Meaning DEALER: An entity that stands ready and willing to buy a security for its own account (at its bid price) or sell from its own account (at its ask price). Individual or firm acting as a principal in a securities transaction. Principals are market makers in securities, and thus trade for their own account and risk. Antithesis of broker. See: Agency
More terms such as Dealer in Dictionary D.
- Definition Date Of Issue:
- Examples of bonds to refer to the date on which a bond is issued and when interest accrues to the bondholder. Used in the context of stocks to refer to the date trading begins on a new stock issued to the dealer definition.
- Definition Debtholder:
- Examples See: Bondholder dealer explain.
- Definition Direct Paper:
- Examples Commercial paper sold directly by the issuer to investors dealer what is.
- Definition Deficiency Letter:
- Examples Notification from the SEC to a prospective issuer of securities that revisions or additions need to be made to the preliminary prospectus dealer meaning.
- Definition Doctrine Of Sovereign Immunity:
- Examples Principle that a nation may not be tried in another country without its consent dealer abbreviation.