Meaning COMPLIANCE DEPARTMENT: A department in all organized stock exchanges to ensure that all companies, traders, and brokerage firms comply with Securities and Exchange Commission and exchange rules and regulations
More terms such as Compliance department in Dictionary C.
- Definition Commodity Futures Contract:
- Examples An agreement to buy a specific amount of a commodity at a specified price on a particular date in the future, allowing a producer to guarantee the price of a product or raw material used in production compliance department definition.
- Definition Comparative Statements:
- Examples Financial statements for different periods, that allo the comparson of figures to illustrate trends in a company's performance compliance department explain.
- Definition Cash Budget:
- Examples A forecasted summary of a firm's expected cash inflows and cash outflows as well as its expected cash and loan balances compliance department what is.
- Definition Clearing House Funds:
- Examples Funds from the Federal Reserve System, requiring three days to clear, that are passed to and from banks compliance department meaning.
- Definition Conversion Value:
- Examples The value of a convertible security if it is converted immediately. Also called parity value compliance department abbreviation.
