Meaning UNIFORM SECURITIES AGENT STATE LAW EXAMINATION: A test required in some states for registered representatives who are employees of member firms of the NASD or over-the-counter brokers
More terms such as Uniform securities agent state law examination in Dictionary U.
- Definition United States Government Securities:
- Examples Debt issues of the U.S. government, as distinguished from government-sponsored agency issues uniform securities agent state law examination definition.
- Definition Upswing:
- Examples An upward turn in a security's price after a period of falling prices uniform securities agent state law examination explain.
- Definition Utility:
- Examples A power company that owns or operates facilities used for the generation, transmission, or distribution of electric energy, which is regulated at state and federal levels uniform securities agent state law examination what is.
- Definition Uniform Practice Code:
- Examples Standards of the NASD prescribing procedures for handling over-the-counter securities transactions, such as delivery, settlement date, and ex-dividend date uniform securities agent state law examination meaning.
- Definition Ultra Vires Activities:
- Examples Corporate actions and operations that are not sanctioned by corporate charter, sometimes leading to shareholder lawsuits uniform securities agent state law examination abbreviation.
