an order, or the size of a trade. Size is relative from market to means what
• Definition Maintenance Deposit Security Comparing to Related: Maintenance margin description
• Definition Short-term tax exempts Depends on Short-term securities issued by states, municipalities, and quesi-government entities such as local housing and urban renewal agencies definition
• Definition Order Scale Which specifies the total amount to be bought (sold) and the amount to be bought (sold) at successively decreasing (increasing) price intervals explain
• Definition Scrip Difference A temporary document that represents a portion of a share of stock, often issued after a stock split or spin-off what is
• Definition Out Sell When customer has failed to bring an account to a required level by producing additional equity after a margin call.The selling of securities meaning
• Definition Analyst Supervisory Pros and cons An analyst who is qualified to approve publicly distributed research reports on the NYSE abbreviation
• Definition Shock Supply Similarities An event that influences production capacity and costs in an economy how to
• Definition Subject to a print/execution/trading How much Contingent on execution of a trade because the picture in the stock has not been materially altered help
• Definition Account Sweep How many Account providing that a bank invest all the excess available funds at the close of each business day for the firm crossword
• Definition Street Compare Means Wall Street financial community; brokers, dealers, underwriters, and other knowledgeable participants examples
• Definition Debt Structured Why Debt that has been customized for the buyer, often by incorporating unusual options encyclopedia
• Definition Same-Day Funds Settlement (SDFS) How better between well-collateralized parties in good-the-same-day federal funds used by the Depository Trust Company for transactions in U.S information about
• Definition Up Start When The earliest stage of a new business venture tutorial
• Definition Seniority Determines The order of repayment. In the event of bankruptcy, senior debt must be repaid before subordinated debt is repaid error
• Definition Flows Cash Scheduled Comparing to The mortgage principal and interest payments due to be paid under the terms of the mortgage, not including possible prepayments answer
• Definition Deposits Savings Depends on at below-market interest rates, that do not have a specific maturity, and that usually can be withdrawn upon demand means what
• Definition Short-term solvency ratios Which liquid assets for meeting short-term obligations as they come due, including (1) the current ratio, (2) the acid test ratio, (3) the description
• Definition Shrinkage Difference Discrepancy between a firm's actual inventory and its recorded inventory due to theft, deterioration, loss, or clerical problems definition
• Definition Costs Sunk When Costs that have been incurred and cannot be reversed explain
• Definition Settlement Short Pros and cons Trade settlement made prior to the standard five-day period due to customer request what is
• Definition Order Limit Stop Similarities limit. Unlike the stop order, which becomes a market order once the stop is reached, the stop-limit order becomes a limit order meaning
• Definition Analysis Scenario How much The use of horizon analysis to project total returns under different reinvestment rates and future market yields abbreviation
• Definition Strategy Replacement Stock How many 039;s return, used when the futures contract is expensive according to its theoretical price. The strategy involves a swap between the how to
• Definition Stock Exchange Automated Quotation System (SEAQ) Compare London's Nasdaq system help
• Definition Approach Signaling Why information that the market does not have, and that the choice of capital structure by insiders can signal information to outsiders and crossword
• Definition Effects Side How better Effects of a proposed project on other parts of the firm examples
• Definition Power Staying When The ability of an investor to stay in the market and not to sell out of a position when an investment has fallen in value encyclopedia
• Definition Bank State Determines A bank authorized in a specific state by a state-based charter, with generally the same functions as a national bank information about
• Definition Shirking Comparing to return is smaller. Owners may have more incentive to shirk if they issue equity as opposed to debt, because they retain less ownership tutorial
• Definition Deal Sticky Depends on A new securities issue that may be difficult to sell because of problems in the market or underlying problems with the corporation error
• Definition Switching Which Liquidating a position and simultaneously reinstating a position in another futures contract of the same type answer
• Definition For Spoken Difference Amount of opposite demand (placement) or supply (availability) the trader has in efforts to cross the stock. Not open means what
• Definition Simple linear trend model When An extrapolative statistical model that asserts that earnings have a base level and grow at a constant amount each period description
• Definition Issue New Seasoned Pros and cons #039;s securities have previously been issued. A seasoned new issue of common stock can be made using a cash offer or a rights offer definition
• Definition Plan Reduction Salary Similarities A plan allowing employees to contribute pre-tax income to a tax-deferred retirement plan explain
• Definition Slump How much A temporary fall in performance, often describing consistently falling security prices for several weeks or months what is
• Definition Equity Sweat How many An increase in equity created by the labor of the owner meaning
• Definition Phenomenon P S Compare P composite index to rise in price due to a large number of buy orders as S;P-related index funds add the stock to their portfolios abbreviation
• Definition Systematic Why Common to all businesses how to
• Definition Spike How better price, number of shares, type, and account of the order. Origin: Practice of placing the ticket on a metal spike upon execution or help
• Definition Effect Firm Small When of total market capitalization) to outperform the stock market (consisting of both large and small firms crossword
• Definition Scattered Determines Used for listed equity securities. Unconcentrated buy or sell interest examples
• Definition Debt Secured Comparing to Debt that has first claim on specified assets in the event of default encyclopedia
• Definition Income Security Supplemental Depends on A Social Security program established to help the blind, disabled, and poor information about
• Definition Securities and Exchange Commission Rules Which Rules enacted by the SEC to assist in the regulation of U.S. financial markets tutorial
• Definition Position Short Difference she does not yet own. Shares must be borrowed, before the sale, to make good delivery to the buyer. Eventually, the shares must be bought error
• Definition Intervention Sterilized When which monetary authorities insulate their domestic money supplies from the foreign exchange transactions with offsetting sales or purchases answer
• Definition Privilege Subscription Pros and cons The right of current shareholders of a corporation to buy newly issued shares before they are available to the public means what
• Definition Securities Of Segregation Similarities SEC rules to dictate how customers' securities may be used by broker-dealers in broker loans description
• Definition Statement-of-Cash-Flows Method How much A method of cash budgeting that is organized along the lines of the statement of cash flows definition

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Statement-of-Cash-Flows Method definition Segregation of securities explain Subscription privilege what is Sterilized intervention meaning Short position.

Single-payment bond definition Stock selection explain Symbol book