Meaning UNIFORM SECURITIES AGENT STATE LAW EXAMINATION: A test required in some states for registered representatives who are employees of member firms of the NASD or over-the-counter brokers
More terms such as Uniform securities agent state law examination in Dictionary U.
- Definition Unit Share Investment Trust (USIT):
- Examples A unit investment trust comprising one unit of prime and one unit of score uniform securities agent state law examination definition.
- Definition Underlying:
- Examples What supports the security or instrument that parties agree to exchange in a derivative contract uniform securities agent state law examination explain.
- Definition Unamortized Premiums On Investments:
- Examples The unexpensed portion of the difference between the price paid for a security and its par value uniform securities agent state law examination what is.
- Definition Unsecured Debt:
- Examples Debt that does not identify specific assets that the debtholder is entitled to in case of default uniform securities agent state law examination meaning.
- Definition Undercapitalized:
- Examples A business has insufficient capital to carry out its normal functions uniform securities agent state law examination abbreviation.
