Meaning SUITABILITY RULES: Policies and guidelines that brokers must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and other self-regulatory organizations
More terms such as Suitability rules in Dictionary S.
- Definition Swap Assignment:
- Examples Related: Swap sale suitability rules definition.
- Definition Simple Linear Trend Model:
- Examples An extrapolative statistical model that asserts that earnings have a base level and grow at a constant amount each period suitability rules explain.
- Definition Segregation Of Securities:
- Examples SEC rules to dictate how customers' securities may be used by broker-dealers in broker loans suitability rules what is.
- Definition Separate Tax Returns:
- Examples Tax returns of married persons who choose to file their returns individually, usually because this approach produces lower overall tax payments suitability rules meaning.
- Definition Security Deposit (Initial):
- Examples term margin. A cash amount that must be deposited with the broker for each contract as a guarantee of fulfillment of the futures contract. It is not considered as part payment or purchase. Related suitability rules abbreviation.
