Meaning RULE 405: NYSE codification of "know your customer" rules, which require that a customer's situation is suitable for any investment being made
More terms such as Rule 405 in Dictionary R.
- Definition Remote Disbursement:
- Examples Technique that involves writing checks drawn on banks in remote locations so as to maximize disbursement float rule 405 definition.
- Definition Reversing Trade:
- Examples Entering the opposite side of a currently held futures position to close out the position rule 405 explain.
- Definition Regulation A:
- Examples A Federal Reserve Board regulation that exempts small public offerings, valued at less than $1.5MM from most registration requirements with the SEC rule 405 what is.
- Definition Regression:
- Examples technique used to explain and/or predict. The general form is Y = a + bX + u, where Y is the variable that we are trying to predict; X is the variable that we are using to predict Y, a is the rule 405 meaning.
- Definition Renewable Term Life Insurance:
- Examples A policy for a stated period that may be renewed if desired at the end of the term rule 405 abbreviation.
