rule what is
Meaning of Rule 405 explanation. What is require that a customer's situation is suitable for.

Helpful?

Rule 405 definition

Meaning RULE 405: NYSE codification of "know your customer" rules, which require that a customer's situation is suitable for any investment being made

More terms such as Rule 405 in Dictionary R.

Definition Required Return:
Examples The minimum expected return you would need in order to purchase an asset, that is, to make the investment rule 405 definition.
Definition Risk-Adjusted Return:
Examples from the rate of return on an asset a rate of return from another asset that has similar risk. This gives an abnormal rate of return that shows how the asset performed over and above a benchmark rule 405 explain.
Definition Receiver'S Certificate:
Examples A debt instrument issued by a receiver and serving as a lien on the property, which provides funding to continue operations or to protect assets in receivership rule 405 what is.
Definition Running Ahead:
Examples The illegal practice of trading in a security for a broker's personal account before placing an order for the same security for a customer rule 405 meaning.
Definition Rate Of Return:
Examples Calculated as the (value now minus value at time of purchase) divided by value at time of purchase. For equities, we often include dividends with the value now. See also: Return, annual rate of return rule 405 abbreviation.
  • Dodano:
  • Autor: