Meaning SMALL ISSUES EXEMPTION: Securities issues that involve less than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which only a brief offering statement is needed
More terms such as Small issues exemption in Dictionary S.
- Definition Signature Loan:
- Examples A good faith loan that is unsecured and requires only the borrower's signature on the loan application small issues exemption definition.
- Definition Share Broker:
- Examples who charges per share traded, and reduces the per unit charge as the number of shares traded increases, as opposed to a dealer who charges a percentage of the dollar amount of the trade small issues exemption explain.
- Definition Stagflation:
- Examples A period of slow economic growth and high unemployment with rising prices (inflation small issues exemption what is.
- Definition Serial Covariance:
- Examples The covariance between a variable and the lagged value of the variable; the same as autocorrelation small issues exemption meaning.
- Definition Sinker:
- Examples A bond with interest and principal payments coming from the proceeds of a sinking fund small issues exemption abbreviation.
