Meaning NET CAPITAL REQUIREMENT: SEC requirement that member firms and nonmember securities broker-dealers maintain a maximum ratio of indebtedness to liquid capital of 15 to 1
More terms such as Net capital requirement in Dictionary N.
- Definition New York Stock Exchange (NYSE):
- Examples Also known as the Big Board or the Exchange net capital requirement definition.
- Definition National Debt:
- Examples Treasury bills, notes, bonds, and other debt obligations that constitute the debt owed by the federal government net capital requirement explain.
- Definition Nine-Bond Rule:
- Examples An NYSE rule requiring that orders for nine bonds or fewer stay on the floor for one hour to seek a market net capital requirement what is.
- Definition Net Sales:
- Examples Gross sales less returns and allowances, freight out, and cash discounts allowed net capital requirement meaning.
- Definition Net Transaction:
- Examples A securities transaction in which no commissions or extra fees are paid, such as in an initial public offering net capital requirement abbreviation.