Meaning SMALL ISSUES EXEMPTION: Securities issues that involve less than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which only a brief offering statement is needed
More terms such as Small issues exemption in Dictionary S.
- Definition Subchapter M:
- Examples dealing with investment companies and real estate investment trusts that avoid double taxation by distributing interest, dividends, and capital gains directly to shareholders, who are taxed small issues exemption definition.
- Definition Spread Order:
- Examples An order listing the series of options that the customer wants to buy and sell and the desired spread between the premiums paid and received for the options small issues exemption explain.
- Definition Shogun Bond:
- Examples Dollar bond issued in Japan by a nonresident small issues exemption what is.
- Definition Specialist Unit:
- Examples A specialist who maintains a stable market by acting as a principal and agent for other brokers in one or many stocks small issues exemption meaning.
- Definition Statement Billing:
- Examples which the sales for a period such as a month (for which a customer also receives invoices) are collected into a single statement, and the customer must pay all the invoices represented on the small issues exemption abbreviation.
