legal what is
Meaning of LEGAL explanation. What is track of enforcement actions, audits, and complaints against.

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LEGAL definition

Meaning LEGAL: A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals

More terms such as LEGAL in Dictionary L.

Definition Legal Investments:
Examples Investments that a regulated entity is permitted to make under the rules and regulations that govern its conduct legal definition.
Definition Lending At A Premium:
Examples A loan from one broker to another of securities to cover a customer's short position, with a borrowing fee included. A fee is unusual since securities are normally lent freely between brokers legal explain.
Definition Letter Stock:
Examples Privately placed common stock, so-called because the SEC requires a letter from the purchaser stating that the stock is not intended for resale legal what is.
Definition Long-Term Debt-To-Equity Ratio:
Examples A capitalization ratio comparing long-term debt to shareholders' equity legal meaning.
Definition Living Benefits:
Examples Life insurance benefits from which the insured can draw cash while still living, usually in the case of some high-cost illness legal abbreviation.
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