Meaning COMPLIANCE DEPARTMENT: A department in all organized stock exchanges to ensure that all companies, traders, and brokerage firms comply with Securities and Exchange Commission and exchange rules and regulations
More terms such as Compliance department in Dictionary C.
- Definition Cross-Share Holdings:
- Examples Often used in risk arbitrage. Corporations' or governments' equity share ownership in another corporation's shares compliance department definition.
- Definition Chicago Mercantile Exchange (CME):
- Examples corporation owned by its members. Its primary functions are to provide a location for trading futures and options, to collect and disseminate market information, to maintain a clearing mechanism, and compliance department explain.
- Definition Circus Swap:
- Examples A fixed-rate currency swap against floating U.S. dollar LIBOR payments compliance department what is.
- Definition Commission:
- Examples broker to execute a trade, based on number of shares, bonds, options, and/or their dollar value. In 1975, deregulation led to the establishment of discount brokers, who charge lower commissions than compliance department meaning.
- Definition Current Yield:
- Examples For bonds or notes, the coupon rate divided by the market price of the bond compliance department abbreviation.
