Meaning INVESTMENT ADVISERS ACT: Legislation passed in 1940 requiring financial advisers to register with the Securities and Exchange Commission. The measure was enacted to protect the public from fraud or misrepresentation by investment advisers
More terms such as Investment Advisers Act in Dictionary I.
- Definition Indirect Quote:
- Examples For foreign exchange, the number of units of a foreign currency needed to buy one U.S. dollar investment advisers act definition.
- Definition Instrumentality:
- Examples federal agency whose obligations are guaranteed by the full-faith-and-credit of the government, even though the agency's responsibilities are not necessarily those of the U.S. government investment advisers act explain.
- Definition Interim Statement:
- Examples A financial statement that reflects only a limited period of a company's financial statement, not the entire fiscal year investment advisers act what is.
- Definition Individual Retirement Account (IRA) Rollover:
- Examples A provision of the law governing IRA's that enables a retiree or anyone receiving a lump-sum payment from a pension, profit-sharing, or salary reduction plan to transfer the amount into an IRA investment advisers act meaning.
- Definition Inverse Floating-Rate Note:
- Examples A variable-rate security whose coupon rate increases as a benchmark interest rate declines investment advisers act abbreviation.
