Meaning SECURITIES AND EXCHANGE COMMISSION RULES: Rules enacted by the SEC to assist in the regulation of U.S. financial markets
More terms such as Securities and Exchange Commission Rules in Dictionary S.
- Definition Structured Note:
- Examples A derivative investment that will change in value with movements of an underlying index; or a note whose issuer makes swap arrangements to alter its required cash flows securities and exchange commission rules definition.
- Definition Standby Fee:
- Examples Amount paid to an underwriter who agrees to purchase any stock that is not purchased by public investors in a rights offering securities and exchange commission rules explain.
- Definition Shirking:
- Examples less work when the return is smaller. Owners may have more incentive to shirk if they issue equity as opposed to debt, because they retain less ownership interest in the company and therefore may securities and exchange commission rules what is.
- Definition Second Mortgage Lending:
- Examples Loans secured by real estate previously pledged in a first mortgage securities and exchange commission rules meaning.
- Definition Sinking Fund Requirement:
- Examples A condition included in some corporate bond indentures that requires the issuer to retire a specified portion of debt each year. Any principal due at maturity is called the balloon maturity securities and exchange commission rules abbreviation.
