Financial definitions for business owners S

• Definition Line Characteristic Security Compare on a security over the risk-free rate as a function of the excess return on the market. The slope of this line is the security's beta definition
• Definition Bond Savings Why denominations from $50 to $10,000, with local and state tax-free interest and semiannually adjusted interest rates explain
• Definition Charge Sales How better purchase of shares, usually payable as a commission to a marketing agent, such as a financial adviser, who is thus compensated for what is
• Definition Efficiency Form Semistrong When profits the price of a security fully reflects all public information (including, but not limited to, historical price and trading patterns meaning
• Definition Effect Synergistic Determines A violation of value-additivity in that the value of a combination is greater than the sum of the individual values abbreviation
• Definition Spectail Comparing to A dealer doing business with retail but concentrating more on acquiring and financing its own speculative positions how to
• Definition Selection Stock Depends on technique that focuses on advantageous selection of particular stock rather than on broad asset allocation choices help
• Definition Simple linear trend model Which An extrapolative statistical model that asserts that earnings have a base level and grow at a constant amount each period crossword
• Definition Bond Up Step Difference for an initial period, and then increases to a higher coupon rate. Related: Deferred-interest bond, payment-in-kind bond examples
• Definition Probabilities Subjective When Probabilities that are determined subjectively (for example, on the basis of judgment rather than statistical sampling encyclopedia
• Definition Statement-of-Cash-Flows Method Pros and cons A method of cash budgeting that is organized along the lines of the statement of cash flows information about
• Definition Refunding Senior Similarities with 5-to 12-year maturities with securities of 15-year or longer maturities, in order to delay, reduce, or consolidate payment tutorial
• Definition Stock Shopped How much Sell inquiry that has been seen by or shown to other dealers before coming to an investment bank error
• Definition Rate Growth Sustainable How many Maximum rate of growth a firm can sustain without increasing financial leverage answer
• Definition Seasoned Compare reputation for quality with the investing public and enjoying liquidity in the secondary market; in the case of convertibles, having traded means what
• Definition Street Why Means Wall Street financial community; brokers, dealers, underwriters, and other knowledgeable participants description
• Definition Payment Stop How better An order given a depository institution not to pay out cash for a check; often used when the check has been stolen or lost definition
• Definition Pill Suicide When that could destroy the target company. Taking on a large amount of debt to prevent the takeover might cause bankruptcy, for example explain
• Definition Substitution Day Same Determines Offsetting changes in a margin account during the day that result in no overall change in the balance of the account what is
• Definition Order Plus Sell Comparing to amount of stock provided that the price to be obtained is not lower than the last sale if the last sale was a plus, or zero plus tick, and meaning
• Definition C Schedule Depends on Describes membership requirements and procedures of NASD, in its bylaws abbreviation
• Definition Settlement Structured Which involving specific payments made over a period of time. Property and casualty insurance companies often buy life insurance products to pay how to
• Definition Adjusted Seasonally Difference macroeconomic indicator (e.g., oil prices/imports) so that relative comparisons can be drawn from month to month all year help
• Definition Aside Step When Allow a block to trade at a price at which you do not care to participate in the trade crossword
• Definition Costs Sunk Pros and cons Costs that have been incurred and cannot be reversed examples
• Definition Lease Type Sales Similarities equipment, such as a printing company leasing its own presses, thereby competing with an independent leasing company encyclopedia
• Definition Bond Series How much Bond that may be issued in several series under the same indenture document information about
• Definition Financing Seller How many Funding a purchase by a seller's loan to the buyer, the buyer takes full title to the property when the loan is fully repaid tutorial
• Definition Securities Exchange Act of 1934 Compare Legislation that created the SEC, outlawing dishonest practices in the trading of securities error
• Definition Away Sold Why Refers to over-the-counter trading. Having sold stock to another dealer before making the present offering answer
• Definition Rating Split How better Two different ratings given to the same security by two important rating agencies means what
• Definition Forecast Sales When planning process. External sales forecasts are based on historical experience, statistical analysis, and consideration of various description
• Definition Price Spot Determines physical commodity. Also called cash price. Current delivery price of a commodity traded in the spot market, in which goods are sold for definition
• Definition Position Spread Comparing to The status of an account after a spread order has been carried out explain
• Definition Stopping curve refunding rate Depends on A refunding rate that falls on the stopping curve what is
• Definition Group Selling Which All banks involved in selling or marketing a new issue of stock or bonds meaning
• Definition Rate Swap Difference The difference between spot and forward rates expressed in points, e.g., $0.0001 per pound sterling abbreviation
• Definition Order Switch When Order for the purchase (sale) of one stock and the sale (purchase) of another stock at a stipulated price difference. Contingent order, swap how to
• Definition Jockey Stock Pros and cons A stock broker who frequently buys and sells shares in a client's portfolios help
• Definition Theory Interest Short Similarities short positions in stocks will precede a rise in the market prices, because the short positions must eventually be covered by purchases of crossword
• Definition Influence Significant How much equity of a corporation, usually at least 20%, which gives the holder a significant amount of control over the corporation. This degree of examples
• Definition List Stock How many The department within a stock exchange that oversees compliance with listing requirements and exchange regulations encyclopedia
• Definition Off Spin Compare company from an existing part of the company by selling or distributing new shares in the so-called spin-off information about
• Definition Spot futures parity theorem Why relationship between spot and futures prices. Violation of the parity relationship gives rise to arbitrage opportunities tutorial
• Definition Subscription How better Agreement to buy new issue of securities error
• Definition Indicators Sentiment When The general feeling of investors about the state of the market, such as whether they are bullish or bearish answer
• Definition 13D Schedule Determines Disclosure form required when more than 5% of any class of equity securities in a publicly held corporation is purchased means what
• Definition Sale and lease-back Comparing to Sale of an existing asset to a financial institution that then leases it back to the user. Related: Lease description
• Definition Spdrs Depends on the value of the Standard ; Poor's 500 Composite Price Index. Stands for Standard ; Poor's Depositary Receipt. They trade on the definition
• Definition Maturities Staggering Which Hedging against interest rate movements by investment in short-, medium-, and long-term bonds explain
• Definition Phenomenon P S Difference P composite index to rise in price due to a large number of buy orders as S;P-related index funds add the stock to their portfolios what is
• Definition Subject to a (NY) can When Contingent upon trader's ability to cancel an order (on the indicated exchange meaning
• Definition Level Support Pros and cons supposedly difficult for a security or market to fall. That is, the price level at which a security tends to stop falling because there is abbreviation
• Definition Simple rate of return Similarities dividing income plus capital gains by the amount of capital invested. The effect of compounding is not taken into account how to
• Definition Risk Shortfall How much The risk of falling short of any investment target help
• Definition Record Of Stockholder How many Stockholder whose name is registered on the books of a corporation and thus will receive dividends from the corporation crossword
• Definition Sale Last Sld Compare which shows up on the consolidated tape when a large change (one point for lower priced securities and two points for higher-priced examples
• Definition Rationing Capital Soft Why Constraints on spending that under certain circumstances can be violated or even viewed as constituting targets rather than absolute limits encyclopedia
• Definition Single-state municipal bond fund How better A mutual fund investing only in government obligations within a single state, with state tax-free dividends, but taxed capital gains information about
• Definition Dollar Strong When When the dollar can be exchanged for a large amount of foreign currency, benefiting travelers but hurting exporters tutorial
• Definition Straddle Short Determines A straddle involves both purchase and sale. In short straddle one put and one call are sold error
• Definition Term Short Comparing to Any investments with a maturity of one year or less answer
• Definition Entrepreneur Serial Depends on Business person that successfully starts (does not kill) a number of different businesses means what
• Definition Short-term investment services Which Services that assist firms in making short-term investments description
• Definition Property Separation Difference be divided into two independent tasks: (1) Determination of the optimal risky portfolio, which is a purely mathematical problem, and (2 definition
• Definition Risk Settlement When The risk that one party will deliver and the counterparty will not be able to pay and vice versa explain
• Definition Symbol Pros and cons Letters used to identify companies on the consolidated tape and other locations what is
• Definition Proprietorship Sole Similarities A sole proprietor pays no corporate income tax but has unlimited liability for business debts and obligations meaning
• Definition Trading Suspended How much particular security, in advance of a major news announcement or to correct an imbalance of orders to buy and sell abbreviation
• Definition Sleeper How many interest but that has significant potential to gain in price once its attractions are recognized. Antithesis of high flyer how to
• Definition Switching Compare Liquidating a position and simultaneously reinstating a position in another futures contract of the same type help
• Definition Sector Why Used to characterize a group of securities that are similar with respect to maturity, type, rating, industry, and/or coupon crossword
• Definition Standing How better Level of priority in the trading crowd examples
• Definition Subsidiary When that is part of a large corporation. A foreign subsidiary is a separately incorporated entity under the host country's law encyclopedia
• Definition Voting Straight Determines Allows shareholder to cast all of the shareholder's votes for each candidate for the board of directors information about
• Definition Swissy Comparing to Slang for the Swiss franc tutorial
• Definition Selling short against the box Depends on owned by the seller but held in the box, meaning it is held in safekeeping. The seller borrows securities needed to cover as the stock in error
• Definition Surety Which An individual or corporation that guarantees the performance or actions of another answer
• Definition Income Employed Self Difference Taxable income of a person involved in a sole proprietorship or other sort of free-lance work means what
• Definition Fee Standby When Amount paid to an underwriter who agrees to purchase any stock that is not purchased by public investors in a rights offering description
• Definition Securities and Exchange Commission Rules Pros and cons Rules enacted by the SEC to assist in the regulation of U.S. financial markets definition
• Definition Value Straight Similarities Also called investment value, the value of a convertible security without the conversion option explain
• Definition Currency Soft How much A money of a country that is expected to drop in value relative to other currencies what is
• Definition Duty Stamp How many equities. Taxes on foreign transactions, usually a percentage of total transaction amount, that can be unilateral or bilateral in nature meaning
• Definition Skewness Compare substantial probability of a big negative return. Positive skewness means that there is a greater-than-normal probability of a big positive abbreviation
• Definition Speed Why Related: Prepayment speed how to
• Definition Seat How better Position of membership on a securities or commodity exchange, bought and sold at market prices help
• Definition Stockholder's equity When have against a firm's assets, calculated by subtracting all current liabilities and debt liabilities from total assets crossword
• Definition Market Samurai Determines The foreign market in Japan examples
• Definition Stopped Comparing to customer's working order while the dealer tries to obtain a better one. Stopped against one's self involves a customer order and encyclopedia
• Definition Safekeep Depends on Holding by a bank of bonds and money market instruments. For a fee, the bank clips coupons and presents for payment at maturity information about
• Definition Unit Specialist Which A specialist who maintains a stable market by acting as a principal and agent for other brokers in one or many stocks tutorial
• Definition Standard Industrial Classification (SIC) Difference A code system that designates a unique business activity classified by industry error
• Definition Economics Side Supply When A theory of economics that reductions in tax rates will stimulate investment and in turn will benefit the entire society answer
• Definition Debt Secured Pros and cons Debt that has first claim on specified assets in the event of default means what
• Definition Shared Appreciation Mortgage (SAM) Similarities A mortgage with a low rate of interest, offset by giving the lender some portion of the appreciation in the value of the underlying property description
• Definition Securities Act of 1933 How much First law designed to regulate securities markets, requiring registration of securities and disclosure definition
• Definition Loan Securities How many The loan of securities between brokers, often to cover a client's short sale; or a loan secured by marketable securities explain
• Definition Covering Short Compare Actual purchase of securities by a short seller to replace those borrowed at the time of a short sale what is
• Definition Market A Seek Why Search for a securities buyer or seller meaning
• Definition Systematic How better Common to all businesses abbreviation
• Definition Principle Alone Stand When Investment approach that advocates a firm should accept or reject a project by comparing it with securities in the same risk class how to
• Definition In Scale Determines Gradually taking a position in a security or market over time help
• Definition Income Security Supplemental Comparing to A Social Security program established to help the blind, disabled, and poor crossword
• Definition Certificate Stock Depends on A document representing the number of shares of a corporation owned by a shareholder examples
• Definition Special Book Symbol Which Illiquid, inactively traded stock not familiar market encyclopedia
• Definition Sidelines Difference Hypothetical position referring to noninvolvement in a stock; merely watching information about
• Definition Funds Surplus When Cash flow available after payment of taxes in a project tutorial
• Definition Order Significant Pros and cons quantity of securities that the price of the security may be affected. Institutional investors usually spread out such an order over a few error
• Definition Option Stock Similarities An option whose underlying asset is the common stock of a corporation answer
• Definition State Steady How much months after component mortgages have passed at least once the threshold for refinancing, the prepayment speed tends to stabilize within a means what
• Definition Models Stochastic How many Liability-matching models that assume that the liability payments and the asset cash flows are uncertain. Related: Deterministic models description
• Definition Analyst Supervisory Compare An analyst who is qualified to approve publicly distributed research reports on the NYSE definition
• Definition Maintenance Deposit Security Why Related: Maintenance margin explain
• Definition Spread How better of a stock or other security. (2) The simultaneous purchase and sale of separate futures or options contracts for the same commodity for what is
• Definition Slippage When transactions costs and actual transactions costs. The difference usually represents revisions to price difference or spread and commission meaning
• Definition Order Limit Sell Determines Conditional trading order that indicates that a security may be sold at the designated price or higher. Related: Buy limit order abbreviation
• Definition Bank State Comparing to A bank authorized in a specific state by a state-based charter, with generally the same functions as a national bank how to
• Definition Speculative demand (for money) Depends on The need for cash to take advantage of investment opportunities that may arise help
• Definition Market Issues Specific Which The market in which dealers reverse in securities they wish to short crossword
• Definition Assignment Swap Difference Related: Swap sale examples
• Definition Surcharge When An additional levy added to some charge encyclopedia
• Definition Solvency Pros and cons Ability to meet obligations information about
• Definition Index Stochastics Similarities A computerized tool measuring overbought and oversold conditions in a stock over a certain period tutorial
• Definition Error Standard How much In statistics, a measure of the possible error in an estimate. Plus or minus 2 standard errors usually provides a 95% confidence interval error
• Definition Seller's market How many Market in which demand exceeds supply. As a result, the seller can dictate the price and the terms of sale answer
• Definition Index Strike Compare value at which the buyer of the option can buy or sell the underlying stock index. The strike index is converted to a dollar value by means what
• Definition Stockout Why Running out of inventory description
• Definition Exemption Issues Small How better than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which definition
• Definition Opinion To Subject When acceptance of a company's financial statements subject to pervasive uncertainty that cannot be adequately measured, such as explain
• Definition Rating Stock Determines An evaluation by a rating agency of the expected financial performance or inherent risk of common stocks what is
• Definition Short Selling Comparing to an investor thinks the price of a stock is going down, the investor could borrow the stock from a broker and sell it. Eventually, the meaning
• Definition Curve Stopping Depends on different times at which the expected value of refunding immediately equals the expected value of waiting to refund abbreviation
• Definition Up Set Which securities. Arbitrage involving going long the convertible and short a certain percentage of the underlying common. Antithesis of Chinese how to
• Definition Selling, general, and administrative (SG;A) expenses Difference salaries and commissions, advertising and promotion, travel and entertainment, office payroll and expenses, and executives' salaries help
• Definition Harbor Safe When of shark repellent. A target company acquires a business so onerously regulated that it makes the target less attractive, giving it, in crossword
• Definition Date Settlement Pros and cons settle a trade. For stocks traded on U.S. exchanges, settlement is currently three business days after the trade. For mutual funds examples
• Definition Speculation Similarities present the possibility of large profits, but also pose a higher-than-average possibility of loss. A profitable strategy over the long term encyclopedia
• Definition Agreement Subscription How much An application reviewed by the general partner to join a limited partnership information about
• Definition Offering Distribution Secondary How many securities held by large investors, usually corporations or institutions, as distinguished from a primary distribution, where the seller is tutorial
• Definition Score Compare Equity, a certificate that entitles the owner to the capital appreciation of an underlying security, but not to the dividend income from error
• Definition Straight term insurance policy Why Term life insurance policy providing a fixed-amount death benefit over a certain number of years answer
• Definition Sale Short How better not own but is committed to repurchasing eventually. It is used to capitalize on an expected decline in the security's price means what
• Definition Single-premium life insurance When A whole life insurance policy requiring one premium payment, which accrues cash value much more quickly than a policy paid in installments description
• Definition Securities Industry Association (SIA) Determines sell taxable securities, which lobbies the government, records industry trends, and keeps records of broker profits definition
• Definition Partner Silent Comparing to A partner in a business who has no role in management but shares in the liability, tax responsibility, and cash flow explain
• Definition Indicator Bowl Super Depends on American Football League pre-1970 wins the Super Bowl, the stock market will decline during the coming year. If a team from the old pre what is
• Definition Rate Savings Which Personal savings as a percentage of disposable personal income meaning
• Definition Reversal Swap Difference counterparty's role in another interest rate swap, accomplished by counterbalancing the original swap in maturity, reference rate abbreviation
• Definition Bond Grade Speculative When Bond rated BA or lower by Moody's, or BB or lower by S;P, or an unrated bond how to
• Definition Issue New Seasoned Pros and cons #039;s securities have previously been issued. A seasoned new issue of common stock can be made using a cash offer or a rights offer help
• Definition Smidge Similarities Small amount of price, usually +/- 1/8 or 1/4 crossword
• Definition Stock Exchange of Hong Kong (SEHK) How much Only stock exchange located in Hong Kong examples
• Definition Stopper Show How many A legal barrier, such as a scorched-earth policy or shark repellant system, that firms use to prevent a takeover encyclopedia
• Definition For Spoken Compare Amount of opposite demand (placement) or supply (availability) the trader has in efforts to cross the stock. Not open information about
• Definition Tight Sit Why Directive from the trader to the customer to be patient, emphasizing that one's piece of business will be executed tutorial
• Definition Interest Simple How better Interest calculated as a simple percentage of the original principal amount. Compare to compound interest error
• Definition Commodity Spot When A commodity that is traded with the expectation of actual delivery, as opposed to a commodity future that is usually not delivered answer
• Definition Market Mortgage Secondary Determines Buying and selling existing mortgage loans, which are often pooled and traded as mortgage-backed securities means what
• Definition Up Step Comparing to To increase, as in step up the tax basis of an asset description
• Definition Singapore International Monetary Exchange (SIMEX) Depends on A leading futures and options exchange in Singapore definition
• Definition Swaption Which buyer of a swaption has the right to enter into an interest rate swap agreement by some specified date in the future. The swaption explain
• Definition Cushion Safety Difference In a contingent immunization strategy, the difference between the initially available immunization level and the safety-net return what is
• Definition Market Out Sold When Unavailability of a futures contract in a particular commodity or maturity date because of contract executions and limited offerings meaning
• Definition Stagnation Pros and cons A period of slow economic growth, or, in securities trading, a period of inactive trading abbreviation
• Definition Steepening of the yield curve Similarities spread between the yield on a long-term and short-term Treasury has increased. Compare flattening of the yield curve and butterfly shift how to
• Definition Buyout Strategic How much Acquisition of another firm in order to realize some operational benefits which will result in increased earnings help
• Definition Distribution Skewed How many Probability distribution in which an unequal number of observations lie below (negative skew) or above (positive skew) the mean crossword
• Definition Approach Signaling Compare information that the market does not have, and that the choice of capital structure by insiders can signal information to outsiders and examples
• Definition Repurchase Share Why back its own shares in the open market. It is usually done when shares are undervalued. Since repurchase reduces the number of shares encyclopedia
• Definition Savings Association Insurance Fund (SAIF) How better the Federal Savings and Loan Insurance Corporation as the provider of deposit insurance for thrift institutions information about
• Definition Issue Seasoned When Issue of a security for which there is an existing market. Related: Unseasoned issue tutorial
• Definition Stratified sampling approach to indexing Determines Dividing an index into cells, each representing a different characteristic of the index, such as duration or maturity error
• Definition Short-term bond fund Comparing to A bond mutual fund holding short to intermediate-term bonds that have maturities of three to five years answer
• Definition Markets Securities Depends on Organized exchanges plus over-the-counter markets in which securities are traded means what
• Definition Model Index Single Which decomposes influences on returns into a systematic factor, as measured by the return on the broad market index, and firm specific factors description
• Definition Debt Senior Difference Debt whose terms in the event of bankruptcy, require it to be repaid before subordinated debt receives any payment definition
• Definition Account Arbitrage Special When A margin account with lower cash requirements, reserved for transactions that are hedged by an offsetting position in futures or options explain
• Definition Seniority Pros and cons The order of repayment. In the event of bankruptcy, senior debt must be repaid before subordinated debt is repaid what is
• Definition Salary Similarities Regular wages and benefits an employee receives from an employer meaning
• Definition Stop order (or stop) How much when a definite price is reached, either above (on a buy) or below (on a sell) the price that prevailed when the order was given abbreviation
• Definition Sinker How many A bond with interest and principal payments coming from the proceeds of a sinking fund how to
• Definition Dividends Selling Compare Inducing a prospective customer to buy shares in order to profit from a dividend scheduled in the near future help
• Definition Exchange Stock Stockholm Why The only official equity trading market in Sweden crossword
• Definition Price Strike How better underlying stock may be purchased (in the case of a call) or sold (in the case of a put) by the option holder upon exercise of the option examples
• Definition Initial Deposit Security When amount that must be deposited with the broker for each contract as a guarantee of fulfillment of the futures contract. It is not encyclopedia
• Definition Lending Spot Determines Originating mortgages by processing applications taken directly from prospective borrowers information about
• Definition Debt Subordinated Comparing to priority. In the event of bankruptcy, subordinated debtholders receive payment only after senior debt claims are paid in full tutorial
• Definition Future Index Stock Depends on indexes to allow investors to speculate on the performance of the entire market, or to hedge against losses in long or short positions. The error
• Definition Settlement Which When payment is made for a trade answer
• Definition Back Buy Swap Difference The sale of an interest rate swap by one counterparty to the other, effectively ending the swap means what
• Definition Round Second When Stage of venture capital financing following the start-up and first round stages and before the mezzanine level stage description
• Definition Stock Preferred Second Pros and cons Preferred stock issue that has less priority in claiming dividends and assets in liquidation than another issue of preferred stock definition
• Definition Bonds Short Similarities Bonds with short (not much time to maturity) current maturities explain
• Definition Dollars Soft How much brokerage houses supply to investment managers free of charge in exchange for the investment manager's business commissions what is
• Definition Decision Selection Security How many Choosing the particular stocks or bonds or other investment instruments to include in a portfolio meaning
• Definition Bond Sour Compare A bond issue that has defaulted on interest or principal payments, and will thus trade at a large discount and a poor credit rating abbreviation
• Definition Dividend Special Why Also referred to as an extra dividend. Dividend that is unlikely to be repeated how to
• Definition Books Stockholder How better for its annual report that follows Financial Accounting Standards Board rules. The tax books follow IRS tax rules help
• Definition Squeeze Short When prices upward. In particular, when prices of a stock or commodity futures contracts start to move up sharply and many traders with short crossword
• Definition Loan Liquidating Self Determines Loan to finance current assets. The sale of the current assets provides the cash to repay the loan examples
• Definition Order Sell Comparing to forms by an investor to a broker to sell a particular stock, bond, option, future, mutual fund, or other holding encyclopedia
• Definition Markets Spot Depends on Related: Cash markets information about
• Definition Income Spread Which difference between income and cost. For a depository institution, the difference between the assets it invests in (loans and securities tutorial
• Definition Note Structured Difference change in value with movements of an underlying index; or a note whose issuer makes swap arrangements to alter its required cash flows error
• Definition Strip mortgage participation certificate (strip PC) When mortgages purchased by Freddie Mac from a single seller in exchange for separate instruments representing interests in the same mortgages answer
• Definition Set of contracts perspective Pros and cons contracting relationships among individuals who have conflicting objectives, such as shareholders or managers. The corporation is a legal means what
• Definition Loan Signature Similarities A good faith loan that is unsecured and requires only the borrower's signature on the loan application description
• Definition Maturity Stated How much For the CMO tranche, the date the last payment would occur at zero CPR definition
• Definition Swap Substitution How many exchanges one bond for another bond that is similar in terms of coupon, maturity, and credit quality, but that offers a higher yield explain
• Definition Simplified Employee Pension (SEP) plan Compare employee and the employer contribute to an individual retirement account. Also available to the self-employed what is
• Definition Rate Spot Why The theoretical yield on a zero-coupon Treasury security meaning
• Definition Print Split How better Block trade printed at two different prices. Often used in dividend rolls to get an average price equal to the dividend abbreviation
• Definition Benchmark Sharpe When adjusts for a manager's index-like tendencies. Named after William Sharpe, Nobel Laureate, and developer of the capital asset pricing how to
• Definition Syndicate Determines a temporary basis, to loan money in a bank credit (syndicated credit) or to underwrite a new issue of bonds help
• Definition Stray Comparing to party in the trade at hand; (2) not a meaningful indication of a customer's desire to take a sizable position or be involved in a crossword
• Definition Stocks Screen Depends on stocks that meet predetermined criteria. For example, a simple value screen would sort all stocks by their price-to-book ratio and pick the examples
• Definition Shop Which Wall Street slang for a firm encyclopedia
• Definition Value Stated Difference relation to market value that is assigned, for accounting purposes, to stock for use instead of par value information about
• Definition Order Scale When specifies the total amount to be bought (sold) and the amount to be bought (sold) at successively decreasing (increasing) price intervals tutorial
• Definition Short-term solvency ratios Pros and cons liquid assets for meeting short-term obligations as they come due, including (1) the current ratio, (2) the acid test ratio, (3) the error
• Definition Sale Substitute Similarities uses debt market instruments, such as interest rate futures, or that involves selling borrowed securities as the primary assets answer
• Definition Rates Exchange Spot How much Exchange rate on currency for immediate delivery. Related: Forward exchange rate means what
• Definition Surtax How many A tax added to the normal tax paid by corporations or individuals who have earned income above a certain level description
• Definition Aside Set Compare A percentage of a municipal or corporate bond underwriting that is allocated for handling by a minority-owned broker/dealer firm definition
• Definition Securities Industry Committee on Arbitration (SICA) Why A private group that provides mediation services in case of customer complaints against securities firms explain
• Definition Buyback Stock How better A corporation's purchase of its own outstanding stock, usually in order to raise the company's earnings per share what is
• Definition Risk Sovereign When impose foreign exchange regulations that will reduce or negate the value of FX contracts. Also refers to the risk of government default on meaning
• Definition Ahead Stock Determines a certain price arrive about the same time, and the exchange's priority rules take effect. NYSE rules stipulate that the bid made abbreviation
• Definition Lease Harbor Safe Comparing to ownership (depreciation and debt tax shield) from the lessee, if the lessee could not use them, to a lessor that could use them how to
• Definition Order Loss Stop Depends on An order to sell a stock when the price falls to a specified level help
• Definition Option Spread Which of one option and the sale of another option on the same underlying security with a different exercise price and/or expiration date crossword
• Definition Securities Investor Protection Corporation (SIPC) Difference A nonprofit corporation that insures customers' securities and cash held by member brokerage firms against the failure of those firms examples
• Definition Shares When Certificates or book entries representing ownership in a corporation or similar entity encyclopedia
• Definition Savings and loan association Pros and cons National- or state-chartered institution that accepts savings deposits and invests the bulk of the funds thus received in mortgages information about
• Definition Flows Cash Scheduled Similarities The mortgage principal and interest payments due to be paid under the terms of the mortgage, not including possible prepayments tutorial
• Definition Agreement Smithsonian How much international monetary system that was signed at the Smithsonian Institution in Washington, D.C., in December 1971. Included were a new set error
• Definition Average Moving Simple How many The mean, calculated at any time over a past period of fixed length answer
• Definition Tax Employment Self Compare A tax self-employed people must pay to qualify them to receive Social Security benefits at retirement means what
• Definition Specialist block purchase and sale Why Purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer description
• Definition Debt Structured How better Debt that has been customized for the buyer, often by incorporating unusual options definition
• Definition P S When Standard ; Poor's Corporation explain
• Definition Line Market Security Determines Line representing the relationship between expected return and market risk or beta. The slope of this line is the risk premium for beta what is
• Definition Nyse Watcher Stock Comparing to and investigates trading activity on the NYSE in order to identify any unusual activity or security movement that might be caused by rumors meaning
• Definition Basis Stop Depends on Method of entering an OTC trade into the trader's position without reporting the trade on the OTC tape abbreviation
• Definition Market Secondary Which traded after they are initially offered in the primary market. Most trading occurs in the secondary market. The New York Stock Exchange, as how to
• Definition Ss1 Difference Securities sales speaker box that transmits to all investment banks' regional trading and sales desks help
• Definition Ira Spousal When An individual retirement account in the name of an unemployed spouse crossword
• Definition Rotation Sector Pros and cons certain sectors, that tactically overweights and underweights depending on expected performance. Sometimes called rotation examples
• Definition Interest Short Similarities that investors have sold short and that have not been repurchased to close out the short position. Usually, investors sell short to profit encyclopedia
• Definition Securities Acts Amendments of 1975 How much establishment of a national market system together with a system for nationwide clearing and settlement of securities transactions information about
• Definition Sale How many An agreement between a buyer and a seller on the price to be paid for a security, followed by delivery tutorial
• Definition Regression Linear Simple Compare A regression analysis between only two variables, one dependent and the other explanatory error
• Definition Stock Why Ownership of a corporation indicated by shares, which represent a piece of the corporation's assets and earnings answer
• Definition Sweetener How better A feature of a security that makes it more attractive to potential purchasers means what
• Definition Return Subperiod When The return of a portfolio over a shorter period of time than the evaluation period description
• Definition Ratio Sharpe Determines return relative to the total variability of the portfolio. Related: Treynor index. Named after William Sharpe, Nobel Laureate, and definition
• Definition Statement of Financial Accounting Standards No. 52 Comparing to currently used by U.S. firms. It mandates the use of the current rate method. See: Statement of Financial Accounting Standards No. 8 explain
• Definition Statement of Financial Accounting Standards No. 8 Depends on The is a currency translation standard once used by U.S. accounting firms. See: Statement of Accounting Standards No. 52 what is
• Definition Bond Mortgage Senior Which A bond that, in the event of bankruptcy, will be redeemed before any other bonds are repaid meaning
• Definition Short-term tax exempts Difference Short-term securities issued by states, municipalities, and quesi-government entities such as local housing and urban renewal agencies abbreviation
• Definition Ratings Security When Commercial rating agencies' assessment of the credit and investment risk of securities how to
• Definition Securities Of Segregation Pros and cons SEC rules to dictate how customers' securities may be used by broker-dealers in broker loans help
• Definition Order Spread Similarities that the customer wants to buy and sell and the desired spread between the premiums paid and received for the options crossword
• Definition Warrant Subscription How much security, usually issued with another security, such as a bond or stock, that entitles the holder to buy a proportionate amount of common examples
• Definition Account Suspense How many An account used temporarily to record receipts and disbursements that have yet to be classified encyclopedia
• Definition Repurchase Stock Compare A firm's repurchase of outstanding shares of its common stock information about
• Definition Intervention Sterilized Why which monetary authorities insulate their domestic money supplies from the foreign exchange transactions with offsetting sales or purchases tutorial
• Definition Tax Sales How better A percentage tax on the selling price of goods and services error
• Definition South African Futures Exchange (SAFEX) When Electronic futures and options exchange based in South Africa answer
• Definition Account Bond Special Determines only for transactions in U.S. government bonds, municipals, and eligible listed and unlisted non-convertible corporate bonds means what
• Definition Account Sweep Comparing to Account providing that a bank invest all the excess available funds at the close of each business day for the firm description
• Definition Returns Tax Separate Depends on choose to file their returns individually, usually because this approach produces lower overall tax payments definition
• Definition Amendment Supermajority Which amendment requiring that a substantial majority (usually 67% to 90%) of stockholders approve important transactions, such as mergers explain
• Definition Value Salvage Difference Scrap value of plant and equipment what is
• Definition Strategy Replacement Stock When 039;s return, used when the futures contract is expensive according to its theoretical price. The strategy involves a swap between the meaning
• Definition Shrinkage Pros and cons Discrepancy between a firm's actual inventory and its recorded inventory due to theft, deterioration, loss, or clerical problems abbreviation
• Definition Specialist's short-sale ratio Similarities The percentage of the total short sales of stock sold short by specialists how to
• Definition Series How much same class that also have the same unit of trade, expiration date, and exercise price. Stocks: shares that have common characteristics help
• Definition Tender Short How many Practice prohibited by SEC that involves the use of borrowed stock to respond to a tender offer crossword
• Definition Order Limit Stop Compare limit. Unlike the stop order, which becomes a market order once the stop is reached, the stop-limit order becomes a limit order examples
• Definition Strangle Why put option and call option on the same underlying instrument, with the same expiration. Profits are made only if there is a drastic change encyclopedia
• Definition To Up Stand How better #039;s own bid and offering prices. Hence, standing up to the bid signifies the trader's willingness to buy size (i.e., 50m) volume at information about
• Definition Stock Exchange Automated Quotation System (SEAQ) When London's Nasdaq system tutorial
• Definition Surplus Statutory Determines The surplus of an insurance company determined by the accounting treatment of both assets and liabilities as established by state statutes error
• Definition Depreciation Line Straight Comparing to Amortizing or apportioning an equal dollar amount of depreciation in each accounting period answer
• Definition Plan Purchase Stock Depends on A plan allowing employees of a company to purchase shares of the company, often at a discount or with matching employer funds means what
• Definition Covariance Serial Which The covariance between a variable and the lagged value of the variable; the same as autocorrelation description
• Definition Book The Sell Difference Order to a broker by the holder of a large quantity of shares of a security to sell all that can be absorbed at the current bid price. The definition
• Definition Deal Sticky When A new securities issue that may be difficult to sell because of problems in the market or underlying problems with the corporation explain
• Definition Motive Speculative Pros and cons A desire to hold cash in order to be poised to exploit any attractive investment opportunity requiring a cash expenditure that might arise what is
• Definition Strip Similarities puts and one call on a stock. A strap is two calls and one put on a stock. The puts and calls have the same strike price and expiration meaning
• Definition Letter 039 Shareholders How much can find general overall discussion by management of successful and failed strategies. Provides guidance for looking at specific parts of abbreviation
• Definition Specialist How many designated as the market maker (or dealer for a listed common stock). Member of a stock exchange who maintains a fair and orderly market how to
• Definition Stockholder's report Compare The annual report and other reports given to stockholders to inform them of the company's financial standing and developments help
• Definition Static theory of capital structure Why Theory that the firm's capital structure is determined by a trade-off of the value of tax shields against the costs of bankruptcy crossword
• Definition Option Fee Split How better generally executes the split fee with first an initial fee, with a window period at the end of which (upon payment of a second fee) the examples
• Definition Literature Sales When Material written by an institution selling a product, which informs potential buyers of the product and its benefits encyclopedia
• Definition Redemption Serial Determines The redemption of a serial bond information about
• Definition Spx Comparing to Applies to derivative products. Symbol for the S;P 500 index tutorial
• Definition Cost Shortage Depends on Costs that fall with increases in the level of investment in current assets error
• Definition Plan Reduction Salary Which A plan allowing employees to contribute pre-tax income to a tax-deferred retirement plan answer
• Definition Bond Sinker Super Difference any other bond that has long-term coupons but short maturity; the mortgages may be prepaid, and the holders may receive the long-term means what
• Definition Market Specialist When Market in a stock made solely by the specialist, as no public orders, and henceforth no depth, exist in the market description
• Definition Scalp Pros and cons To trade for small gains. Scalping normally involves establishing and liquidating a position quickly, usually within the same day definition
• Definition Surveillance department of exchanges Similarities A department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices explain
• Definition Requirement Fund Sinking How much bond indentures that requires the issuer to retire a specified portion of debt each year. Any principal due at maturity is called the what is
• Definition Selection Self How many Consequence of a contract that induces only one group to participate meaning
• Definition Bond Sushi Compare A Eurobond issued by a Japanese corporation abbreviation
• Definition Efficiency Form Strong Why posits that the price of a security reflects all information, whether or not it is publicly available. Related: Weak-form efficiency, semi how to
• Definition Investor Small How better quantities of stock or bonds. This group of investors makes up a minimal fraction of total stock ownership help
• Definition Out Sell When customer has failed to bring an account to a required level by producing additional equity after a margin call.The selling of securities crossword
• Definition Rating P S Determines Rating service provided by S;P that indicates the amount of risk involved with different securities examples
• Definition Fund Sinking Comparing to regular basis that is used to ensure investor confidence that promised payments will be made and that is used to redeem debt securities or encyclopedia
• Definition Corporation Shell Depends on significant assets or operations, often formed to obtain financing before beginning actual business, or as a front tax evasion information about
• Definition Policy Earth Scorched Which technique a company that has become the target of a takeover attempt uses to make itself unattractive to the acquirer. For example, it may tutorial
• Definition Fee Sec Difference Small fee the SEC charges to sellers of equity securities on an exchange error
• Definition Bond E Series When A local and state tax-free bond issued by the U.S. government from 1941 to 1979, which was then replaced by Series HH bonds answer
• Definition Shareholder Pros and cons Person or entity that owns shares or equity in a corporation means what
• Definition Distribution Normal Standardized Similarities A normal distribution with a mean of 0 and a standard deviation of 1 description
• Definition Exchanges Stock How much regulated by the Securities and Exchange Commission (SEC), that are made up of members who use the facilities to exchange certain common definition
• Definition Analysts Securities How many Related: Financial analysts explain
• Definition Second-to-die insurance Compare Insurance policy that, on the death of the spouse dying last, pays a death benefit to the heirs that is designed to cover estate taxes what is
• Definition Privilege Subscription Why The right of current shareholders of a corporation to buy newly issued shares before they are available to the public meaning
• Definition Shootout How better Venture capital jargon. Refers to two or more venture capital firms fighting for the startup abbreviation
• Definition Hedge Short When eliminate or lessen the possible decline in value of an approximately equal amount of the actual financial instrument or physical commodity how to
• Definition Secondary Spot Determines require an SEC registration statement and may be attempted without delay. An underwriting discount is normally included in these offerings help
• Definition Securities and commodities exchanges Comparing to Exchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers crossword
• Definition S;P 500 Composite Index Depends on Index of 500 widely held common stocks that measures the general performance of the market examples
• Definition Self-regulatory organization (SRO) Which ethical, and efficient practices in the securities and commodity futures industries, including all national securities and commodities encyclopedia
• Definition Sponsor Difference offers shares in its mutual funds, or an influential institution that highly values a particular security and thus creates additional information about
• Definition Datings Seasoned When Extended credit for customers who order goods in periods other than peak seasons tutorial
• Definition Risk Systematic Pros and cons Also called undiversifiable risk or market risk error
• Definition Stub Similarities Often used in risk arbitrage. Piece of equity security left over from a major cash or security distribution from a recapitalization answer
• Definition Shirking How much return is smaller. Owners may have more incentive to shirk if they issue equity as opposed to debt, because they retain less ownership means what
• Definition Facility Swingline How many Bank borrowing facility to provide finance while the firm replaces U.S. commercial paper with eurocommercial paper description
• Definition Security Senior Compare A security that, in the event of bankruptcy, will be redeemed before any other securities definition
• Definition Securities Exchange of Thailand (SET) Why The only stock market in Thailand, based in Bangkok explain
• Definition Selling on the good news How better after a company announces good news and the stock price rises. Investors believe that the price is as high as it can go and is on the brink what is
• Definition Security Industry Automated Corporation (SIAC When Entity that executes automated DOT orders meaning
• Definition Severally but not jointly Determines underwriting group buy a new issue (severally), but not to assume joint liability for shares left unsold by other members abbreviation
• Definition Privilege Payment Skip Comparing to A mortgage contract clause giving borrowers the right to skip payments if they are ahead of schedule how to
• Definition Rate Interest Spot Depends on Interest rate fixed today on a loan that is made today. Related: Forward interest rates help
• Definition Selling Short Which Establishing a market position by selling a security one does not own in anticipation of the price of that security falling crossword
• Definition Dividend Stock Difference form of stock rather than cash. The stock dividend may be additional shares in the company, or it may be shares in a subsidiary being spun examples
• Definition Shock Supply When An event that influences production capacity and costs in an economy encyclopedia
• Definition Short-term gain (or loss) Pros and cons of securities held for less than a year that is taxed at normal income tax rates if the net total is positive information about
• Definition Span Similarities To cover all contingencies within a specified range tutorial
• Definition Supermajority How much Provision in a company's charter requiring a majority of, say, 80% of shareholders to approve certain changes, such as a merger error
• Definition Short-term financial plan How many A financial plan that covers the coming fiscal year answer
• Definition Spread The Selling Compare A spread whose option to be sold is trading at a higher premium than the option to be bought means what
• Definition Bond Secured Why A bond backed by the pledge of collateral, a mortgage, or other lien, as opposed to an unsecured bond, called a debenture description
• Definition Lending Mortgage Second How better Loans secured by real estate previously pledged in a first mortgage definition
• Definition Coupon Short When months' interest, because the original issue date is less than six months from the first scheduled interest payment. A bond with a explain
• Definition Bond Shogun Determines Dollar bond issued in Japan by a nonresident what is
• Definition Voting Statutory Comparing to The standard rule in most corporations that there is one vote per share in elections of the board of directors meaning
• Definition Imbalance Order Significant Depends on for a stock that cause an abnormally wide spread between bid and offer prices, and often causes the exchange to halt the sale of the stock abbreviation
• Definition Regression Pass Second Which portfolio returns on betas. The estimated slope is the measurement of the reward for bearing systematic risk during the period analyzed how to
• Definition Straddle Difference Purchase or sale of an equal number of puts and calls with the same terms at the same time. Related: Spread help
• Definition Matching Cash Symmetric When allows for the short-term borrowing of funds to satisfy a liability prior to the liability due date, reducing the cost of funding crossword
• Definition Salomon Brothers World Equity Index (SBWEI) Pros and cons weighted index used to measure the performance of fixed-income and equity markets. It includes approximately 6000 companies in 22 countries examples
• Definition Short Similarities establish a market position and who has not yet closed out this position through an offsetting purchase; the opposite of a long position encyclopedia
• Definition In It Send How much Market language: I bought your stock - 'send it in' (and possibly more information about
• Definition Billing Statement How many period such as a month (for which a customer also receives invoices) are collected into a single statement, and the customer must pay all tutorial
• Definition Agreement Standstill Compare Contract by which the bidding firm in a takeover attempt agrees to limit its holdings of another firm error
• Definition Bond Stock Story Why A highly complex security that requires a long story so that investors may understand the corporation and be persuaded of its merits answer
• Definition Note Down Step How better A floating-rate note whose interest rate declines after a specified period of time means what
• Definition Market Stock When Also called the equity market, the market for trading equities description
• Definition Stabilization Determines buys and sells its own currency to protect its exchange value.Actions registered competitive traders undertake by on the NYSE to meet the definition
• Definition Portfolio Ten Select Comparing to A unit investment trust that buys and holds for one year the ten stocks in the Dow Jones Industrial Average with the highest dividend yields explain
• Definition Single-Premium Deferred Annuity (SPDA) Depends on investor makes a lump-sum payment that is invested in either a fixed-return instrument or a variable-return portfolio, which is taxed only what is
• Definition Short ratio(or short interest ratio) Which investors have sold short divided by average daily volume of the security (measured over 30 days or 90 days). There are various meaning
• Definition Price Out Stop Difference The lowest auction price at which Treasury bills are sold abbreviation
• Definition Stock Split When others. (2) Division of the outstanding shares of a corporation into a large number of shares. Ordinarily, splits must be proposed by how to
• Definition Snowballing Pros and cons Process by which the exercise of stop orders in a declining or advancing market causes further downward or upward pressure on prices help
• Definition Repellant Shark Similarities are golden parachutes, poison pills, safe harbor, and scorched-earth policy. Porcupine provision. Amendment to company charter intended to crossword
• Definition Right Stock How much Another terminology for a stock option examples
• Definition Transaction Arbitrage Structured How many A self-funding, self-hedged series of transactions that usually use mortgage-backed securities (MBS) as the primary assets encyclopedia
• Definition Hedge Sell Compare Related: short hedge information about
• Definition Spreadsheet Why A computer program that organizes numerical data into rows and columns in order to calculate and make adjustments based on new data tutorial
• Definition Split How better outstanding shares into more shares. If a company with 1 million shares executes a two-for-one split, the company would have 2 million error
• Definition Return Net Safety When The minimum available return that will trigger an immunization strategy in a contingent immunization strategy answer
• Definition Index Stock Determines Index like the Dow Jones Industrial Average that tracks a portfolio of stocks means what
• Definition Customer Separate Comparing to Securities Investor Protection Corporation. Each account that is under the name of a different person or group of people is entitled to description
• Definition Analysis Scenario Depends on The use of horizon analysis to project total returns under different reinvestment rates and future market yields definition
• Definition Sum-of-the-years'-digits depreciation Which Method of accelerated depreciation explain
• Definition Securities ; Exchange Commission (SEC) Difference financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public what is
• Definition Draft Sight When Demand for immediate payment meaning
• Definition S Pros and cons Fifth letter of a Nasdaq stock symbol specifying a beneficial interest abbreviation
• Definition Stocks Secondary Similarities capitalization, less quality and more risk than blue chip issues that behave differently than larger corporations' stocks how to
• Definition S Subchapter How much with 35 or fewer shareholders the option of being taxed as a partnership to escape corporate income taxes help
• Definition Theorem Separation How many to an individual is not dependent on consumption preferences. That is, investors will want to accept or reject the same investment projects crossword
• Definition M Subchapter Compare investment companies and real estate investment trusts that avoid double taxation by distributing interest, dividends, and capital gains examples
• Definition Option Single Why A single put option or call option, as opposed to a spread or straddle, which involves multiple puts and calls encyclopedia
• Definition Ticker Stock How better A letter designation assigned to securities and mutual funds that trade on U.S. financial exchanges information about
• Definition Deposits Savings When at below-market interest rates, that do not have a specific maturity, and that usually can be withdrawn upon demand tutorial
• Definition Issue Secondary Determines 1) Procedure for selling blocks of seasoned issues of stocks. (2) More generally, sale of already issued stock error
• Definition Settlement Day Skip Comparing to Settling a trade one business day beyond what is normal answer
• Definition Scattered Depends on Used for listed equity securities. Unconcentrated buy or sell interest means what
• Definition Name Street Which Registration under which securities maybe held by a broker on behalf of a client but be registered in the name of the Wall Street firm description
• Definition Show and tell list Difference Used in the context of general equities. Block list which is full of real customer indications (rather than profile definition
• Definition Exempt Short When special trading situation where a short sale is allowed on a minustick. The owners of a convertible trading at parity can sell the explain
• Definition Subrogation Pros and cons that has paid out to a policyholder for a loss incurred recovers the amount of the loss from the party that is legally liable what is
• Definition Offering Split Similarities A municipal bond issue that is made up of serial bonds and term maturity bonds meaning
• Definition Principle Risk Systematic How much matters in large, well-diversified portfolios. Thus, expected returns must be related only to systematic risks abbreviation
• Definition Calendar Shadow How many A backlog of securities issues registered with the SEC, awaiting the determination of an offer date how to
• Definition Beauty Sleeping Compare takeover target that has not yet been approached by an acquirer. Such a company usually has particularly attractive features, such as a help
• Definition Commitment Standby Why investment firm that the firm will purchase whatever part of a stock issue that is offered in a rights offering that is not subscribed to crossword
• Definition Side-by-side trading How better Trading a security and an option on the same security on the same exchange examples
• Definition Plan Bonus Stock When A plan used as an incentive that rewards employee performance with stock in the company encyclopedia
• Definition Element Savings Determines the cash value built up in a policy, which equals the amount of premium paid minus the cost of protection. This excess is invested by the information about
• Definition Socially conscious mutual fund Comparing to companies that have interests in socially unacceptable markets or produce harmful products or by-products, such as high levels of tutorial
• Definition Data Synchronous Depends on To test option-pricing models, the price of the option and of the underlying should be synchronous and reflect the same moment in the error
• Definition Broker Share Which traded, and reduces the per unit charge as the number of shares traded increases, as opposed to a dealer who charges a percentage of the answer
• Definition Bond Debenture Subordinated Difference secured debt, after debenture bonds, and often after some general creditors in its claim on assets and earnings. Related: Debenture bond means what
• Definition Mortgage Amortizing Self When Mortgage whose entire principal is paid off in a specified period of time with regular interest and principal payments description
• Definition Stock Exchange of Thailand (SET) Pros and cons The only stock exchange in Thailand definition
• Definition Climax Selling Similarities A sudden drop in security prices as sellers dump their holdings explain
• Definition Trade Spot How much The purchase and sale of a foreign currency, commodity, or other item for immediate delivery what is
• Definition Commission Split How many A commission shared between a broker and a financial adviser or other professional who brought the customer to the broker meaning
• Definition Deviation Standard Compare The square root of the variance. A measure of dispersion of a set of data from its mean abbreviation
• Definition Equity Sweat Why An increase in equity created by the labor of the owner how to
• Definition Shopping How better Seeking to obtain the best bid or offer available by calling a number of dealers and/or brokers help
• Definition Clause Subordination When restricts the issuer's future borrowing by subordinating future lenders' claims on the firm to those of the existing bondholders crossword
• Definition Test Short Short Determines to limit profits from short-term trading, which three months, to 30% of gross income. The penalty for exceeding this limit would be the examples
• Definition Bond Assessment Special Comparing to A municipal bond with interest paid by the taxes of the community benefiting from the bond-funded project encyclopedia
• Definition Equity 039 Shareholders Depends on This is a company's total assets minus total liabilities. A company's net worth is the same thing information about
• Definition Rules Suitability Which must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and tutorial
• Definition Signal Difference 039;s actions. The more costly it is to provide a signal, the more credibility it has. For example, to call a press conference and tell error
• Definition Plane Market Security When A plane that shows the relationship between expected return and the beta coefficient of more than one factor answer
• Definition Debt Term Short Pros and cons Debt obligations, recorded as current liabilities, requiring payment within the year means what
• Definition Ira Directed Self Similarities An IRA that the account holder can after appointing a custodian manager to carry out investment instructions description
• Definition Softs How much Tropical commodities such as coffee, sugar, and cocoa definition
• Definition Month Spot How many The nearest delivery month on a futures contract explain
• Definition Seller's option Compare Delayed settlement/delivery in a transaction what is
• Definition Bond Coupon Split Why A bond that begins as a zero-coupon bond paying no interest and converts to an interest paying bond on a future date meaning
• Definition Scripophily How better Collecting stock and bond certificates for their scarcity, rather than for their value as securities abbreviation
• Definition Order Split When divided into smaller orders that are spread out over some period of time to avoid large fluctuations in the market price how to
• Definition Condition Of Statement Determines A document describing the status of assets, liabilities, and equity of a person or business at a particular time help
• Definition Rally Claus Santa Comparing to Seasonal rise in stock prices in the last week of the calendar year, between Christmas and New Year's Day crossword
• Definition 482 Section Depends on U.S. Department of Treasury regulations governing transfer prices examples
• Definition Spike Which price, number of shares, type, and account of the order. Origin: Practice of placing the ticket on a metal spike upon execution or encyclopedia
• Definition Swiss Options and Financial Futures Exchange (SOFFEX) Difference The Swiss derivatives market with the first fully electronic trading system in the world, now called Eurex Zurich AG information about
• Definition Strategy Spread When one or more options so that the cost of buying an option is funded entirely or in part by selling another option in the same underlying tutorial
• Definition Spins Pros and cons Stands for Standard ; Poor's 500 Index Subordinated Notes error
• Definition Management Surplus Similarities Related: Asset management answer
• Definition Split-rate tax system How much A tax system that taxes retained earnings at a higher rate than earnings that are distributed as dividends means what
• Definition Market Sensitive How many A market that reacts to a great extent to good or bad news description
• Definition Trust Sprinkling Compare A trust in which the trustee decides how to distribute trust income among a group of designated people definition
• Definition Bid Special Why stock on the NYSE by advertising a client's large buy order, and matching it up with a number of other traders' smaller sell explain
• Definition Option Index Stock How better An option in which the underlying is a common stock index what is
• Definition Concession Selling When The discount underwriters offer the selling group on securities in a new issue meaning
• Definition Equity Stockholder Determines book value of ownership in the corporation. It includes capital stock, paid-in surplus, and retained earnings abbreviation
• Definition Specialist's book Comparing to specialist that includes the specialist's own inventory of securities, market orders to sell short, and limit orders and stop orders how to
• Definition Strategy Portfolio Structured Depends on Desigining a portfolio to achieve a level of performance that matches some predetermined liabilities that must be paid out in the future help
• Definition Subject Which executed without confirmation from the customer. In other words, not firm, but a bid/offer that needs additional information/confirmation crossword
• Definition Synthetics Difference by blending an underlying price on a cash instrument with the price of a derivative instrument. It is a combination of security holdings examples
• Definition Prospect Simple When An investment opportunity in which only two outcomes are possible encyclopedia
• Definition Agreement Standby Pros and cons In a rights issue, agreement that the underwriter will purchase any stock not purchased by investors information about
• Definition Security Similarities Piece of paper that proves ownership of stocks, bonds, and other investments tutorial
• Definition Market Soft How much A buyer's market in which supply exceeds demand, causing little trading activity and wide bid-ask spreads error
• Definition Effect Firm Small How many of total market capitalization) to outperform the stock market (consisting of both large and small firms answer
• Definition Price Settlement Compare range that is used to calculate gains and losses in futures market accounts. Settlement prices are used to determine gains, losses, margin means what
• Definition Securitization Why investment instrument such as the mortgage pass-through security, by pooling assets to back the instrument. Also refers to the replacement description
• Definition Money Smart How better Investors who make consistent profits in the market, regardless of the investing environment, by making wise, educated moves definition
• Definition Society for Worldwide Interbank Financial Telecommunications (SWIFT) When A dedicated computer network to support funds transfer messages internationally between over 900 member banks world-wide explain
• Definition Settlement Short Determines Trade settlement made prior to the standard five-day period due to customer request what is
• Definition Bond Stripped Comparing to Bond that can be subdivided into a series of zero-coupon bonds meaning
• Definition Bond Payment Single Depends on A bond that makes only one payment of principal and interest abbreviation
• Definition Staggered board of directors Which elected periodically, instead of all at once. Board terms are often staggered in order to thwart unfriendly takeover attempts, since how to
• Definition Rate Settlement Difference Accounting Standards Board (FASB) 87 for discounting the obligations of a pension plan. The rate at which the pension benefits could be help
• Definition Swap When lend to each other on different terms, e.g., in different currencies, and/or at different interest rates, fixed or floating crossword
• Definition Value Standardized Pros and cons Also called the normal deviate, the distance of one data point from the mean, divided by the standard deviation of the distribution examples
• Definition Cap Small Similarities A stock with a small capitalization, meaning a total equity value of less than $500 million encyclopedia
• Definition Analysis Sensitivity How much Analysis of the effect on a project's profitability of changes in sales, cost, and so on information about
• Definition Secular How many Long-term time frame (10-50 years or more tutorial
• Definition Special Night Saturday Compare Often used in risk arbitrage. Sudden attempt by one company to take over another by making a public tender offer error
• Definition Industries Sunrise Why Growth industries in an economy that may become leaders in the market in the future answer
• Definition Ira Simple How better A salary deduction plan for retirement benefits provided by some small companies with no more than 100 employees means what
• Definition Stagflation When A period of slow economic growth and high unemployment with rising prices (inflation description
• Definition Sydney Futures Exchange (SFE) Determines The derivatives market of Australia definition
• Definition Size Comparing to an order, or a trade. Large as in the size of an offering, the size of an order, or the size of a trade. Size is relative from market to explain
• Definition Stakeholders Depends on financial or otherwise, in a firm-stockholders, creditors, bondholders, employees, customers, management, the community, and the government what is
• Definition Student Loan Marketing Association (SLMA) Which established by federal action that increases availability of educational loans by guaranteeing student loans traded in the secondary market meaning
• Definition Squeeze Difference futures increase in price and investors who have sold short must cover their short positions to prevent loss of large amounts of money abbreviation
• Definition Short-run operating activities When short-term finance of a firm, such as how much inventory to order and whether to offer cash terms or credit terms to customers how to
• Definition Shut out the book Pros and cons Used for listed equity securities. Exclude a public bid or offer from participation in a print help
• Definition Watcher Shark Similarities specializing in the early detection of takeover activity. Such a firm, whose primary business is usually the solicitation of proxies for crossword
• Definition Small Order Execution System (SOES) How much Three-tiered system of automatic execution of an order at the best price. Size is either 200, 500, or, most often, 1000 shares examples
• Definition Bank Savings How many An institution that primarily accepts consumer savings deposits and to make home mortgage loans encyclopedia
• Definition Source of funds seller Compare purpose of raising cash for other purchases. Such a seller will sell only at advantageous prices, and not aggressively information about
• Definition Agreement Dealer Selected Why The set of rules governing the selling group in an underwriting tutorial
• Definition Error Tracking Statistical How better Standard deviation of the difference between the portfolio return and the desired investment benchmark return error
• Definition Landing Soft When enough to keep the economy out of recession, but also slow enough to prevent high inflation and interest rates answer
• Definition Sham Determines A business transaction, such as a limited partnership, that is entered into for the sake of avoiding tax means what
• Definition Freeze Salary Comparing to A temporary halt to increases in salary due to financial difficulties experienced by a company description
• Definition Enhancing Scale Depends on risk class as the whole firm. That is, the project allows the firm to grow larger in the context of their current business rather than definition
• Definition Scrip Which A temporary document that represents a portion of a share of stock, often issued after a stock split or spin-off explain
• Definition Simple compound growth method Difference terminal value to initial value and assuming a constant percentage annual rate of growth between the two values what is
• Definition Slump When A temporary fall in performance, often describing consistently falling security prices for several weeks or months meaning
• Definition Plan Investment Systematic Pros and cons An approach involving regular investments in order to take advantage of dollar-cost averaging abbreviation
• Definition Power Stock Similarities ownership of a security to another person, brokerage firm, bank, or lender after it has been sold or pledged to that party how to
• Definition Position Short How much she does not yet own. Shares must be borrowed, before the sale, to make good delivery to the buyer. Eventually, the shares must be bought help
• Definition Special Drawing Rights (SDR) How many A form of international reserve assets, created by the IMF in 1967, whose value is based on a portfolio of widely used currencies crossword
• Definition Effects Side Compare Effects of a proposed project on other parts of the firm examples
• Definition Straight Why Direct telephone line, compared to an outside line that requires a telephone number to be dialed encyclopedia
• Definition Indexing Equity Stratified How better portfolio that classifies the stocks in the index into strata, and represents each stratum in the portfolio information about
• Definition Analyst Side Sell When brokerage firm and whose recommendations are passed on to the brokerage firm's customers. Also called a Wall Street analyst tutorial
• Definition Signaling approach (on dividend policy) Determines The argument that dividend changes are important signals to investors about changes in management's expectation about future earnings error
• Definition Up Start Comparing to The earliest stage of a new business venture answer
• Definition Stratified sampling bond indexing Depends on the index into cells, each cell representing a different characteristic, and that buys bonds to match those characteristics means what
• Definition Bond Samurai Which A yen-denominated bond issued in Tokyo by a non-Japanese borrower. Related: Bulldog bond and Yankee bond description
• Definition Stock Shadow Difference stock that strips out the market wide movements for the purpose of rewarding managers. That is, the management might have done a great job definition
• Definition Price Subscription When Price that current shareholders pay for a share of stock in a rights offering explain
• Definition Stock Exchange, Mumbai (BSE) Pros and cons Formerly the Bombay stock exchange, the BSE accounts for more than one-third of Indian trading volume what is
• Definition Registration Shelf Similarities one registration statement covering several issues of the same security. SEC Rule 415, adopted in the 1980s, allows a corporation to comply meaning
• Definition Spot Soft How much Stocks or groups of stocks that remain weak in a strong market abbreviation
• Definition Shakeout How many A dramatic change in market conditions that forces speculators to sell their positions, often at a loss how to
• Definition Record Stock Compare The accounting a brokerage firm keeps of all securities held in inventory help
• Definition Swiss Electronic Bourse (EBS) Why former stock exchange trading floors in Zurich, Geneva, and Basel, Switzerland so that trades can be carried out among traders on all three crossword
• Definition Rule Sale Short How better be made only in a market that is moving upward; this means either on an uptick from the last sale, or showing no downward movement examples
• Definition Options Settlement When The various possibilities open to a beneficiary under a life insurance policy as to how the benefit will be paid out encyclopedia
• Definition Yield Stripped Determines securities. Return on the debt portion of a bond/warrant unit after subtracting the value of the issued warrant segment information about
• Definition Subject to a print/execution/trading Comparing to Contingent on execution of a trade because the picture in the stock has not been materially altered tutorial
• Definition Convertible Synthetic Depends on Combination of usable bonds and warrants (that expire on or after the bonds' maturity) that resembles convertible bond error
• Definition Saucer Which Technical chart pattern depicting a security whose price has reached bottom and is moving up answer
• Definition Power Staying Difference The ability of an investor to stay in the market and not to sell out of a position when an investment has fallen in value means what
• Definition Curve Rate Spot When The graphical depiction of the relationship between the spot rates and maturity description
• Definition Scale Pros and cons on CDs of varying maturities. A bank is said to post a scale. Commercial paper dealers also post scales definition
• Definition Sale Swap Similarities transaction that ends one counterparty's role in an interest rate swap by substituting a new counterparty whose credit is acceptable explain
• Definition Statement of Cash Flows How much A financial statement showing a firm's cash receipts and cash payments during a specified period what is
• Definition F Subpart How many Special category of foreign-source unearned income that is currently taxed by the IRS whether or not it is remitted to the U.S meaning
• Definition Investment Statutory Compare An investment that a trustee is authorized to make under state law abbreviation
• Definition Trust Remainder Spousal Why distributed to the beneficiary (such as a child of the grantor) to take advantage of a lower tax bracket, and that at the end of the term how to
• Definition Social Security Disability Income Insurance How better tax to provide assistance to disabled individuals with disabilities expected to last at least one year, to compensate for lost income help
• Definition Out Stopped When A purchase or sale that is executed under a stop order at the stop price specified by the customer crossword
• Definition Company Insurance Stock Determines An insurance company owned by a group of stockholders, who are not necessarily policyholders examples
• Definition Fund Country Single Comparing to A mutual fund that invests in individual countries outside the United States encyclopedia
• Definition Merger Statutory Depends on A merger in which one corporation remains as a legal entity, instead of a new legal entity being formed information about
• Definition Price Conversion Stated Which convertible security, the price the issuer effectively grants the securityholder to purchase the common stock, equal to the par value of tutorial
• Definition Deduction Standard Difference The IRS-specified amount by which a taxpayer is entitled to reduce income an alternative to itemizing deductions error
• Definition Costs Search When counterparty to a trade, including explicit costs (such as advertising) and implicit costs (such as the value of time). Related answer
• Definition Stripped mortgage-backed securities (SMBS) Pros and cons flows from the underlying generic MBS collateral into the principal and interest components of the MBS to enhance their attaractiveness to means what
• Definition Stock Exchange of Singapore (SES) Similarities The only stock exchange in Singapore description
• Definition Same-Day Funds Settlement (SDFS) How much between well-collateralized parties in good-the-same-day federal funds used by the Depository Trust Company for transactions in U.S definition

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Same-Day Funds Settlement (SDFS) definition Stock Exchange of Singapore (SES) explain Stripped mortgage-backed securities (SMBS) what is Search costs meaning.

Security characteristic line definition Savings bond explain Sales